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THE DESTRUCTIVE ELEMENT 



By the Same Author 

POBMS 

VIENNA 



THE DESTRUCTIVE ELEMENT 

A Study of Modern Writers 
and Beliefs 


STEPHEN SPENDER 



JONATHAN CAPE 
THIRTY BEDFORD SQUARE 
LONDON 



FIRST PUBLISHSD 1935 


JONATHAN CAPE LTD., 30 BEDFORD SQUARE, LONDON 
AND 91 WELLINGTON STREET WEST, TORONTO 


PRINTED IN OREAT BRITAIN BY J. AND J. GRAY, EDINBURGH 
PAPER MADE BY JOHN DICKINSON AND CO. LTD. 
BOUND BY A. W. BAIN AND CO. LTD. 



CO 


TENTS 


PAbT ONE 

HENRY JAMES 

CHAPTFK PAGE 

INTRODUCTION I I 

I. THE SCHOOL OF EXPERIENCE IN THE EARLY 

NOVELS OF HENRY JAMES 2^ 

II. LIFE AS ART AND ART AS LIFE 47 

III. THE UNCONSCIOUS S’] 

IV. THE IVORY TOWER AND THE SENSE OF THE 

PAST 99 


PART TWO 

THREE INDIVIDUALISTS 


V. A BRIDGE I 13 

VI. YEATS AS A REALIST I I ^ 

VII. T. S. ELIOT IN HIS POETRY I 32 

VIII. T. S. ELIOT IN HIS CRITICISM I 53 

IX. NOTES ON D. H. LAWRENCE I 76 


PART THREE 

IN DEFENCE OF A POLITICAL SUBJECT 

X. HENRY JAMES AND THE CONTEMPORARY SUB- 
JECT 


5 


189 



6 


CONTENTS 


CHAPTER PA 

XI. THE GREAT WITHOUT 20 

XII. POETRY AND PITY 21 

XIII. WRITERS AND MANIFESTOS 22 

XIV. UPWARD, KAFKA AND VAN DER POST 2 2 

XV. THE AIRMAN, POLITICS AND PSYCHO-ANALYSIS 2 ^ 

EPILOGUE 27 

INDEX 28 



TO ROSAMOND AND WOGAN 



NOTE 


I AM particularly indebted to Miss Theodora Bosanquet, 
Lady Ottoline Morrell, Miss Janet Adam Smith and Mr. 
Herbert Read for their assistance in making it possible 
for me to write the first part of this book, about Henry 
James. My thanks are also due to Mr. T. S. Eliot, who 
drew my attention to the importance of Hawthorne as an 
influence on James; to Mr. Lincoln Kirstein, the editor 
of Hound and Horn^ who gave me some details about 
James’s illness; to my uncle, Mr. J. A. Spender; 
to Miss W. E. Paine for making the index; and to 
Mr. Isaiah Berlin and Mr. William Plomer for helping 
me with the proofs. 

Where I have used quotations that have to my know- 
ledge been used by other commentators, I have drawn 
attention to both sources. This does not mean that I am 
quoting from someone else’s quotation, but that I am 
aware that my quotation has been used previously. 

When my use of material is most controversial, as in the 
essays on Wyndham Lewis and Max Eastman, I have given 
full references. I have not weighed down the essays on 
James with such margination, because it is scarcely likely 
that the reader will want to turn to my exact quotation, 
and the references are sufficiently indicated in the text. 
Also, I have used the earlier edition of Roderick Hudson, 
not the revised version published in the Collected Edition. 

Some extracts from these pages have appeared in The 
Criterion, Hound and Horn, The London Mercury, and Lejt 
Review. Acknowledgements are due to the editors of 
periodicals; and also to Messrs. Macmillan, Cassell, 
Seeker, Faber & Faber, Chatto & Windus, and The 
Hogarth Press for permission to quote from books 
published by them. 


8 



T>ART ONE 


MEISTRY JAMES 




INTRODUCTION 


In this book I have taken Henry James as a great writer 
who developed an inner world of his own through his art. 
I have also tried to show that his attitude to our civilization 
forced him to that development. The process had two 
stages. The first was his conviction that European 
society— and particularly English society— was decadent, 
combined with his own despair of fulfilling any creative 
or critical function in civilization as a whole. Secondly, 
he discovered, in the strength of his own individuality, 
immense resources of respect for the past and for civiliza- 
tion; he fulfilled his capacity to live and watch and judge 
by his own standards, to the utmost. 

It is not only the characters he created that are special- 
ized-all examples, as he willingly admitted, of the 
‘special case’— it is also the institutions, rather than the 
class, which he described. All the time he transforms his 
material with a subtle and concealed anachronism. He 
exploits the realistic tradition of the novel by making his 
real, highly select subject matter, unreal on another plane; 
his aristocrats, his millionaires, are given, in fact, an over- 
dose of Power. The power, the social significance which 
they possess, does not exist in the modern world, it is im- 
bibed from history; from the cities of France, and from 
Venice and Florence in particular. 

On these lines I have defended James from the 
generally accepted dismissals of him. If he is a snob, he 
is a snob for this reason: that he is imposing on a de- 
cadent aristocracy the greater tradition of the past. His 
characters have the virtues of people who are living into 
the past: an extreme sensibility; consideration for, and 



12 HENRY JAMES 

curiosity about, each other’s conduct; an aestheticism of 
behaviour. In some ways their lives are a pastiche; but 
the pastiche is an elaboration of traditional moral values : 
of love and respect. The life that James is, on the surface, 
describing, may be false; the life that he is all the time 
inventing is true. 

These considerations may put James in a different 
light from that in which most readers see him. This 
is a light which illumines several writers, of whom he 
is the greatest. Take James, then, as the greatest of a 
line who owe more to an un-English (a Celtic and a Con- 
tinental) tradition than to the purely Anglo-Saxon one: 
Joyce, Yeats, Ezra Pound and Eliot. These writers have 
all fortified their works by creating some legend, or by 
consciously going back into a tradition that seemed and 
seems to be dying. They are all conscious of the present 
as chaotic (though they are not all without their remedies), 
and of the past as an altogether more solid ground. 

I. A. Richards, in his important essay Science and 
Poetry^ adding a footnote to his pronouncement on The 
JVaste Land (the full version of which appears in the 
second edition of Principles of Literary Criticism), quotes 
from Conrad: ‘In the destructive element immerse. That 
is the way.’ T. S. Eliot, he implies, has thus immersed 
himself. Since that essay was written, while one may 
doubt whether T. S. Eliot’s immersion was total, one sees 
also that others, whether or not they have decided to 
have a dip, were immensely conscious of the destructive 
element. One sees this in Pound’s Mauberley, in Yeats’s 

‘Things fall apart; the centre cannot hold; 

Mere anarchy is loosed upon the world. 

The blood-dimmed tide is loosed, and everywhere 
The ceremony of innocence is drowned,’ 



INTRODUCTION 13 

in James’s grand, final, epistolary gasp at the outbreak 
of the war : ‘To have to take it all for what the treacherous 
years were all the while really making for and meanings is 
too tragic for any words.’ 

The idea for a book on James gradually resolved itself, 
then, in my mind, into that of a book about modern 
writers and beliefs, or unbeliefs; which turned again into 
a picture of writers grouped round the ‘destructive 
element,’ wondering whether or not to immerse them- 
selves. But if one has eventually immersed himself, 
there are also others who seem to be making a fine show 
of emerging at the other side. 

The difficulty of a book about contemporaries is that 
one is dealing in a literature of few accepted values. At 
best one can offer opinions, or one can try to prove that 
one living writer is, for certain reasons, better than 
another. At worst such criticism degenerates into a kind 
of bookmaking, or stockbroking. Certain living critics 
have made wide reputations as bookies, brokers or dic- 
tators. For the step from the literary tipster to the Book 
Society dictator is not wide. I have read, for example, in 
a Tasteful study of contemporary poets, a carefully 
reasoned chapter explaining why the critic believes that 
Walter de la Mare is unlikely to develop further in his 
poetry; another chapter explaining which, exactly, are 
the dozen or so poems by Thomas Hardy that are worth 
reading. This seems to me not criticism, but, strictly, 
impertinence. A living writer as great as de la Mare 
does not decline in accordance with rules laid down by 
donnish minds : at most it is a bet with various odds, long 
or short, to say of any good writer that he will write no 
more good poetry. A dead writer of genius had reason 
for writing in the way he chose, and the ‘common reader’ 
is at liberty to pick his way among Hardy’s poems, per- 



14 HENRY JAMES 

haps guided by the critic, but not dictated to by him. 
Imp ertinent criti cis m means, th a t the critic i s projecting 
on to w riting som e fa ntasy of^his own ^to Eb^ poems 
should^ e written. 

My aim, then, in the arrangement of this book, is to 
establish my one very great writer as my chief value, and 
then allow the others to fall into their places. The great 
writer is James : he is firm enough to stand strongly as a 
central figure. The next problem is to make a bridge 
between James and the younger writers who are now our 
immediate contemporaries. I attempt this in the second 
section. Yeats and Eliot are both traditionalists; they are 
individualist writers, but they are also extremely aware of 
contemporary problems. In his latest poetry Yeats has 
revolutionized his style; his power of observation seems to 
have undergone the same kind of change as one finds in 
James’s last, unfinished, novel. The Ivory Tower. Lawrence, 
on the other hand, compared with these other writers, is a 
kind of traveller to uncharted lands. As a psychologist, in 
his poems, and in Fantasia oj the Unconscious^ he is in many 
ways ahead of all our contemporaries. As a descriptive 
writer he is unique and has no follower, so that his achieve- 
ment takes us beyond the writers of my last section. 

All these writers seem to me, faced by the destructive 
ele ment; that is, by the experience of a n all-per vading 
Preset, which is aTworld without belief.^ This situation is 
accurately described hiy 1. ATTlichards, who finds in 
The Waste Land the expression of the predicament of a 
generation. This account of the poem is perhaps too 
final; but the predicament seems to me real, so that I. A. 
Richards’s pronouncement may, in a sense, be taken as 
complementary to T. S. Eliot’s poem. The Waste Land 
released the comment that really applied and applies to 
most of the serious literature of this century. We may take 



INTRODUCTION 


15 

the pronouncement as a focal point from which diverge 
rays towards the past and the future. On the one hand 
there are the writers who search for some unifying belief in 
the past or in some personal legend, on the other, those 
who (like characters in Chekhov’s plays) look forward to a 
world of new beliefs in the future. Both of these attitudes 
are explained by the consciousness of a void in the present. 

This book is not written in defence of any particular 
set of beliefs, because I myself have adopted them. What 
interests me here is what writers write about, the subjects 
of literature to-day. So that in the last section I am not 
defending the young writers from the old writers, I am 
defending what is, in the widest sense, the political or 
political-moral subject in writing. To me the lesson of 
writers like James, Yeats, Eliot and Lawrence is, that they 
are all approaching in different ways, and with varying 
success, the same political subject. Their task may some- 
times seem impossible, for in the chaos of unbelief the 
time lacks, or has seemed to lack, all moral consistency. 
Nevertheless, certain statements have been made. I have 
tried to elucidate the statements in The Golden Bowl and 
The Wings 0/ the Dove. The statements in The Waste 
Land and in some later poems of Yeats are far barer. In 
the case of Lawrence, as the various biographies go to show, 
a bare account of his life would be a valuable illustrative 
account of the moral life of our time. His own books are, 
indeed, descriptions of his experience; and the writing 
is so inextricably bound up with the value he set on living, 
that it seems a part of the experience; it does not seem at 
all cut off from his life. In a word, what I want to indicate 
in the work of all these writers is what James called the 
‘Figure in the Carpet’; which is the ‘organ of life’. And the 
organ of life, which is the moral life of human beings, is the 
subject, the consistent pattern, through all of these books. 



i6 HENRY JAMES 

After I have said all this, the fact remains that the 
main difficulty of these writers was a technical one. I 
have described the process by which James’s art was 
driven inwards; how in order to write about his political- 
moral subject he was compelled to adopt a technique 
which deprived him of a large audience. Lawrence also 
was hampered by the ‘realistic* tradition of the English 
novel. Only at the end of his life in The Man Who Died 
did he attain the form which was most suited to his 
subject; a form like that of a parable, in which he was able 
to combine his brilliant gift of visual description with 
the peculiar imagery of prose poems, which, in an ordinary 
novel like The Plumed Serpent seems out of place and 
almost grotesque. Yeats, too, only in his last work has 
attained a lyrical form suited to his contemporary subject; 
and, as yet, in his longer work he has been compelled 
always to return to the romantic subject, where the 
background of a personal legend gives his work a unity 
which is lacking in the unbelief of the present time. 
Eliot’s struggles with Tradition involve him in an 
attempt to solve technical difficulties in his own poetry; 
to write a poetry which represents the modern moral life, 
and which is yet not isolated from tradition. 

My approach to writers in this book becomes, in a way, 
progressively and deliberately more and more superficial. I 
try to explain the technical development of James; how he 
revolutionized the method of presentation in the novel; 
altering the emphasis from the scene to that intellectual 
and imaginative activity which leads to the scene, so that 
his scenes are symptoms, not causes; always anti-climaxes, 
not climaxes, in the sense that any explosion, any break- 
down of nervously accumulating forces is anti-climatic. 
It is necessary to relate this to his actual view of life, to 
the figure in the carpet. In Yeats I see a fundamental 



INTRODUCTION 


17 

division of the realist, from the practical politician and 
mystic, the reporter attending stances. I see Eliot as 
an extremely isolated artist of great sensibility, whose 
work at one moment, in The Waste Land, achieved a 
wide objectivity; but his poetry narrows on the one side 
back to Prufrock, on the other side forwards to Ash 
Wednesday and Marina. To say this is not necessarily to 
attack it, because it was an extremely isolated, a deaf, and 
a neurotic sensibility that produced the great Quartets of 
Beethoven’s last period. Eliot’s criticism I argue with, 
because I regard it as an elaborate rationalization of his 
position; an attempt to objectify his situation as a poet, 
which simply exists, and does not need defending. The 
defence involves him in making statements which call for 
discussion. I end this section with some notes about 
D. H. Lawrence. This essay is necessarily incomplete, 
because I do not wish to repeat things which have been 
said better by others; and a great deal has been said 
about Lawrence. This whole middle section is an attempt 
to explain the position of certain writers, without becoming 
involved in technical discussions. 

The last section is an argument. All these writers 
I have been discussing have really the same moral- 
political subject as the centre of their work. The attitude 
may be centrifugal as in James, because James believed 
that the only values which mattered at all were those 
cultivated by individuals who had escaped from the general 
decadence of Europe. But, before everything else, the 
individual must be agonizedly aware of his isolated 
situation; nor is he to be selfish; he is still occupied in 
building up the little nucleus of a real civilization possible 
for himself, and for others possessing the same awareness 
as himself. 

More recently, however, the situation seems to have 



i8 HENRY JAMES 

profoundly altered, because the moral life of the in- 
dividual has become comparatively insignificant. In times 
of revolution or war there is a divorce between the kind 
of morality that affects individuals and the morality of the 
State, of politics. For example, in time of war the moral or 
immoral purpose invented by the State is to beat the enemy, 
and the usual taboos affecting individuals are almost sus- 
pended. Those taboos which serve to make the individual 
conform to a strict family code may become regarded as 
almost ludicrous. In revolutionary times it is questions of 
social justice, of liberty, of war or peace, of election, that 
become really important. Questions of private morality, of 
theft, of adultery, become almost insignificant; in private 
life there remain few great saints, and absolutely no great 
sinners. The old question of free will, of whether the 
individual is free to choose between two courses of action 
becomes superseded by another question: Is a society 
able to determine the course of its history ? 

Society is, of course, made up of individuals, and the 
choice, if there is any, lies finally with individuals. But 
there is a difference between public acts and private acts 
of individuals. There is a difference between the man 
who considers that he is a great and exciting sinner 
because he leads a promiscuous sexual life, and the man 
who decides not to live too promiscuously, because to do 
so embarrasses and complicates his revolutionary activities. 
To the second man the question of a morality in his 
private life becomes a matter of convenience, whereas his 
political conscience governs his actions. 

In times of rest, of slow evolution and peace, society is 
an image of the individual quietly living his life and 
obeying the laws. In violent times the moral acts of the 
individual seem quite unrelated to the immense social 
changes going on all round him. He looks at civilization 



INTRODUCTION 19 

and does not see his own quiet image reflected there at 
all, but the face of something fierce and threatening, that 
may destroy him. It may seem foreign and yet resemble 
his own face. He knows that if he is not to be destroyed, 
he must somehow connect his life again with this political 
life and influence it. 

The subject of these great individualist writers, our con- 
temporaries of the present and the recent past, was the 
moral — or in my wide use of the word — the political life. 
That is the subject of the most important art of our time. 
I am trying to show that it must still remain the most 
serious subject for our literature. The extraordinary 
public events of the last few years, the war, revolutions, 
the economic crisis, are bound eventually to become 
absorbed into the tradition of literature; they are going 
to be the Figure in the Carpet. 

Here, in certain events, the war, the revolutions, is the 
subject; after that, as I have shown in my other examples, 
the immense difficulty of the technical problem begins. 
But the technical problem will only be solved if we 
realize that the moral subject exists. It is not true to say 
that poetry is about nothing; poetry is about history, but 
not history in the sense of school books; a history which 
is the moral life, which is ‘always contemporary.’ And 
the pattern, the technique, is the organ of life. 

So that in this third section I find myself opposed to the 
distinguished critic who says that art is or should be non- 
moral and non-political, but external and satiric, as much 
as I am bound also to oppose those who say that literature 
should become an instrument of propaganda. What I am 
asserting is that the greatest art is moral even when the 
artist has no particular moral axe to grind. Conversely, 
that having a particular moral or political axe to grind 
does destroy art if the writer {a) suspends his own judge- 



20 HENRY JAMES 

ments and substitutes the system of judging established 
by a political creed; (i>) assumes knowledge of men and 
the future course of history, which he may passionately 
believe, but which, as an artist, he simply hasn’t got. 

I am committed then to a theory of communication: 
that the poet is not dealing in purely aesthetic values, but 
that he is communicating an experience of life which is 
outside his own personal experience. He may com- 
municate his own experience, yet he is not bounded by 
that, but by his understanding. If I am answered with 
theories of pure art, I would reply that pure poetry does 
communicate a kind of experience, and that this is the 
experience of a void. For the sense of a void is a very 
important kind of experience. All theories of art for 
art’s sake, and of pure art, are the attempt to state the 
theory of a kind of art based on no political, religious o’* 
moral creed. Certain symbolist poems succeed in being 
‘pure,’ because they communicate an experience which 
is really a void of experience, something static, lifeless 
and immovable. But in order to achieve this they depend 
on certain associations and sequences in our minds which 
they deliberately set out to destroy. But unless these 
sequences and associations existed, they would achieve 
nothing. There could be no ‘free association’ if there 
were not a tied association; there could be no Gertrude 
Steinism if there were not a time sense. Such writing is 
essentially a phase, a void between two worlds. It is, again, 
the literature of the ‘destructive element.’ 

‘The old gang to be forgotten in the spring. 

The hard bitch and the riding-master. 

Stiff underground; deep in clear lake 
The lolling bridegroom, beautiful, there. 

^ W. H. Auden, Poems, No XVI (Second Edition). 



INTRODUCTION 


21 


Lastly, I am not stating how writers should write, or 
even what they should write about. That is their business, 
not mine. I am only suggesting that the sufferings of 
Henry James’s over-perceptive characters, in particular, 
the sleepless and choking nights of Maggie Verver, 
found expression in the physical suffering of the war. 
Maggie was, as it were, haunted by the ghosts of the 
future. James was a very great artist if only because 
the suffering of his characters was not born of self- 
pity; it was an intuition, and it was true. His artistic 
creations have a kind of awareness which is deeper than 
his own consciousness; they knew what the years were 
all the while meaning. And we, in these later times, are 
inundated by the meaning. It is the business of certain 
writers not to escape it. 




I 


THE SCHOOL OF EXPERIENCE IN THE 
EARLY NOVELS OF HENRY JAMES 


Some writers, as they develop, move from what is ob- 
served to what they invent. Others, by an inverse process, 
begin with romantic inventions and end with observation. 

For instance, Goethe is a writer who began with 
romantic invention, and who at the end of his life, in such 
poetry as the West-0 estlicher Divan^ revealed his sense of 
the immediate reality of the outer world around him. 
Yeats is another artist who has moved from the romantic 
inventiveness of his youth to the acute human observation 
of his old age. At the end of his life, in his very last work, 
D. H. Lawrence broke away from direct autobiographical 
observation and invented stories which are really fables. 
Eliot, on the other hand, is an example of an artist who 
has withdrawn more and more into the world of his own 
inner experience; Joyce into a world of his own artistic 
development. Henry James also went through the school 
of observation when he was a young man, and found 
himself more and more free to invent as he grew older. 

I suggest that at some time in his life an artist has got 
to come to grips with the objective, factual life around 
him. He cannot spin indefinitely from himself unless he 
learns how to establish contact with his audience by the 
use of symbols which represent reality to his contem- 
poraries. If he does not learn this lesson, he ceases to be 
an artist, or he dies, like Keats and Shelley. 

What is interesting is that if the artist moves from 

23 



24 HENRY JAMES 

romantic inventiveness to observation of outer reality, the 
romantic symbols of his first period will be used as 
symbols for the newly discovered reality. We find this 
in Yeats’s later poems. If, on the other hand, he begins 
with observation, fragments of what is observed will be 
used as symbols for presenting the inner life. 

Thus James’s later books, even where they are least 
realistic in their content, are islanded with imagery which 
is derived from realistic observation; just as dreams, ex- 
pressing the desires censored by our waking thought, 
figure those desires in pictures which are actual to us. 
For example, in The Golden Boivl the relationship between 
Charlotte and the prince is in Maggie’s distressed mind 
‘like some wonderful, beautiful, but outlandish pagoda, 
a structure plated with hard, bright porcelain, coloured 
and figured and adorned, at the overhanging eaves, with 
silver bells that tinkled ever so charmingly, when stirred 
by chance airs.’ This realistic picture of a collector’s 
piece in her father’s house has become to Maggie a 
symbol, at once terrible and beautiful, of her unhappy 
situation. 

Thus we find in his early books a museum full of the 
symbols which were at first observed as conditions in real 
life, and which, in the later books, were used as symbols 
for different states of mind. 

James was impressed by wealth and display of a kind 
which even to-day impress intelligent and sensitive 
Americans travelling to Europe, which, indeed, impress 
Europeans themselves; by Venice, Rome, and all Italy, 
Paris and the French landscape and towns. He hated 
Germany. What overwhelmed him in Europe was the 
sense of tradition; a Continental tradition which was not 
only unknown to America, but which, in literature, was 
foreign to the English language. The French tradition 



THE SCHOOL OF EXPERIENCE 25 

was not only what he saw with his eyes, but also Madame 
Bovary, Balzac’s novels and the stories of Maupassant. 
There were also the people he met: the aristocrats, and 
the literary society of Paris. And his invitations to parties 
at English country houses. 

In his early work he is obviously rather overwhelmed 
by his impressions. Parts of Roderick Hudson read like a 
tourist guide to Rome. The American sometimes reads 
like a guide through a forest of French family trees. 

From the moment James observed Europe, it therefore 
became certain that the most important symbols of his 
work would be impressions forced on him by families of 
ancient lineage, by the survivals of a great artistic tradition, 
and by the leisure and the displayed self-expression of 
wealthy people. The misery of the poor and struggling 
served chiefly as a stage background to the magnificent 
scenery and dramatic figures which immediately caught 
his eye. 

His view is therefore limited. He is writing, essen- 
tially, as a foreigner. And, as one realizes, if one reads the 
account of his father in A Small Boy and Others, he is 
not even really an American. He was brought up to 
despise everything in America, and he was fed on dreams 
of Europe, so that his outlook was really, from his child- 
hood, cosmopolitan. This explains still further his passion 
for tradition. 

He restores the balance in his ‘traveller’s’ picture of 
Europe by a stroke of honesty amounting to genius, in 
setting the American tourist right in the foreground of 
his early novels. Until he had mastered his European 
material, he made the central theme of his early novels 
what he later termed the ‘International Situation.’ The 
‘International Situation’ became a method of approach 
which he abandoned when he wrote the series of novels 



26 HENRY JAMES 

and stories beginning with The Awkward Age. He 
returned to it in his three great novels, The Wings of 
the Dove, The Golden Bowl, and The Ambassadors. The 
method is made clear in a letter which he wrote to his 
brother William in 1888: T have not the least hesitation 
in saying that I aspire to write in such a way that it would 
be impossible to an outsider to say whether I am at a 
given moment an American writing about England or 
an Englishman writing about America (dealing as I do 
with both countries), and far from being ashamed of such 
an ambiguity I should be exceedingly proud of it, for it 
would be highly civilized.’ 

Although James’s earlier books are much fuller of 
descriptive writing and rapportage than the later books, 
the angle of vision is limited in both. As an artist, James 
came to realize the advantages of this limitation, and he 
used his thematic material at its simplest; the most 
limited theme is capable of the greatest development and 
variation. In his later books, those descriptive passages, 
which tended to sameness and repetition, were dropped, 
and he concentrated on developing and making intricate 
his themes. 

In these books it is possible to see through the facade 
of descriptive writing and external observation, not only 
to the theme of the ‘International Situation’ which was 
the first step in his development, but also to the motifs of 
the later novels. 

Roderick Hudson is the story of a young American 
sculptor who is taken from his home in Boston by a rich 
young man called Rowland Mallett, who hopes that the 
influence of European art will give the fullest release to 
his genius. The experiment ends disastrously; the effect 
of Europe on Roderick is to destroy his creative gift and 
to reveal his character as weak, egoistic and irresponsible. 



THE SCHOOL OF EXPERIENCE 


27 

The relationship between Rowland and Roderick 
provides the book’s greatest interest. It is the relationship 
of the protector and the prot^g^ which recurs often in 
James, and it is also the relationship between a person 
who is an artist in his work and the person who is an 
artist in life. If we view Rowland and Roderick as a split 
personality, we have, indeed, an aspect of James himself; 
because James combined in himself the person who, 
like Rowland, was the spectator at the edge of life, always 
refusing to enter into it, and the sculptural artist that 
Roderick might have been. Roderick is a projection of 
James’s worst fears about his own future as an artist. 
James shows pretty clearly that his sympathy is with 
Rowland, who does not participate in life, and that he 
considers him even to be the better artist. 

‘Without flattering myself,’ writes Rowland, ‘I may 
say that I’m cursed with sympathy— I mean as an active 
faculty, the last of fond follies, the last of my own.’ 
‘Sympathy as an active faculty’ is there in most of James’s 
work. Where his scientific impartiality prevents him from 
revealing any attitude to his characters, he will sometimes 
flood them with doses of sympathy which are his nearest 
approach to sentimentality, and which certainly amount 
often to querulousness. We pour endless sympathy over 
Milly in The Golden Bowl, over Maggie in The Wings of 
the Dove. 

Another effect of James’s so definitely siding with 
Rowland is that the spectator, the person who does not 
participate, the often feminine presence of a second 
Henry James, is projected into most of the novels. In 
Roderick Hudson there is a cousin of Rowland called 
Cecilia to whom Rowland writes. So that Rowland has 
his own sympathetic spectre— his other Rowland— whose 
only business in life seems to be to watch his affairs. A 



28 HENRY JAMES 

similar r6le is played by Mrs. Tristram in The American^ 
by Maria Gostrey in The Ambassadors^ by Mrs. Assingham 
in The Golden Bowl^ to mention only a few names; the list 
is indeed formidable. These characters are all really 
versions of Rowland; they all listen and talk and com- 
ment, and do not act; they all represent, in his most 
feminine aspect, Henry James himself. Quite apart from 
their value as choruses to his drama, James was interested 
in the conception of life without action. The Beast in the 
Jungle is the study of a man in whose life nothing hap- 
pens; it is all spent in waiting for the beast to spring. The 
Altar of the Dead describes two people, typical Jamesian 
spectators, whose eyes are turned always to death, because 
the hero of the drama which they were watching has 
died before them. And these characters are really studies 
for Strether in The Ambassadors, who, in his epic six 
months in Paris, learns of everything called ‘life’ that he 
has missed in his fifty-five years. 

James lived the life of one of his Rowlands or Mrs. 
Tristrams. Until middle age he travelled in Europe, 
living longest in England and Italy; such a life of leisured 
and comfortable journeys to frequented and beautiful 
cities or parts of the country, is, in the majority of cases, 
the most uneventful life our society has to offer. If it 
provides excitement, it provides excitement with the 
least possible amount of friction. Shortly after he was 
fifty, at Rye, he ‘settled down,’ which is the phrase we 
use of ships when they are about slowly to sink. He was 
always comfortably off. At one time he supplemented his 
income with a certain amount of literary journalism for 
high-class American periodicals. In politics, he was a 
Liberal of the most respectable brand. He stayed in 
country houses, went to dinner parties and entertained 
his friends. 



THE SCHOOL OF EXPERIENCE 29 

The personal conflict to be detected in James’s early 
work is a conflict between the desire to plunge too deeply 
into experience and the prudent resolution (leading, 
perhaps, to a certain prudishness) to remain a spectator. 
In two of his early stories. The Passionate Pilgrim and 
The Madonna of the Future^ the overwhelming eflfect of 
Europe on American travellers is described. In both 
stories the creative activity of their heroes is reduced 
to torpor, because they are intoxicated by their sense of 
the tradition. 

The problem that faced James was to absorb the 
tradition of Europe and the tradition of English and 
French literature, without losing his own individuality as 
an American, and in his work the virile influence of Haw- 
thorne. He could choose between two kinds of isolation : 
the isolation of a person so deeply involved in experiencing 
the sensations of a world which is foreign to him, that he 
fails strikingly to affirm himself as a part of its unity; that 
was the isolation of Roderick Hudson. ‘The great and 
characteristic point with him was the perfect separateness 
of his sensibility. He never saw himself as part of a 
whole; only as the clear-cut, sharp-edged, isolated in- 
dividual, rejoicing or raging, as the case might be, but 
needing in any case absolutely to affirm himself.’ 

The alternative which James chose was to be isolated 
in the manner of absolutely refusing to be an actor in the 
play which so impressed him. His belief was that by 
understanding he might see himself as ‘part of a whole.’ 
For the purpose of understanding he was armed, not with 
his brother William’s power of abstract thought, but his 
own imaginative creative gift, and with ‘sympathy as an 
active faculty.’ 

He was not interested in ‘men of action.’ In his early 
work he was fascinated by the artistic temperament. At 



30 HENRY JAMES 

a later period he wrote stories about problems connected 
with the creation of literature. What he was always 
really aiming at was to create characters who were artists 
in life. 

Rowland, in Roderick Hudson, is not in any acknow- 
ledged sense an artist. Yet his attitude to Roderick is 
exactly that of an art critic to some ‘find.’ He is a sort of 
art critic who writes home letters about Roderick. 

There is a sudden exclamation from another character, 
Christina, the exotically attractive temptress of Roderick, 
which explains very clearly what was already James’s 
artistic aim in creating character. 

‘What, then, have you dreamed of?’ (asks Roderick). 

‘A man whom I can have the luxury of respecting!’ 
cried the girl with a sudden flame. ‘A man whom I can 
admire enough to make me know I’m doing it. I meet 
one, as I’ve met more than one before, whom I fondly 
believe to be cast in a bigger mould than most of the 
vulgar human breed — to be large in character, great in 
talent, strong in will. In such a man as that, I say, one’s 
weary imagination at last may rest, or may wander if it 
will, but with the sense of coming home again a greater 
adventure than any other.’ 

Strether, in The Ambassadors, is a character answering 
to Christina’s description. But the characters in whom 
the imagination may most freely ‘rest and wander’ are 
the women of the later novels, such as Maggie Verver and 
Milly. 

There are also flickers of what James would call a 
‘fine moral agitation,’ an interest in the complexity of 
social life, the light and shadow on its surface. ‘Very odd, 
you may say, that at this time of day Rowland should still 
be brooding over a girl of no brilliancy, of whom he had 
had a bare glimpse two years before; very odd that an 



THE SCHOOL OF EXPERIENCE 31 

impression should have fixed itself so sharply under so few 
applications of the die. It is of the very nature of such 
impressions, however, to show a total never presented 
by the mere sum of their constituent parts.’ The last 
sentence has an air of self-importance which seems a 
little irrelevant to the book. But it is relevant to 
James’s later heroes, who are doomed for ever to be 
reckoning up such ‘sums.’ 

All that Roderick represented, the element of violence 
in James’s work, was a hard ghost to lay. We have to 
reckon with the fact that, as always with great aestheticians, 
there is a certain vulgarity in his work, and this vulgarity 
found its expression in violence. It is vulgarity of a kind 
that we never find in the work of coarser writers like 
Fielding, Smollett and Lawrence, but which we always 
are conscious of in writers like Flaubert, or Jane Austen, 
or Wilde. The classic example of such vulgarity is The 
Picture of Dorian Gray. 

I do not think, as has often been maintained, that James 
is vulgar because he was a snob. He understood that very 
small section of European society which interested him, 
far too well to be able to write any account of it which 
was not, in effect, a crushing indictment. He may have 
been ‘knocked off his perch’ by the drawing-rooms of the 
aristocracy, but he nevertheless saw the crack in ‘The 
Golden Bowl,’ and, indeed, went so far as to smash the 
bowl. Not only does a story like The Spoils of Poynton 
show this, but in his letters he is quite explicit. Writing 
to C. E. Norton in 1 8 8 6, he says : ‘The position of that 
body’ (he is referring to the English upper class) ‘seems 
to me to be in many ways very much the same rotten and 
collapsible one as that of the French aristocracy before the 
revolution — minus cleverness and conversation; or per- 
haps it’s more like the heavy, congested and depraved 



32 HENRY JAMES 

Roman world upon which the barbarians came down.’ 
When the war came, it is true that James became an 
English citizen and adopted the conventional trumpet 
note which blew so grandly from most of the writers who 
were ‘over age’ at that time. This was partly because he 
had always hated Germany and looked on the Germans 
as the enemies of the Latin civilization whose tradition 
he loved and lived for. But there is also the realization 
of a certain consistency in the war in these lines: ‘The 
plunge of civilization into this abyss of blood and darkness 
by the wanton feat of these two aristocrats is a thing that 
so gives away the whole long age during which we have 
supposed the world to be, with whatever abatement, 
gradually bettering, that to have to take it all now for 
what the treacherous years were all the while really 
making for and meaning is too tragic for any words.’ 

The vulgarity is not explained by his superficial snob- 
bishness or by any ethical failing. The key to it is, in the 
earlier novels, in his attitude to the body and to the sexual 
act. In the last novels his attitude is quite altered, and 
his extreme individualism has enabled him to accept 
much which before he would have rejected with horror. 
It is not that he ignores the sexual act; on the contrary, 
it plays a very important part in many of his novels. 
The Wings of the Dove and The Golden Bowl^ and even, 
to a large extent. The Ambassadors, are novels about 
sexual subjects. The vulgarity consists at first in the 
sexual act being regarded as the merest formality; and 
secondly, in the later novels, in its being nearly always 
presented as if it were base. 

One of the earlier stories, Madame de Mauves, is an 
account of an idealistic American woman whose romantic 
ambition is to be married into an old French family. She 
marries an aristocratic Frenchman, and then discovers 



THE SCHOOL OF EXPERIENCE 33 

that he is an egoist and a cad. A young American man 
who visits her comes to realize the extent of her un- 
happiness. Her husband, who is ‘carrying on’ with a 
Frenchwoman, cynically proposes to the young American 
that he should sleep with Madame de Mauves. But 
Madame de Mauves is faithful to her idealism even when 
in practice it has betrayed her. She sends him away. He 
hears some years later that she also discovered the in- 
fidelity of her husband, who repented and fell deeply in 
love with her, but her disgust with him was such that 
finally he shot himself. 

Apart from the absurd ending, this story is told 
in a way that is moving and beautiful. Its weakness is 
caused by what I take to be the trait of vulgarity in 
James’s mind. Not only is Madame de Mauves rightly 
portrayed as being extremely cold, but her American 
admirer seems to be several degrees colder. When the 
suggestion has been implied, rather than made, that 
Madame de Mauves should become his mistress, we are 
told that he ‘was conscious of no distinct desire to “make 
love’’ to her; if he could have uttered the essence of his 
longing he would have said that he wished her to re- 
member that in a world coloured grey to her vision by 
the sense of her mistake there was one vividly honest 
man.’ The sense of this is sympathetic, if it means that 
he wished to remain faithful to her idea. But it is worth 
noting that the very idea of making love has been put 
into inverted commas, as though it were somehow ridicu- 
lous and vulgar. Monsieur de Mauves’ behaviour, is, of 
course, boorish and objectionable, but as we read on we 
begin to wonder whether the horror with which the 
young American seems to regard the whole topic of 
physical love is not even more repulsive. We do not feel 
that his respectability is due to any Christian codff of 



34 HENRY JAMES 

morality; it is simply the horror at imposing any vulgarity 
on Madame de Mauves. James’s characters tend to be 
pagans tempered by an upper-class sense of respectability. 
We find that the very thought of a possible ‘happy 
ending,’ in which Madame de Mauves and her lover could 
frankly enjoy each other, is rather disgusting. In fact, 
although James’s characters are full of moral passion, and 
certainly of a passionate regard for each other, in his early 
novels his lovers are not lovers. 

His attitude to sex varied greatly in the course of his 
development. In the early novels and stories, with the 
exception of The Princess Casamassima, wherever James 
approaches the physical side of life he seems to draw on 
his gloves, and his nouns draw on their inverted commas. 
When his subject is sex, he sheers away from it by reducing 
it to a formality, and if one tries to imagine his characters 
physically, one feels that one is lifting a veil which con- 
ceals something repulsive. Here the vulgarity lies in the 
tastelessness of what is artificial when a comparison is 
forced with what is natural. The most obvious symptom 
of his uneasiness is in his occasional indulgence in the 
purely melodramatic, which, in the first books, strikes 
such a surprisingly false note, until, in The Spoils of 
Poynton, by an astonishing tour de force, he succeeds in 
making a work of art out of a series of violent episodes. 

In the books of the middle period, in which James is 
preoccupied with problems of form, his attitude to sex 
seems to have taken refuge in fantasy. There is a strange 
ambiguity about the intention of such books as What 
Maisie Knew and The Awkward Age, and about stories 
like The Pupil and The Turn of the Screw. It is difficult 
not to conclude that a rather infantile repressed sexual 
curiosity governs the extraordinary convolutions of What 
Maisie Knew, and that The Pupil is a fantasy about 



THE SCHOOL OF EXPERIENCE 35 

homosexuality. In the Henry James number of Hound 
and Horn,^ Mr. Edmund Wilson, the author of one of 
the best books of contemporary criticism, Axel's Castle., 
has worked out in great detail a theory that The Turn of 
the Screw is a story of the repressed sexual delusions of 
the governess who is the narrator. If so, the sexual 
imagery is amazingly well worked out. The valet, whom 
she sees, appears on a tower, and is dressed in the clothes 
of the master, with whom she is in love. The governess, 
her predecessor and rival, always appears behind a lake of 
water. Every detail is correctly Freudian. The only 
difficulty is that if the imagery were worked out con- 
sciously, it is hardly likely that James would have antici- 
pated Freud with such precision. The horrible solution 
suggests itself that the story is an unconscious sexual 
fantasy, or that James has entered into the repressed 
governess’s situation with an intuition that imposed on 
it a deeper meaning than he had intended. 

In the later books, the sexual motif reappears in what 
are really amazing forms. Firstly, in The Ambassadors, 
the essential fact that Chad is living with Madame 
de Vionnet is accepted by the American traveller, Strether 
(the type of spectator that most interested James), with 
the force of a revelation. Secondly, the heroine of The 
Wings of the Dove, Milly, is a martyr to the brutal virility 
of Kate and Densher, and to her own refusal or inability 
to enter into their world of health and normality. Lastly, 
in The Golden Bowl all these elements are fused, and 
instead of one being offered the familiar Jamesian spec- 
tacle of the single isolated person in conflict with the 
intrigue of nature and marriage, one is offered a conflict 
between two different sorts of marriage. The book 
leaves no doubt that James considered the relationship 
* Hound and Horn : Henry James Number, April to June 1934. 



36 HENRY JAMES 

of the father and daughter, Maggie and Mr. Verver, as 
a marriage, which was interrupted by their each marrying, 
and thus entering into a conflicting pair of marriages 
outside their own relationship. It so happens that the 
two outsiders, the two people to whom the father and 
daughter are married, are also living together, and thus 
a grotesque conflict is set up between the spiritual, 
platonic marriage, and the marriage by nature of the two 
adulterers. 

It is difficult not to conclude that there was some 
conflict in James’s mind on the subject of sex, which may 
explain much about him. His unwillingness to face 
certain aspects of reality may partly explain the with- 
drawal of his art from the objective world, until he had 
created a world of his own, in which it was possible for 
that reality to appear either in a form in which it was 
beautifully accepted (as in The Ambassadors).^ or in which 
it was ‘shown up’ in its full horror. 

In an article by Mr. Glenway Westcott in the same 
number of Hound and Horn., a reference is made to a 
rumour which persists in America: ‘Henry James; 
expatriation and castration,’ and again, ‘Henry James, it 
is rumoured, could not have had a child. But if he was 
as badly hurt in the pre-Civil War accident as that — since 
he triumphed powerfully over the other authors of his 
epoch— perhaps the injury was a help to him.’ There is 
another reference to the accident in Miss Rebecca West’s 
little book on James. Apparently he was called on as a 
volunteer to help with a fire engine to put out a bad fire. 
There was an accident, in which he was very severely 
scalded. In his letters he refers to an injury from which 
he suffered all his life. 

Whether the accident was as serious as has been main- 
tained, or how it affected James, is now comparatively 



THE SCHOOL OF EXPERIENCE 37 

unimportant. But his attitude to sex, whatever its origin, 
is important because it may also account for the prevalence 
of death as an ending to his stories. Castration, or the 
fear of castration, is supposed to preoccupy the mind 
with ideas of suicide and death. ^ There is a type of 
Jamesian character, Roderick Hudson, and all the Millies 
and Maggies — there seem to be many of them — and 
Hyacinth, and Owen Wingrave, and the children in The 
Turn of the Screw, and the boy in The Pupil, whom it is 
impossible to regard except in the light of death. The 
preoccupation with death is so emphatic that it is difficult 
to remember that, as an exception, Maggie Verver did 
not die, at the end of The Golden Bowl. 

In the ten years preceding the publication of Roderick 
Hudson, his work was at its most melodramatic. There 
is a full description of the stories he published at this 
period in Mr. Beach’s The Method of Henry fames, 
published by the Yale University Press. Most of these 
stories seem to have been extremely violent. Mr. Beach 
writes of one of them, called De Grey: a Romance'. ‘Feeling 
and expression are always in the superlative degree. The 
hero “cries out in an ecstasy of belief and joy.” The 
heroine “turns deadly pale.” People rush madly, pre- 
cipitately — and more than once. Piercing shrieks re- 
sound through the house. A face “gleams through the 
darkness like a mask of reproach, white with the phos- 
phorescent dews of death ! ” ’ Henry J ames was twenty-five 
years old when he wrote this story, so it cannot be regarded 
as the outpouring of an adolescent. It is the crude ore of 
a violence, sexual in origin, which is never very remote 
from James’s novels, however smooth their surface. 

The American, which was published in 1887, a year 

^ The rumour of castration seems exaggerated and improbable, but it 
seems likely that James sustained a serious injur}'. 



38 HENRY JAMES 

after Roderick Hudson^ is a mature work, but it is Eliza- 
bethan in its mechanism. It is a story of a middle-aged 
but vigorous, self-made American, who travels to Europe, 
and in Paris tries to make a prosperous marriage with the 
aristocratic daughter of a great French family. With her 
he eventually, and rather incidentally, falls in love. The 
family, tempted by his money, first of all accept him, and 
then, finally, turn him down. The daughter, who loves 
him, submits to her family, but refuses to marry anyone 
else and finally buries herself in a convent. 

The thin thread that gives the book its continuity 
and much of its excellence, is (as James explains in the 
preface to the complete edition), the character of Newman, 
the American. In the violence of his disappointment, 
Newman stumbles on a scandalous family secret. He 
comes into possession of a paper written by his fiancee’s 
father on his death-bed, proving that he was killed by her 
mother. Newman has his opportunity of revenge. He 
toys with the luxurious idea of exposing the whole 
antique twelfth-century rotten family. But eventually 
(this is the rather youthful conception that struck Henry 
James while he was seated in or on an American horse- 
car) he burns the paper and goes back to America. 

Newman is certainly a grand figure, but most of the 
other characters in the book are curiously ineffective. 
Valentin, the attractive younger son of the aristocratic 
family, is an exception. He is a far livelier figure than 
his sister, and his relationship with Newman is far more 
convincing and more passionate than Newman’s relation- 
ship with her. In the same way, in Roderick Hudson, the 
relationship between Rowland and Roderick is more real 
to us than is the relationship of either with his girl friend. 
Moreover, the women in James’s early books are far too 
conscientiously drawn, when compared with his men. 



THE SCHOOL OF EXPERIENCE 39 

who seem more spontaneous. That James was perhaps 
conscious of this deliberation is shown in both the title 
and the whole manner of The Portrait of a Lady. A third of 
this book is taken up with brush-work which has nothing 
to do with the story, but much to do with James’s deter- 
mination that he would really present Isabel Archer to us. 

Apart from the character of Newman, The American 
is made memorable by certain very dramatic scenes, and 
by flashes of profound psychological observation. It is 
this psychological insight which makes the total effect of 
the decrepit, proud, destructive old family far more real 
than the character of any one of its members. The 
Marquise de Bellegarde attempts to kill her husband by 
not giving him the dose of medicine which will revive 
him after he has had a stroke. He faints, but recovers. 
When he is better, but still very weak, she comes back 
into the room : 

‘She came up to the bed and put in her head between 
me and the Count. The Marquis saw her and gave a 
sound like the wail of a lost soul. He said something we 
couldn’t understand, and then a convulsion seemed to 
take him. . . . The Marquis was stone dead — the sight 
of her had done for him.’ 

The way in which this is realized is perhaps rather 
absurd, but the underlying meaning is not at all absurd. 
The great family, European aristocracy, Versailles peopled 
with ghosts, seem purely destructive to the hearty, 
healthy intruder, who is made to see himself as a bar- 
barian. It is a strange contrast with the later novels, 
where James takes often the side of the aristocrats whom 
he regards here as dead; with The Ambassadors, which is 
so like it in many ways, where Strether, the American, is 
fighting against his compatriots for the French family. In 
the earlier book the French aristocratic family speaks the 



40 HENRY JAMES 

language of death. It repels the inflow of new American 
life, and it even suicidally refuses the money which might 
revive its splendour. 

All the family are dead, or ghosts. The Marquise 
destroys her husband’s life and the happiness of her 
daughter. The attractive but purposeless younger son is 
killed in a farcical, anachronistic duel. The daughter, 
because she attempts to escape from her death at home, 
is self-condemned to a living tomb, for that is Newman’s 
vision of a Carmelite convent. The remaining members 
of the family are living corpses. 

In Roderick Hudson, Roderick comes to Europe and 
dies because he is surfeited with all the things that 
were new and rare to him when he was exiled from 
them in America. In Europe, he is drowned by the 
excess of riches. In The American, Europe resists the 
invader and he returns to America, having witnessed the 
suicide of a great and ancient family. This triumph of the 
barbarian may have given James the same sort of com- 
pensatory satisfaction as Lawrence got from describing 
the seduction of an aristocrat by a gamekeeper. In The 
Portrait of a Lady, the American, Caspar Goodwood, with 
all his crude virtue, fails to recapture Isabel from Osmond, 
who represents another and shallower but sinister aspect of 
Europe. 

The death theme in Henry James’s work has a signifi- 
cance which extends far beyond that of the ‘International 
Situation.’ In the first place, as I have pointed out, it 
probably has a bearing on his own psychology. Secondly, 
it is part of a tradition derived from Hawthorne, and 
extending far beyond James into a great mass of modern 
imaginative literature. The debt of contemporary litera- 
ture to Hawthorne is made clear in Lawrence’s essay on 
The Scarlet Letter, in his Studies in American Classical 



THE SCHOOL OF EXPERIENCE 41 

Literature. In a typical Hawthorne novel such as The 
Blythedale Romance., there are all the typical properties of 
an early James story or novel. There is Priscilla, the weak, 
suffering, simple orphan, who is easily imposed on by 
the designing, unscrupulous, healthy, sexual, intelligent, 
slightly vulgar, Zenobia. The narrator is a poet of rather 
weak character who is constitutionally incapable of par- 
ticipating in any way in the lives of the other characters, 
much as he would like to do so. There is a passionate 
crusading ‘reformist’ character, Hollingsworth, who is 
anxious to build a home for converting criminals. He 
is the grandfather of characters like Caspar Goodwood, 
or like Waymarsh in The Ambassadors. Most significant of 
all, is the atmosphere of death which pervades the whole 
book. It is clear enough that in order to be good and 
beautiful you have to live on the spiritual plane. In order 
to do that you renounce the struggle against nature, and 
you fall a victim to healthier, less scrupulous and more 
primitive people. Actually, in The Blythedale Romance, it 
is the healthy Zenobia who commits suicide; but the point 
is, that if she had not done so Priscilla would have died. 
If James had written The Blythedale Romance he could 
not have accepted the sanguine view of a providence that 
killed Zenobia and spared Priscilla. This New England 
puritanical view of life pervades James, and is the 
crudest explanation of the moral feeling behind the 
deaths of so many of his characters. It is a harsh, logical, 
unscrupulous puritanism — quite unlike the English re- 
spectable Puritanism which simply ignores three-quarters 
of life. The classical American puritanism, on the con- 
trary, hunts out and persecutes the physical side of 
life. It follows that the good people are those who 
are most successful in thwarting their physical desires; 
they therefore fall easy victims to people less disastrously 



42 HENRY JAMES 

preoccupied, unless, indeed, quite unaided, they manage 
to kill themselves by contracting some nameless internal 
disease, particularly consumption. But James differed 
from Hawthorne in being a puritan who did not believe 
in the puritan morality. 

Not only is this view of life the background of James’s 
novels, but American literature seems never to have escaped 
from it. For instance, it is violently apparent in the 
novels of William Faulkner. There are symptoms of it even 
in Hemingway, although the heroine of A Farewell to Arms 
expresses only what one might term a ‘veiled purity,’ in 
being less dissipated than the other characters in the book. 
Their dissipation is also an inverted puritanism. One 
does not have to search far for puritanism in T. S. Eliot. 

The psychological attitude of much modern literature, 
especially that of D. H. Lawrence, is implicit in the little 
scene in The American^ in which the Marquise de Belle- 
garde, by an act of the will, murders her husband. The 
over-developed, destructive, perverse, egoistic will, is the 
instrument which destroys the Bellegarde family, which 
prevents them from sharing with an instinctive pleasure 
the new forms of life (American life) outside them. 

At the beginning of The American there is a curious 
passage in which Newman describes how he came to 
throw up his chance of making more money in America, 
and to decide on his travels : 

‘The idea of not coming by that half-million in that 
particular way, of letting it utterly slide and scuttle and 
never hearing of it again, became the one thing to save 
my life from a sudden danger. And all this took place 
quite independently of my will, and I sat watching it as if 
it were a play at the theatre. I could feel it going on inside 
me. You may depend upon it that there are things going 
on inside us that we understand mighty little about.’ 



THE SCHOOL OF EXPERIENCE 


43 

So that the vitality of Newman is of a kind which is 
opposed to that concentration of an egoistic will which 
makes the Bellegarde family so hang on to every shred 
of their decayed grandeur, and which, in circumstances 
which he rejected, could have established him as a tena- 
cious, self-made man. 

Newman is alive and solidly real, because he is not 
completely either made or on the make. He is aware of, 
and to some extent guided by, the movements of an 
energy within himself which is larger than his conscious 
will. He is, in an almost crude sense, a worshipper of 
life. Although he is not cultured, he has taste and a high 
standard of social behaviour. He is incapable of the 
homicidal tastelessness of the Bellegardes, because he is 
innocent, and therefore his natural humanity is incapable 
of gross tastelessness. The old English nurse and care- 
taker of the family likes him as she would like a child. 
In the final issue he is always capable of falling back on 
the illumination of that ‘ idea’ which saved him from 
that extra half-million, and which set him wandering 
along the galleries of the Louvre. He is, in fact, 
a romantically conceived figure ; James’s version of 
Rousseau’s savage. He is as sharply contrasted with the 
figures of the Bellegarde family as is broad daylight with 
the obscurity of the night. 

We come now to The Princess Casamassima. Christina 
Light, the exotic traveller from Roderick Hudson^ marries 
a prince and becomes a princess in the book which is 
named after her. She continues her career of charm and 
destruction, and in this book the person whom she helps 
to destroy is a young man called Hyacinth, the illegitimate 
son of an earl by a prostitute, who is brought up by a 
seamstress. 

James explains in the introduction how he came to 



44 HENRY JAMES 

write this book, partly because he was not satisfied with 
his treatment of Christina in the earlier novel, and partly 
as the result of ‘the habit and interest of walking the 
streets’ in London. The conjunction of Christina with the 
‘great grey Babylon,’ results in a brilliant book, quite 
unlike any other book he wrote, a book in the broad 
English tradition of Dickens and Thackeray. 

The moving and realistic description of the life of Miss 
Pynsent, the seamstress, and her charge; of their visit to 
the prison where Hyacinth’s mother lies dying; of the 
people who surround them; of Mr. Vetch, the old 
violinist; and lastly, of the young revolutionaries whom 
Hyacinth joins. All these things lead one to believe that 
James is really attempting to give a picture of the whole 
London scene. But when we meet Lady Aurora, the 
delightfully typical Socialist aristocrat who devotes her 
life to working, in a crazy way, amongst the poor, and 
then the Prince and the Princess, we realize that we are 
only looking at the same aristocratic setting from the 
wings. 

Yet the observation of political types in this book is 
remarkable, and curiously undated. Hyacinth, with his 
strong leaning towards the upper classes, and yet his 
feeling that he is somehow committed to the cause of the 
workers, might to-day have become a Socialist Prime 
Minister, who, at the height of his power, would dismay 
his followers by too frankly going over to the other side. 

Paul Muniment, Hyacinth’s friend, is a true revolu- 
tionary type. He has the egoism, the sense of self- 
preservation, the cynicism, of a person who identifies 
himself so completely with a cause that he goes through 
life objectively guarding himself from all approach, as 
one might preserve for the supreme event a very intricate 
and valuable bomb. Paul certainly seems to betray 



THE SCHOOL OF EXPERIENCE 


45 

Hyacinth when he becomes a captive of the Princess 
Casamassima, yet one has a feeling that James does him 
less than justice and that he withheld in himself reserves 
of revolutionary interest. 

Another character, the Cockney girl, Millicent Hen- 
ning, is the most sensual of all James's women. She is a 
thorough Londoner, and yet she has the physical vigour 
of some woman off the streets of Rome, as she moves 
through the book with a Southern freedom of speech and 
gesture. 

In fact, James went further in the way of observation 
in this than in any other book. For once, he painted in the 
whole background of the International Scene. After this, 
he certainly recorded new types, and new phases of 
society, such as that represented by Gabriel Nash in The 
Tragic Muse. The Oscar Wilde type interested him in 
the same way as did the Coleridge type, which he recorded 
so brilliantly in The Coxon Fund., or the Shelley type whose 
ghost haunts the pages of The Aspern Papers. But these 
were, after all, only new manifestations of the social world 
which so intrigued him. Even his stories about childhood 
are only new ways of holding up the mirror to the upper 
class, or sometimes to what one might call the pseudo- 
upper-class, which interested him at one time still more, 
in such studies as The Pupil and What Maisie Knew. 

The theme of The Princess Casamassima is essentially the 
same as that of The American and Roderick Hudson. It is 
the death of a society. Here, indeed, it is seen in an in- 
clusive form, for not only is the society, which the Princess 
forsakes in her search for life, implicitly decadent (even 
the gesture of forsaking it is a typical symptom of b^ 
longing to it), but the revolutionaries themselves ^re 
suicidal. The intrigue in which Hyacinth finds hufiself 
caught, is an assassination as pointless as the duel iawhich 



46 HENRY JAMES 

Valentin (in The American) is killed. Hyacinth himself 
is a feeble revolutionary, and his existence as a bastard 
makes him a living contradiction in terms of class. The 
friend on whom he relies seems to go over to the other 
side, and, at any rate, betrays him. 

In these novels of James’s first period, we see him at 
work observing European society, and we are able to 
read into his conclusions. After the publication of the 
last of them. The Tragic Muse^ for three years he took to 
writing for the stage. Then followed the beginning of 
the retreat of his work into a world of inner experience. 



II 


LIFE AS ART AND ART AS LIFE 


The tragic muse is a book in which all the conflicting 
aspects of life which interested James at this time are re- 
presented; the life of political action, the aesthetic life 
and the drama. The drama was for the next few years to 
win, and it might always have held him, had his plays 
succeeded in attracting audiences. 

It seems that James, like most writers of great in- 
tegrity, secretly yearned for success, even in the most 
vulgar and public sense. With his earliest books he had, 
indeed, achieved a certain fame; everyone had read Daisy 
Miller^ and in London society he himself became to some 
extent a social, literary lion. But he did not repeat the 
success of Daisy Miller^ and with his failure on the stage 
he definitely abandoned the hope of popularity. In his 
letters there is a frequent note of slight but bitter disappoint- 
ment at this comparative worldly failure. Sometimes it 
even takes the form of his declaring that he only goes on 
writing in order to make money, which seems to be an 
apologia, since he was never in any pressing financial 
need. He had fairly ample private means. 

Since the public ceased to show that intelligently 
responsive critical interest in his work which is an almost 
necessary stimulus to creation (although most artists have to 
learn to do without it; without its intelligence, at all events), 
he replied by showing less interest in them. He retired 
more and more into the inventions of his own mind. 

The contrast between the life which he had seen and 

M 



48 HENRY JAMES 

described and the life which he now began to invent from 
his own inner experience is clearly enough explained in 
the preface to the volume of stories about artists, called, 
in the Collected Edition, The Lesson of The Master. 
‘Whereas any anecdote about life, pure and simple, as it 
were, proceeds almost as a matter of course from some 
jog of fond fancy’s elbow, some pencilled note on some- 
body else’s case, so the material for any picture of personal 
states so specifically complicated as those of my hapless 
friends in the present volume will have been drawn pre- 
ponderantly from the depths of the designer’s own mind.’ 

From the same depths are drawn The Awkward Age, 
The Spoils of Poynton, The Aspern Papers, The Turn of the 
Screw, What Maisie Knew, In the Cage, and many other of 
the stories of this period, especially what he called the 
‘nouvelles,’ as distinct from the short stories which are 
more in the nature of the anecdote. 

The relation of these nouvelles to the school of his 
experience is interesting, because the seed of most of 
them was some real occurrence. James tells in his prefaces 
how in conversation he would hear the allusion which 
was the ‘germ’: he would not listen for more than the 
germ, because to hear all, impeded the creative process 
that had already started in his mind. He describes how 
one such allusion from the lady seated next to him at a 
dinner party, gave him the idea of The Spoils of Poynton. 
‘There had been but ten words, yet I had recognized in 
them, as in a flash, all the possibilities of the little drama 
of my Spoils, which glimmered then and there into life; 
so that when in the next breath I began to hear of action 
taken, on the beautiful ground, by our engaged adver- 
saries, tipped each, from that instant, with the light of the 
highest distinction, I saw clumsy Life again at her stupid 
work.’ 



LIFE AS ART AND ART AS LIFE 49 

The dislike of ‘clumsy Life’ grew on him, so that even 
in his autobiographical books, Notes of a Son and Brother 
and A Small Boy and Others^ he constantly adds^««A to 
incidents. It is not that he heightens or retouches, but 
that he distinguishes and isolates in order to give its full 
significance to each incident. What he revered in Life 
was Art, and one may legitimately add that what he 
revered in Art was Life. When he altered one or two 
details in his brother William’s Letters before he printed 
the quotations from them which appear in Notes of a Son 
and Brother^ he apologized to his protesting nephew, in 
a letter: ‘It was as if he had said to me on seeing me lay 
hands on the weak little relics of our common youth, “Oh, 
but you’re not going to give me away, to hand me over, 
in my raggedness and my poor accidents, quite un- 
helped, unfriendly: you’re going to do the best for me you 
can, aren’t you, and since you appear to be making such 
claims for me, you’re going to let me seem to justify 
them as much as I possibly can ’ He clears the matter 
up further in a generalization which applies to his life’s 
work (he was seventy when he wrote this letter), ‘I have 
to the last point the instinct and the sense for fusions and 
interrelations, for framing and encircling (as I think I 
have already called it) every part of my stuff in every other 
— and that makes a danger when the frame and circle 
play over too much upon the image.’ 

He was not, of course, isolated, in the ’eighties and 
’nineties, in adopting this ‘aesthetic’ attitude which could 
easily be interpreted as a part of the general con- 
temporary pose that art was more important than life. 
He almost became part of the movement, when his 
stories about the life of the artist appeared regularly 
in The Tellow Book. He was, of course, a much more 
serious artist than Wilde or any of that lot (with the 



50 HENRY JAMES 

exception of Yeats, who was then a young man), and his 
battle for art only superficially resembled theirs. They 
were fighting for a unique and exemplary, pure and 
original gesture of ‘Art for Art’s sake.’ He was fighting, 
like Eliot in our time, but in a more comprehensive, 
genial way (I believe), for traditionalism. Some of his 
critical observations quite strikingly resemble certain 
remarks of Eliot in his essay on Tradition and the Indi- 
vidual Talent. One is his comment to W. D. Howells on 
the prefaces which he wrote for the Collected Edition of 
his works. ‘They are, in general, a sort of plea for 
Criticism, for Discrimination, for Appreciation on other 
than infantile lines — as against the so almost universal 
absence of these things; which tends so, in our general 
trade, it seems to me, to break the heart.’ Then there is 
his account of The Altar oj the Dead in his preface to the 
volume named after that story: ‘The sense of the state of 
the dead is but part of the state of the living,’ which 
reminds one of Eliot’s remark about the dead writers: 
‘Precisely, and they are that which we know.’ 

What distinguishes James from the aesthetes is his 
extraordinary sense of life, as distinct from reported experi- 
ence. Writers like Wilde and Lionel Johnson, and even 
Whistler, were so deeply embroiled in various sensations 
and memorable experiences, that it was natural for 
them to think of Art as something cut off from life. 
James had nothing of what they would call life; life to 
him was as much a separate activity from his own life as 
Art with a big A. He therefore had a reverent dis- 
interested sense of what life was, because his approach 
to it was not through his living, but through his art. He 
is one of the very few artists who, when he talks of ‘life,’ 
makes one feel that he means something which cannot 
be instantly replaced by some word such as ‘sex,’ or 



LIFE AS ART AND ART AS LIFE 51 

‘business/ or ‘success.’ His art for him was only valuable 
because it was the means of creating life. And to the 
thesis that applied to himself that art was life, there 
followed the antithesis that life was art, which accounts 
for so much of the characterization in his later work, 
where he described people who were artists in creating 
their own, and in their approach to other people’s lives. 

The Figure in the Carpet is the story of a novelist of 
genius who meets a young man interested in making a 
critical study of his work. He tells the young man that 
there is in all his work ‘an idea without which I wouldn’t 
have given a straw for the whole job. It’s the finest 
fullest intention of the lot, and the application of it has 
been, I think, a triumph of patience, of ingenuity.’ This 
secret of his work is called ‘the figure in the carpet.’ The 
young man fails to discover the secret, and the author dies 
without revealing it. 

A great temptation is afforded, because in many of 
James’s books there is a pattern, an arrangement of 
symmetry in the plot, which governs the lives of his 
people. We are reminded of his description in the preface 
to The Awkward Age of how when he was explaining to the 
conductors of Harpers Magazine his plan of the book. ‘I 
remember that in sketching my project ... I drew on a 
sheet of paper . . . the neat figure of a circle consisting 
of a number of small rounds disposed at equal distance 
about a central object. The central object was my situa- 
tion, my subject in itself, to which the thing would owe 
its title, and the small rounds represented so many dis- 
tinct lamps, as I liked to call them, the function of each of 
which would be to light with all due intensity one of its 
aspects.’ This arrangement resembles the extremely 
complex arrangement of the parents and step-parents 
in What Maisie Knew, so that one gets there a small 



52 HENRY JAMES 

algebraic system. If one imagines the parents as A and B, 
and their respective lovers as X and Y, then Maisie is 
free to work out all the possible combinations, AB, AY, 
XY, and BX, of the symbols, which she does, with 
an almost fiendish intensity. Or the distribution of 
marriages in The Golden Bowl, made possible by the 
grotesque social inconsistency that the relationship of 
the rich Mr. Verver to his daughter Maggie is, in effect, 
marriage. 

Yet this finding of patterns is too crude and obvious 
and elaborate to satisfy the very simple conditions of 
Hugh Vereker’s figure. If we look for the analogy in 
James’s work, there is one remark in the story which 
does provide a clue. ‘What I contend that nobody has 
ever mentioned in my work is the organ of life.’ 

The organ of life is, in fact, the whole complex system 
of James’s middle and later work; the method of indirect 
presentation, or ‘his rummy manner,’ as William James 
called it. He is— to an extent quite unprecedented 
amongst novelists— a creative artist, and what he main- 
tains he was creating by his peculiar method of approach, 
is life. The clue is that precisely those principles in his 
work which seem to us at first most artificial, the imposed 
mathematical pattern, the perversely forced symmetry, 
create a pattern and an unity (the ‘organ of life’) which 
is fundamental, where personality and character lie 
on the surface. In order to understand this, one must 
forget all the standards by which one compares James’s 
novels, which are, as it were, creating by their organic 
unity the whole process of life, with novels of annotation 
and observation, which are recording manners and 
imitating characters and the symptoms of a social life. 

The best analogy to James is not to be found in prose 
writing at all, but in poetry or music; more particularly in 



LIFE AS ART AND ART AS LIFE 53 

music. James’s phrase, ‘the organ of life’, obviously could 
be applied to Beethoven’s Third Symphony, or, in a sense 
more easily comparable with James, to some elaborated 
work with constant suggestions of something in nature 
which is mysteriously indicated— perhaps something 
French— like C^sar Franck’s Symphonic Variations. It 
is impossible to understand what seems the unnecessary 
complexity, the specialized characterization, the forced 
intellectual interest, of a book like The Golden Bowl^ unless 
one realizes that the nature of this art is symphonic; that 
it most nearly resembles music. 

The musical analogy holds again and again. Precisely 
the beauty of such stories as The Aspem Papers and The 
Turn of the Screw is that one finds in them a rare, inac- 
cessible and pure poetry which reminds one of the music 
of Gluck. Consider also the uses of Paris in The Am- 
bassadors'^ the effect of the town against the characters is 
like the contrast of a vast subterranean orchestra against 
the single leading instruments of a concerto. 

Fortunately, James’s manner of composition is clear 
to us, as the notes of two of his unfinished novels have 
been published. These notes convey a feeling, not of 
the observation of life, not of rapportage^ but of the 
creation of living, pressing forms of life. To grasp 
the whole pattern, to breathe all the excitement, and 
to follow all the difficult yet urgent thematic argu- 
ments, one has to read these notes. They remind 
one of Beethoven’s sketch books, or of his account, 
reported somewhere, of how he heard a theme and lost 
it and then pursued it unceasingly, until it was clear. 
Here is a passage from the notes of The Sense of the Past, 
where the young American traveller from the modern 
world tells his secret to his charming eighteenth-century 
cousin: 



54 HENRY JAMES 

‘He breaks down under the beautiful pity of her 
divination, the wonder of her so feeling for him that she 
virtually knows, or knows enough; and the question is 
here, of course, isn’t it? . . . That’s what it comes to, 
what it has come to, very much indeed it would seem; 
that’s what the situation would seem to mean, would appear 
to have to give, as who should say, of finest: their being 
face to face over all the prodigious truth— which I think 
there ought to be a magnificent schne a faire in illustration 
of. The beauty, the pathos, the terror of it dwells thus in 
his throwing himself upon her for help— for help “to get 
out,’’ literally, help which she can somehow give him. The 
logic, the exquisite, of this to be kept tight hold of, with 
one’s finger on every successive link of the chain. But 
voyons un feu the logic; which, expressed in the plainest, 
the most mathematical terms possible, is that what this 
“retributive’’ admonition signifies for him is, he feels, that 
he is going to be left' 

Then there are the notes in The Ivory Tower for his 
first intuition of Haughty’s character: ‘Yes, there glim- 
mers, there glimmers; something really more interesting, 
I think, than the mere nefarious act; something like a 
profoundly nefarious attitude, or even genius: I see, I 
really think I see, the real fine truth of the matter in 
that.' We may compare these quotations with the account 
of his inspiration which he scribbled one night on a sheet 
of paper, which is published in the Letters, and also 
quoted, more effectively than I can use it, in Herbert 
Read’s Form in Modern Poetry: 

‘Momentary side-winds — things of no real authority — 
break in every now and then to put their inferior little 
questions to me; but I come back, I come back, as I say, 
I, all throbbingly and yearningly and passionately, oh, 
mon bon^ come back to this way that is clearly the only 



LIFE AS ART AND ART AS LIFE 55 

one in which I can do anything now, and that will open 
out to me more and more, and that has overwhelming 
reasons pleading all beautifully in its breast. What really 
happens is that the closer I get to the problem of the 
application of it in any particular case, the more I get into 
that application, so that the more doubts and torments 
fall away from me, the more I know where I am, the more 
everything spreads and shines and draws me on and Fm 
justified in my logic and my passion. . . . Causons^ causons^ 
mon bon — oh, celestial, soothing, sanctifying process, with 
all the high sane forces of the sacred time fighting, 
through it, on my side! Let me fumble it gently and 
patiently out — with fever and fidget laid to rest — as in 
the old enchanted months! It only looms, it only shines 
and shimmers, too beautiful and too interesting; it only 
hangs there too rich and too full and with too much 
to give and to pay; it only presents itself too admirably 
and too vividly, too straight and square and vivid, as 
a little organic and effective Action. ..." 

Henry James’s artistic method is thus not at all the 
method of the novelist who arranges his observations 
until they form a pattern, or a unity illustrating some 
philosophy. There is an interesting passage in the preface 
to The Portrait of a Lady which helps to show what his 
method of approach is: 

‘There is, I think, no more nutritive or suggestive truth 
in this connexion than that of the perfect dependence of 
the “moral” sense of a work of art on the amount of felt 
life concerned in producing it. The question comes back 
thus, obviously, to the kind and degree of the artist’s 
prime sensibility, which is the soil out of which his 
subject springs. The quality and capacity of that soil, 
its capacity to “grow” with due freshness and straightness 
any vision of life, represents, strongly weakly, the 


SALAR JUMG LIBRARY 



56 HENRY JAMES 

projected morality. . . . Here we get exactly the high 
price of the novel as a literary form— its power not only, 
while preserving that form with closeness, to range 
through all the differences of the individual relation to its 
general subject-matter, all the varieties of outlook on life, 
of disposition to reflect and project, created by conditions 
that are never the same from man to man (or, as far as that 
goes, from woman to woman), but positively to appear 
more true to its character in proportion as it strains, or 
tends to burst, with a latent extravagance, its mould.’ ^ 

This is the best defence of his characterization, 
which has been attacked often on the ground that his 
people are special cases, too clever to be human. His 
characters are not meant to be real in the sense that they 
are copies of the people whom, in life, they represent. 
They are only taken from life in the same way as the 
little allusion which was the germ of The Spoils of Poynton 
was taken from life. They are not portraits, but symbols 
of the types which they represent; in the same way as the 
characters in Shakespeare are not people whom one 
would meet in everyday life, but are yet symbols repre- 
senting in their most significant form people who are real. 

What he, better than any other novelist realized, is 
that Art, which is merely a reflexion of life, is either not 
Art but rapportage, or else Death Art. Constructive and 
living Art is always struggling against a stream of mere 
phenomena in order to create life. 

When one is considering the historic position of a 
writer like James, it is important to remember that, 
although he is a novelist, he is also fulfilling other func- 
tions that were not fulfilled by the poets and dramatists 

^ I have used here the same quotations as are chosen by R. P. 
Blackmur in his Essay on ‘The Critical Prefaces’ published in Hound 
and Homy Henry James Number. I am greatly indebted to this Essay. 



LIFE AS ART AND ART AS LIFE 57 

of his time. In the same way as, when veins are removed 
from the body, the blood will find other passages through 
which to flow back to the heart; so, when the drama, and, 
particularly, the poetic drama is dead, it becomes the 
function of other writing to replace it. The best evidence 
of the inadequacy of what James would call ‘the amount 
of felt life’ in modern poetry, is the existence of that 
attempted substitute for narrative and dramatic poetry, 
the poetic novel. And James in his novels was to a con- 
siderable degree always describing the effects of poetry and 
of poetic drama. It is part of his greatness, though, that 
he does not fall into the trap of writing poetic prose. In 
his own unique, passionately inventive medium, he simply 
describes the feelings of people which in a less creatively 
repressed age than that of his contemporaries, or an age of 
less debased moral values, would have become poetry. 

More apparent is his substitution of drama. Having 
himself failed to write plays for the stage, and being pro- 
foundly aware of the need for an existing dramatic tra- 
dition, he lifted scenes off the stage and presented them 
in his books. In the same way as he wrote described 
poetry, he wrote described drama. Not only is the 
dialogue in his later books built up into the scene, but the 
meditative and descriptive passages, all related through 
the minds of different characters, have the force of the 
soliloquy in the Elizabethan play. In one of his letters 
he explains the dramatic method of The Awkward Agex 
‘—A form all dramatic and scenic— of presented episodes, 
architecturally combined and each making a piece of the 
building; with no going behind, no telling about the figures 
save by their own appearance and action and with explana- 
tions reduced to the explanation of everything by all the 
other things in the picture.’ 

We now see in array the inventions and technical 



58 HENRY JAMES 

devices of his art, all uniting to compose that symmetry 
in his work which he calls ‘the organ of life.’ Life at its 
most explicit, acted by people whose every gesture is 
part of an argument sustained by high intelligence. A 
life in which the palette of the sensations is as deliberately 
restrained as are the colours of his contemporary, Whistler. 
No one ever seems to sweat in a James novel, or suddenly 
loses his temper, or gets blind drunk, or gets randy. The 
emphasis is always on horizontal emotions which flow 
and grow and are part of the pulse of life, not breaking 
across it. Yet one is always aware of a great intellectual 
passion, weighing more heavily on the mind, as one 
follows the endless variations of the growing love or pain 
or understanding. 

Part of the atmosphere of restraint is provided by the 
simplicity of his subjects. He is a symbolist in the sense 
that when he is best he takes an extremely simple subject, 
so simple that it can either be regarded as a thing which 
one can hold or look at from every angle, or else yet 
simpler, so that it can be comprehended in the title of the 
book or story: The Ivory Tower, The Golden Bowl, The 
Spoils of Boynton. He then does explore his object to the 
fullest extent, with the intensity of a crystal-gazer. 

If one takes a typical section of his prose— a story such 
as The Aspern Papers, or a ‘book’ from The Wings of the 
Dove or The Golden Bowl, one is aware of three main con- 
current strands of what one might call the ‘morality,’ as 
distinct from the typical Jamesian devices. The first of 
these is the pattern of social life, the world of appearances, 
of money, of habitations and dress, all elaborately ‘placed,’ 
which is the surface texture of the writing; above this, 
constantly thrown up from it, is the fantastic psychological 
imagery of the desires and frustrated wishes, which is as 
present to his characters as is the phenomenal world. 



LIFE AS ART AND ART AS LIFE 59 

James’s intuitive genius lies in his unerring use of such 
imagery; his people live not only in the ‘real’ world, but 
also in a world of their own daydreams and their own 
psychological frustration. A part of their conversation is 
the things they say to themselves, the things that they 
would like to say to one another, and the things that 
somehow by a kind of unspoken intuitive language they 
do convey to each other. James never forgets this in- 
voluntary life of impulse, desire, and instinctive illumina- 
tion. His characters, worldly as they may superficially 
seem, are constantly subject to visions, to moments of 
revelation, to inspired action. This is what gives their life 
a moral significance which illumines all their thought, 
and which makes them capable of good and evil, in spite 
of their preoccupation with the aesthetic side of behaviour. 

Underneath the other two strands there runs the 
strand of plot, of destiny. The thread which is beyond 
their control, and which leads in The Wings of the Dove to 
the death of Milly and to the frustration of Kate’s and 
Densher’s happiness. 

Destiny is in James’s books closely linked to the 
decadence of the people he is describing, and to their 
social conditions. The decadence makes them, to a great 
extent, victims of their environment and of their tradition ; 
they are limited in their range of action; they are prac- 
tically incapable, for example, of living an admirable life 
without a great deal of money. 

Money is in these novels the golden key that enables 
people to live in a world where they are free to plot their 
lives beautifully, and to act significantly. James has been 
severely criticized for this materialist view. There is a 
confusion in this criticism, because one has only to read 
his letters to realize that the whole business of money and 
money-making disgusted him. It simply struck him as 



6o HENRY JAMES 

a part of the moral incongruity and decadence of the 
world he was studying, that without this stained and dis- 
honoured money, a life that was civilized and intelligent 
was practically impossible. This point of view has been 
the inspiration of many Socialists, and it was commonly 
held by liberal-minded and cultured people before the 
war. For example, one finds it running through E. M. 
Forster’s novel, Howard's End. James’s insistence on 
means was his reaction from business; he insisted that his 
characters must be free from the appalling dullness of 
‘making’ money. In order to free them, they must either 
be paupers or else have the money already made for 
them. He was a scientific social observer, in the sense that 
the centre of his interest was fixed on one small class of 
people, the economic conditions of whose lives were 
parasitic, so that they were free to lead the kind of life 
which seemed to him the peak of interest in our civiliza- 
tion. They were the highest product of history, and in 
them one could see the depths to which the tradition had 
sunk. In confining his attention to this small class he was 
like a specialist who studies the behaviour of a certain 
metal at a certain temperature. 

Because money has a symbolic value in his work, it has 
been assumed that a passion for money was a part of 
James’s social snobbery. No doubt he liked the best that 
Europe could give. He remarked to Desmond Mac- 
Carthy that he could ‘stand a good deal of gold.’ How- 
ever, the fascination of gold in his books is that it is at 
once the symbol of release from the more servile processes 
of the world in which we live, and also supremely the 
symbol of the damned. 

ti, It is the symbol of the damned firstly because nothing 
in our civilization (as it now is) can ever atone for the 
wickedness of acquiring it, and secondly, because it 



LIFE AS ART AND ART AS LIFE 


6i 


damns the people who happen to possess it without 
having acquired it, since it has been got for them. 

The horror of acquiring it is doubly dealt with in The 
Wings of the Dove. Densher and Kate damn themselves 
in getting it, and Milly is destroyed by having it. His 
last book. The Ivory Tower, shows signs that it might have 
been full of a Timonesque rage against money. It opens 
with a study of the death of two terrible old cronies, one 
a swindler of great personal charm and human under- 
standing, the other an honest business man whose mind 
has become a machine for calculation, and who dies with 
disgust because he has reason to believe that the swindler 
may recover. The feeling that ‘every dollar is damned’ 
hangs over the two heirs, a young man and a young 
woman. The young woman hates every dollar she has; 
the young man, in an endeavour to make the best of a 
heritage, the use of which he does not in the least under- 
stand, puts all his affairs in the charge of a friend. The 
friend. Haughty, swindles him, and Gray watches the 
extent of his dishonesty grow and grow, with a feeling 
partly of sympathy, partly of amused disgust. In addition 
to this, in an ornament, a drawer of the ivory tower, there 
is concealed a letter from the dead financier explaining 
in detail to Gray the extent of his uncle’s (from whom he 
has inherited his fortune) dishonesty. In the notes for 
James’s private use, which are published at the end of 
the unfinished book, there is a contemptuous reference 
to the ‘overdone idealism’ of ‘Rockefellers and their like.’ 
One could not go much further than James has done in 
this posthumously published work to show 
whole money machine. 

There are even occasions on which James’s characters 
consider renouncing their chances of gaining money. 
Densher proposes to Kate in The Wings of the Dove that 




62 HENRY JAMES 

they should marry on what they have— which is nothing. 
But a respectable marriage on nothing, is a prospect which 
she cannot face, with the example of her smart, plausible, 
penniless scamp of a father, and her drudge of a sister 
before her. James explains, though, in the notes to The 
Ivory Tower thiit Gray was a character he had always longed 
to create; someone who refused utterly to be on the make. 
In The Spoils of Poynton, that violent Chekhovian comedy, 
it is the things themselves, the Spoils, which are evil, which 
destroy the happiness of all the people who are interested 
in them. And every possible variation of interest is repre- 
sented. The collector’s interest of Mrs. Gereth, the pure 
aesthetic almost disinterested sympathy and appreciation 
of Fleda, the righteous appropriation of Owen, and the 
commercial grabbing of his fiancee and her family. There 
is no story to compare with this for the sense of moral 
blame which emanates from the precious objects and 
attaches to one person after another in the story. At the 
end of the story, when the house with all its treasures 
is seen in flames, one becomes aware of what was always 
wrong; it was the Spoils themselves. 

The symbol of corruption is not the wealth, but the 
misapplication of wealth in our civilization, just as in 
other civilizations wealth is the symbol of the finest 
creativeness, the greatest artistic achievement. The cor- 
ruption of our time is partly also that wealth can only be 
obtained by the vulgarest, that is to say the most deathly, 
means; the tradition of a great aristocracy, of a great 
cultural past is, as it were, basely misapplied. Money is, 
in James’s books, a symbol for the corruption of the past 
in the life of the present; it is a corrupted tradition. If one 
accepts this convention, one sees that the action of a 
person in his novels who refused to make or acquire 
money (Gray already has it) would be irrelevant; it would 



LIFE AS ART AND ART AS LIFE 63 

correspond to the action of someone who cuts himself 
off from tradition, who emigrates. 

Civilization, tradition, high intelligence, tact, under- 
standing, the ability to love and to suffer, are the chief 
moral values which one finds in James’s work. There 
is a tendency of his characters to regard the intelligent 
as the beautiful and the beautiful in behaviour as the good. 
The passive moral quality of these almost dead people is 
their ability to feel and to atone for evil, by suffering. 
Individualism becomes a value which applies to his 
whole view of life, both for himself and for his creations. 
At the end of his life he wrote in a letter: T believe 
only in absolutely independent, individual and lonely 
virtue, and in the serenely unsociable practice of the 
same; the observation of a lifetime having convinced me 
that no fruit ripens but under that temporarily graceless 
rigour, and that the associational process for bringing it 
on is but a bright and hollow artifice.’ 

His belief in sensibility, of course, followed from his 
belief in the supreme value of the experience of indi- 
viduals: ‘If there be a wisdom in not feeling— to the last 
throb — the great things that happen to us, it is a wisdom 
I shall never either know or esteem.’ 

But, in being individual, it was not an isolated sensi- 
bility. It was a sensibility which made one acutely part 
of the world and time in which one was living: ‘The 
roaring, rushing world seems to me myself — with its brutal 
and vulgar racket — all the while a less and less enticing 
place for living in.’ 

He had no political opinions. Only an intense awareness 
of existing opinion. He wrote to his nephew, in 1899: 
‘Thank God, I’ve no opinions — not even on the Dreyfus 
case. I’m more and more aware of things as a mere mad 
panorama, phantasmagoria and dime museum.’ 



66 HENRY JAMES 

not impressed by, and who did not kow-tow to, these 
things, his polite absurd conversational mannerisms, his 
‘my dear lady’s,' ‘my dear young man’s,’ one must admit 
that there is something which fits in this description. 
Yet at the time I speak of, to judge from The Ivory 
Tower, The Sense of the Past and some of his letters, he 
must in his thoughts have been immersed in a sense of 
beauty amounting to a flood of poetry. 

And what finally counts are the qualities which one 
finds in his books that most obviously spring from the 
depths of his own self: his morality, his pity, his humanity, 
his feminine genius and feminine courage, his gift of 
profound understanding. These qualities are not learnt 
from observation, but derived from remoteness, from 
journeys far into himself. Yet he has the sane saving 
power of observation. The book on America, The American 
Scene (written in 1907), which is still one of the best 
books on modern America, shows how little he ever 
lost this. 

If one realizes these two aspects— the observation, 
brilliant and external, the emotion, the mature fruit of 
the man’s own pity and moral feeling — one will realize 
also how profound is his indictment of our civilization in 
those three last great novels. The Wings of the Dove, The 
Golden Bowl, and The Ambassadors. 



Ill 


THE UNCONSCIOUS 


‘The play of one’s mind,’ reflected Martin Densher, in 
the course of one of his terrible interviews with Kate 
Croy’s aunt, Mrs. Lowder, ‘gave one away, at the last, 
dreadfully in action, in the need for action, where sim- 
plicity was all. . . . What he must use his fatal intelligence 
for was to resist.’ 

The fatal intelligence which is the enemy to action is 
cast over the three great novels. The Wings of the Dove, 
The Ambassadors, and The Golden Bowl. The result of 
it is that the heroes and heroines of these novels are 
all passive; they do not act at all; their morality is to 
suflFer generously. It also follows that what they have to 
suffer from is being more intelligent than the other 
characters. Also, there are no villains. It is important to 
emphasize this, because in these really savage novels the 
behaviour of some of the characters is exposed in its 
most brutal form. But the wickedness of the characters 
lies primarily in their situation. Once the situation is 
provided the actors cannot behave otherwise. Their only 
compensation is that by the use of their intelligence, by 
their ability to understand, to love, and to suffer, they 
may to some extent atone for the evil which is simply 
the evil of their modern world. It is these considerations 
that make his later books parables of modern Western 
civilization. 

The plot of each book is based on the development of a 
very simple situation. Directly one has fully grasped the 

67 



68 HENRY JAMES 

situation, the revelation of which forms the plot, one 
knows what will happen, and part of the interest is to 
see how each character gradually learns what the whole 
situation is. It is, then, a question of what his attitude 
will be to a situation developing as logically as a neurotic 
illness, such as paranoia, or as the causes of the European 
War were developing, when James wrote this novel. 

The situation in The Wings of the Dove is crystallized 
by the meeting of Milly, the young, attractive, ill and 
orphaned millionairess, with Martin Densher and Kate 
Croy. By chance she meets them separately; Martin in 
New York, before she comes to Europe, and Kate in 
London as soon as she arrives there. It thus happens that 
the coincidence of their having already met before she 
knew either of them does not force itself on her until very 
late in her adventures; especially as they are occupied in 
trying to conceal from her that they are lovers. 

In the first part of the book — before we meet Milly at 
all— there is a whole ‘book’ to impress on us all the circum- 
stances of Kate’s and Martin’s love-making. How they 
have no money to marry on. How Kate is only saved by 
the protection of her aunt, Mrs. Lowder, from being at 
the mercy of her scandalous but plausible father who has 
committed some unmentionable fraud, and her low, 
gossiping sister. The aunt, who rescues her, wishes her 
to marry a peer, and will not accept Martin, a vague, 
impecunious, interesting, charming journalist of the kind 
who is a social correspondent, and who has no prospects. 

Milly, on the other hand, is a character of the type 
whom Lawrence calls in Aaron's Rod a ‘murderee.’ 
People who see her and who are disinterested, are touched 
by the sense of her doom which she wears. ‘She had the 
most extraordinary sense of interesting her guest, in spite 
of herself, more than she wanted; it was as if her doom 



THE UNCONSCIOUS 69 

so floated her on that she couldn’t stop — by very much 
the same trick it had played her with the doctor.’ 

Kate and Martin are the murderers appointed by 
nature and the economic system to destroy Milly. As 
merciless as vultures, and terrible in their health and 
their strong physical passion, they swoop down on her. 
That is what the unconscious ordains that they should do. 
The interest of the book lies in the play of the intelligence 
on this process. 

Milly has one way out. When she is ill, she goes to a 
doctor, who, by what should have been a stroke of the 
greatest fortune, happens to be a psychologist of genius 
as great as James himself. He tells her that she has the 
power to get well; in order to do so she must choose to live. 
In her case, living means that she must have a lover. 

It so happens that the person whom Milly has been in 
love with, ever since she met him in America, is Martin 
Densher. With great courage and simplicity, after she has 
seen the doctor, she sets out to marry Martin. Kate now 
realizes what is to be Milly’s doom. It is easy for her to 
arrange with Martin to conceal their engagement from 
Milly, because it is in any case a secret, as it is against 
the wishes of Mrs. Lowder, the aunt, who is a con- 
fidential friend of the lady companion whom Milly 
brings with her from America. But she goes further 
than mere concealment; she lets Milly understand that 
she dislikes Martin, and that she resents or only tolerates 
his attentions, so that Milly not only feels herself more 
than ever free, but also anxious to console Martin. Kate 
then gets Martin himself involved, by persuading him 
to ‘make up’ to Milly, on the pretext that it is useful for 
him to do so, since it enables them to have a meeting- 
place in Milly’s rooms. It is difficult for them to meet 
at Mrs. Lowder’s. One of the worst difficulties of 



70 HENRY JAMES 

their impoverished courting is that they have nowhere 
to go. 

The scene shifts to Venice, where Milly takes a palace. 
She is now very much in love with Martin, and her 
health is so bad, that she is expected to die. Kate now pro- 
poses to Martin that he should actually marry Milly, in the 
expectation of her dying, and thus gain the money for them 
both. He is almost ill with waiting for Kate, who, all this 
time, in order to keep the situation keyed up to the highest 
pitch, will not sleep with him. However, she promises to 
sleep with him if he will agree to her plan, and he agrees. 

He lingers on in Venice, visiting Milly every day, and 
becoming more and more impressed by her vivid, sensitive 
personality. But he does not propose. One day an 
admirer of Milly and also of Kate — Lord Mark — arrives, 
and tells Milly that Kate and Martin are engaged. Milly 
does not believe it. He returns to England, makes quite 
certain, goes again to Venice, and this time he convinces 
Milly. She turns her face to the wall. 

But Milly, after she is dead, still has her beautiful 
gesture. She leaves her money, or a great deal of it, to 
Martin, and he and Kate know that it is left for them 
both. They have got what they wanted. But in the 
course of doing so they have been revealed to themselves 
and to each other in a light that shows too clearly their real 
value, and that destroys love. Martin, in particular, knows 
that the really valuable human being is dead, and Kate 
knows that he has this knowledge. Yet they themselves 
are moral in the sense that they are not cowards. They 
are able to face their situation and to recognize the judg- 
ment on what has happened. The book ends on this note 
when Kate says: ‘We shall never be the same as we were!’ 

James’s morality is shown here as clearly as possible, in 
Milly’s attitude. Her behaviour is made moral by the 



THE UNCONSCIOUS 71 

extent of her compassionate understanding. What she 
understands is not merely that her friends have cheated 
her, but that their action is comparatively irrelevant. At 
the end of the book it becomes clear that in reality Densher 
loves Milly and not Kate, in spite of his extraordinary 
calculation. Moreover, in spite of their joint intrigue 
Kate and Densher have never the least desire to hurt 
Milly. They genuinely believe that she is doomed to die, 
and they both want her, until she dies, to be as happy as 
possible; or, as Milly sees it, they want, like everyone else 
around her, to ‘let her down as gently as possible.’ It is 
true that they do not want to give her the love from lack 
of which she is dying, but the strange result of their 
terrible behaviour is that they do give even this to her. 
It is the love which Milly recognizes. 

The drama, with its considerable element of horror, 
lies in their being conscious of their designs. The book 
moves, as it were, on two conflicting planes. The plane of 
conscious, social, polite, exquisite appearances, and the 
plane of unconscious desires. The peculiarity of these 
people is that they have to a quite abnormal degree a 
realization of their unconscious motives. In real, every- 
day life, most people are subject to fantasies of the ac- 
quisitive sort that ruled the lives of Martin and Kate. 
Many people act on these fantasies in a quite unscru- 
pulous way, without in the least knowing that they are 
doing so. For example, few people are able to thwart 
the urges of a really strong ambition. The only pecu- 
liarity of Martin and Kate, is the degree to which they 
allow their designs to become conscious. And by making 
them conscious, James was, of course, making them 
moral agents. He was distinguishing them from a 
society where people act like Kate and Densher; a society 
of vultures, wolves, tigers and hogs; but who are living in 



72 HENRY JAMES 

such a befogged state of moral existence that they are not 
in the least conscious of what they are doing. 

The next point one notices, is that James, although he is 
so passionate an individualist, does not damn Kate and 
Martin. What he condemns, by implication, is society. 
He regards them as simply the exceptionally conscious 
members of a society which is built up, on, and by, people 
who behave as they do; and which is so morally blind 
that the builders, the empire-builders, the self-made 
men, etc., do not know that they are morally dead. This 
is again what Milly sees in Densher and Kate, when she 
does not judge them by their acts. She judges their acts 
as the result of their environment, of their thwarted sexual 
happiness, their exceptional beauty and normality. What 
she judges them by, is the strange inconsistency of their 
intention; the fact that they both let her down so gently; 
that Densher does love her; that her generosity will seem 
to them appalling. 

So Kate and Densher are at one stage of moral con- 
sciousness. Like Baudelaire, they are able to be damned. 
When Densher half admiringly asks Kate how she can 
behave so brutally— ‘What I don’t make out is how, caring 
for me, you can like it,’ she replies with a touch of satanic 
pride, ‘I don’t like it, but I’m a person, thank goodness, 
who can do what I don’t like.’ One can see how that 
distinguishes her from the world of good-fellowship and 
conferences. She is a human being in the sense that she 
has broken away from her sordid home, and is free at 
least to behave like an inspired devil. 

Since James condemns society and yet is no revolu- 
tionary, it follows that for him the individualist is the 
only person who is free to do good or evil. For that 
reason his virtuous characters, Milly, Strether, and 
Maggie Verver, are essentially all isolated and cut off 



THE UNCONSCIOUS 73 

from their surroundings. They lead a life which is 
morally conscious, but which is cut off from the main 
stream of contemporary life, and which borders always 
very close to death, because they do, in fact, so many of 
them, die. Yet they die to avoid the living death of 
people who are alive, but dead to all consciousness of moral 
values. The evil of society is that it is dead to those 
values. In these characters there is always a conflict, 
because they are aware that they are shut off from life. 
Milly is acutely aware that she ought to have a lover. 
Strether that he is now too old to live, Maggie that her 
marriage with the prince has failed. All of them put it to 
themselves that they have refused something called life. 

The structure of the book is very complicated, because 
not only does the subject cover a great deal of the past — 
of what has happened in Kate’s family before the action 
begins — but also the action is centred in different charac- 
ters. We move to and fro, sometimes seeing through the 
mind of Kate, sometimes of Milly, sometimes of Martin. 
In addition to this, we are living in two completely 
different worlds, the language of the one being every- 
day appearances, the language of the other being some- 
times the images of poetry, sometimes dream symbolism. 
James does not seem quite clear in this novel as to which 
world his characters belong, or rather, which characters 
belong to which world. For example, in The Ambassadors^ 
it is clear that Strether lives in a world quite of his own, 
which does not touch even on the world of Chad which 
Strether himself imagines to be the world that he is ex- 
periencing; that is to say, what he experiences is what he 
imagines Chad’s world to be, so that he is living in a world 
created by his own imagination and fed by his under- 
standing. This world is, in reality, quite different from 
Chad’s world, which is the world of a ‘man of the world,’ 



74 HENRY JAMES 

and it is different again from the America of Chad’s 
relatives. In The Golden Bowl it is clear that Maggie and 
her father speak a language which is quite different from 
the language of their sposi. But in The Wings of the Dove 
the distinction is not made quite clear. Although Milly 
is isolated in her circumstances, she is not sufficiently 
isolated in her imagination. Kate, Densher and Lord 
Mark all understand her and speak her language only too 
well. She is only different from them in that, owing to 
her situation, she understands more about all of them 
than they do about her, not, as it should be, that her 
understanding is of a different quality. 

The dream imagery which James uses so freely in his 
later novels is all in evidence here. His use of it is to 
relate someone’s fantastic picture of his surroundings, with- 
out the least transition, exactly as if the fantasy were a 
part of reality. The boundary between what is real and 
what is fantastic, becomes more and more indistinct, 
because, in the artificial lives of these rentiers., it becomes 
less and less important; until in The Golden Bowl a climax 
is reached where the life of fantasy is more important than 
the life of ‘reality.’ 

An image which describes exactly her psychological 
condition is introduced suddenly into a meditation of 
Milly ’s after she has visited the doctor. ‘She looked about 
her again, on her feet, at her scattered melancholy com- 
panions — some of them so melancholy as to be down on 
their stomachs in the grass, turned away, ignoring, bur- 
rowing.’ It is such plunges into the world of dreams 
which are so revealing in James. In their thoughts his 
characters are always ‘giving the show away’; the show 
that is so gilded and magnificent, its magnificence being 
the wealth of a civilization and the tradition of Europe; 
and the ‘give away’ being so complete. For what his 



THE UNCONSCIOUS 


75 

characters stoop down and draw up from the unconscious, 
is a despair far more overwhelming than their small 
private sorrows : the despair of Europe. 

The Ambassadors is, in a popular sense, James’s master- 
piece. It is not as great a book as The Golden Bowl^ yet it 
has the merit of being more readable. The thing in this 
book, the object which we hold on to and see from every 
angle is Paris. The mission on which Strether, the fifty- 
five-year-old New England editor of a green-covered 
magazine which keeps up the tone of Woollett, and 
which is amply paid for by Mrs. Newsome, is sent to 
Paris, is to save Chad Newsome, her son, from an im- 
moral life which he has notoriously been leading with 
some unknowable woman, and to bring him back to 
America to help run his late father’s business. The 
business is the manufacture of some unmentionable 
article of domestic use. If Strether is successful in pro- 
curing Chad, his reward will be marriage with the pros- 
perous Mrs. Newsome. 

But from the moment of Strether’s first walk in Paris, 
the importance of his mission seems to fade to nothing. 
Tn the Luxembourg Gardens he pulled up; here at last 
he found his nook, and here, on a penny chair from which 
terraces, alleys, vistas, fountains, little trees in green 
tubs, little women in white caps and shrill little girls at 
play all suddenly “composed” together, he passed an 
hour in which the cup of his emotions seemed truly to 
overflow. But a week had elapsed since he quitted the 
ship, and there were more things in his mind than so few 
days could account for. More than once during the time 
he had regarded himself as admonished, but the ad- 
monition this morning was formidably sharp. It took as 
it hadn’t done yet the form of a question— the question 
of what he was doing with such an extraordinary sense of 



76 HENRY JAMES 

escape.’ What is happening to him is that the hope of 
his youth of what life might mean is suddenly revived. 
‘Buried for long years in dark corners, at any rate, these 
few germs had sprouted again under forty-eight hours of 
Paris.’ 

When he meets Chad, he finds that Chad does not in 
the least resemble the pushing little urchin he had seemed 
in America. In fact, he is changed beyond recognition. 
He has an air now of being a man of the world, an air of 
tact, of distinction, of happiness and gravity. ‘The 
change in him was perhaps more than anything else, 
for the eye, a matter of the marked streaks of grey, 
extraordinary at his age, in his thick black hair; as well 
as that this new feature was curiously becoming to him, 
did something for him, as characterization, also even — 
of all things in the world— as refinement, that had been a 
good deal wanted.’ 

Another germ of his life, hidden in an even darker 
corner, now sprouts, because Strether himself has had a 
son who died at an early age, a few years after the death 
of his own wife. Nevertheless, he conveys, in the frankest 
way, his message from ‘the family’ to Chad, and then for 
ever leaves it, and waits on in Paris. 

What he now realizes is that Chad has the appearance 
of having had something prodigious done for him, in the 
way of his being quite transformed by some human care. 

Then he meets the woman, Madame de Vionnet, and 
again he is moved and touched. From now on he accepts 
the whole thing, he accepts Chad’s indolence, and the 
uncreative gossipy lives of his arty friends, and the fact 
that M. de Vionnet is living, and finally the absolute proof 
that Madame de Vionnet is Chad’s mistress, a fact which 
completely blows up what is left of Woollett in him. 

Strether is one of James’s many characters who has 



THE UNCONSCIOUS 77 

missed life. He has never lived, he has been too passive 
ever to put up any fight for life, and now when he realizes 
what he has missed, it is too late. The whole book is his 
vision of what he has lost, and out of his vision he pas- 
sionately takes the side of those whom he imagines to 
be, as he sees it, living. To quote from James’s Preface: 
‘The whole case, in fine, is in Lambert Strether’s irre- 
pressible outbreak to little Bilham on the Sunday after- 
noon in Gloriani’s garden, the candour with which he 
yields, for his young friend’s enlightenment, to the 
charming admonition of that crisis. The idea of the tale 
resides indeed in the very fact that an hour of such un- 
precedented ease should have been felt by him as a crisis, 
and he is at pains to express it for us as neatly as we could 
desire. The remarks to which he thus gives utterance 
contain the essence of The Ambassadors^ his fingers close, 
before he has done, round the stem of the full-blown 
flower; which, after that fashion, he continues officiously 
to present to us. ‘Live all you can; it’s a mistake not to. 
It doesn’t so much matter what you do in particular so 
long as you have your life. If you haven’t had that what 
have you had.? I’m too old — too old, at any rate, for what 
I see. What one loses one loses; make no mistake about 
that. Still, we have the illusion of freedom; therefore 
don’t, like me to-day, be without the memory of that 
illusion. I was either, at the right time, too stupid or too 
intelligent to have it, and now I’m a case of reaction 
against the mistake. Do what you like as long as you 
don’t make it. For it was a mistake. Live, live!’ 

This was the allusion that was the germ of The Am- 
bassadors^ the speech on the part of someone, in just 
such a garden as is described in the book, which was 
related to James by a friend, as being so remarkable. 

Strether is mistaken in his view of the life that the 



78 HENRY JAMES 

others are leading. He becomes passionately attached to 
an idea of their life which is very slightly an anachronism; 
he is in love with a conception of history which he has 
learnt from the parks and squares of Paris, and not from 
the lives of the people round him, although he has em- 
bodied an ideal in Chad. Madame de Vionnet easily 
makes an ally of him, and he now joins with her in trying 
to prevent Chad from crossing the Atlantic. 

Whereas Mrs. Newsome, who now sends her daughter 
and son-in-law and his sister,— the Pococks,— to Europe, 
to replace Strether, has turned on him, Chad treats him 
more and more with an amused tolerance. There is more 
of Woollett in Chad — and, one suspects, in Paris — than 
Strether had imagined. The scene in which Chad shows his 
interest in ‘the business’ has in it an element of obscene 
horror. Strether has been urging on him that if he forsakes 
Madame de Vionnet he would be ‘ “not only, as I say, a 
brute; you’d be,’’ his companion went on in the same way, 
“a criminal of the deepest dye.’’ ’ Chad protests in the 
vein of, ‘ “Of course, I really never forget, night or day, 
what I owe her. I owe her everything. I give you my 
word of honour,’’ he frankly rang out, “that I’m not a bit 
tired of her.’’ Strether at this only gave him a stare 
... he spoke of being “tired” of her almost as he might 
have spoken of being tired of roast mutton for dinner.’ 

Chad goes on protesting too much in a light, rather 
indifferent, chaffing manner, for some time. ‘But there 
was just one thing for which, before they broke off, Chad 
seemed disposed slightly to bargain. His companion 
needn’t, as he said, tell him, but he might himself men- 
tion that he had been getting some news of the art of 
advertisement. . . . Advertising scientifically worked pre- 
sented itself as the great new force. ‘It really does the 
thing, you know.’ 



THE UNCONSCIOUS 79 

‘They were face to face under the street-lamp as they 
had been the first night, and Strether, no doubt, looked 
blank. “Affects, you mean, the sale of the object ad- 
vertised ?” 

‘ “Yes — but affects it extraordinarily; really beyond what 
one supposed. ... In the hands, naturally, of a master. 
The right man must take hold. With the right man to 
work it c'est un monde.” 

‘Strether had watched him quite as if, there on the 
pavement, he had begun to dance a fancy step. . . 

With Strether’s impression of ‘an irrelevant hornpipe 
or jig* the book seems to wake up with a start from his 
wonderful dream. Their various dooms await them. Chad 
will go back to Woollett and manage the business and 
marry the young American girl, Mamie Pocock, who has 
been brought over with her relatives as a bait to tempt 
him. Strether is disgraced. He might seem at this stage 
to become a completely quixotic, self-deceptive figure, 
since he had based his whole belief in life on Chad. But 
he is not really deceived. What he has learnt — and what 
we have learnt — is that it is Strether himself, and not 
Chad, who has, during this amazing six months, lived. 
For Strether has realized a fact that Chad experienced and 
then rejected. That the life of Woollett and of advertising 
is not life at all, but death. That in the gardens and 
squares of certain European cities the ghosts of a real life, 
not governed by those values, still lurk. And that it is 
possible for the young if they rebel against what Woollett 
represents, and do not allow themselves grossly to be 
bought back, to live. 

In this book one notices markedly James’s absolute 
refusal to go forward into the world of machinery and 
business. It is quite wonderful the way the incursion 
of these things breaks the book off, as abruptly as his 



8o HENRY JAMES 

life work was broken off by the terrible crushing reality 
of the War. When the War broke out he gave up writing 
The Ivory Tower, and sought relief in returning to the 
pure fantasy of The Sense of the Past. 

Yet there is a classic of modern literature which is 
comparable to The Ambassadors, supposing James had 
dealt with the side of modern life, of the great city, of 
Paris even, which he so definitely rejects. That book is 
James Joyce’s Ulysses. 

There is a remarkable similarity in the setting of the 
two books. The object in Ulysses which compares with 
the use of Paris in The Ambassadors is Dublin; it is the 
presence, with all its movement and traffic and all its 
ghosts, of a great town. The difiFerence is that Joyce has 
described in Dublin everything that James left out of 
Paris: the whores, the dirt, the military, the low life. An 
involved compact little Jew, whose brain crawls with 
undeveloped romantic and scientific ideas, like larvae of 
insects, the products of a half-educated age, wanders 
through Dublin, just as Strether walked, or was driven 
rather more stylishly, through Paris. Like Strether, 
Bloom has lost an only son at a very early age, and he 
transfers his hope and affection on a young man, Stephen 
Daedalus. 

The method of Joyce’s book is also an extension of the 
Jamesian method. James invented the technique of 
following always the thoughts of his characters; of seeing 
each character through the other characters, and of 
revealing the stream of monologue in which each character 
addresses to himself his hidden thoughts. This is also the 
method of Ulysses, although here, as in other respects, 
Joyce has extended the principle right to its logical con- 
clusion. 

Comparing the books, one is at once aware of a certain 



THE UNCONSCIOUS 8i 

evasion in The Ambassadors. James has avoided the 
shocking revelations of his method of exploring the minds 
of his characters, by exercising a strict censorship over 
their thoughts. But one may suspect that his style was 
leading him Joycewards, when one reflects how much 
broader is the outlook of The Ambassadors than that of the 
earlier books. 

The danger of the method of the interior monologue 
(or whatever it has been branded) is that it may fall com- 
pletely into chaos. For the unconscious is the chaos of 
unexpressed and uncontrolled desires and emotions, and 
the danger is that of simply reflecting the unexpressed. 
We shall see that there is an element of chaos even in the 
wonderfully organized variations of The Golden Bowl-, 
and Ulysses, in spite of its incredible technical accomplish- 
ment, is also on the verge of it. In The Wings of the Dove 
and The Ambassadors, it is avoided, partly because the action 
is never far removed from the conscious plane. In the 
first section of Ulysses the balance of conscious and un- 
conscious is achieved, but I think it is true to say that 
the last three-quarters of the book are all in the W alpurgis- 
nacht mood, although Joyce has rather ingeniously con- 
cealed this by making the dramatic section so obviously 
resemble the corresponding scene in Goethe’s Faust that 
one does not notice the persistence of this similarity 
in all the later settings. However, as an artistic whole, 
Ulysses is obviously less complete than The Golden Bowl, 
although it contains an even greater artistry. The opening 
is too realistic, and all Joyce’s technical devices do not 
succeed in concealing the fundamental monotony of 
style, thought, content, action, and characterization. 
The characters seem hardly worked into the book at 
all. Although Marion Tweedy Bloom and Leopold 
are man and wife, the parts allotted to them divide the 



82 HENRY JAMES 

book into great hunks which fall apart in the memory. 
Bloom is magnificent, and most magnificent of all is 
Marion Tweedy’s monologue which forms the last 
section of the book. But Stephen is so disastrous a failure 
that he is only recognizable at all by being made in- 
separable from his ashplant.^ The large conception of 
the book creatse a sense of size beside which James’s 
books seem small, but unfortunately Joyce’s own 
characters are drowned in their environment. 

In The Ambassadors^ James avoids the danger of the 
monologue falling over into chaos by making Strether’s 
thought entirely spiritual. Strether’s mind is almost 
incapable of apprehending isolated facts. He lives in a 
perfect Spinozan universe of life, each single part of 
which is a little mirror that reflects the whole. The cafif 
with its tables set out on the pavement is Paris, and Paris 
is life. Woollett is death. Chad, too, is only acceptable 
because he is life, and, because he is life, Strether accepts 
even the fact that he is living with Madame de Vionnet; 
in fact, he gets a kick out of it. Anything which he cannot 
accept, destroys the unity which he sees reflected in all his 
little mirrors. In this way the book, like an immense 
silver sphere, or a hanging candelabrum of prismatic 
crystals, proceeds beautifully and smoothly to be built up 
to its climax, when Chad dances his obscene little jig and 
smashes everything, except Strether’s own inner world, 
to smithereens. The difficulty is that the book, in spite 
of its seriousness, has an air of unreality. We sympathize 
with Strether, but it is possible to regard him— as does 
one of the young critics in Hound and Horn James 
number— as being pathetic, which, of course, is to destroy 
the book’s whole meaning. The truth is that Strether 
rejects Woollett in favour of Paris too completely. He 
* See Wyndham Lewis’s Time and Western Man. 



THE UNCONSCIOUS 83 

fails to sec that there is also something of Woollett in 
modern Paris; that in order even to accept Paris he has 
got somehow to make a synthesis which includes a great 
deal of the original Woollett. 

In Ulysses verbal chaos (as apart from artistic chaos, of 
which there is plenty) is avoided, by a device which is the 
exact converse of that in The Ambassadors. The whole of 
the thought is symbolized by objects. The dream imagery 
used by James to some extent in The Wings of the Dove 
and to a large extent in The Golden Bowl (but not at all in 
The Ambassadors.^ in which the imagery is always poetic) 
is used throughout. But the dream is always absolutely 
without censorship, and Bloom’s half-penitent reflexion 
that ‘sleep reveals the worst side of one’ might be taken 
as a comment on the whole book. To some extent the 
greater freedom of expression in Joyce, is to be accounted 
for, not so much by James’s prudishness, as by the different 
subject-matter of his book. For James is describing people 
who are far more repressed than the Dubliners in Ulysses. 
It is natural that a James character should not think in 
terms of phalluses, but of ivory towers, beautiful lakes, 
pagodas and golden bowls. Nevertheless this does not 
account for a certain ambiguity in his own attitude; for 
one’s feeling is that he identified himself with his repressed 
characters to an extent that sometimes belies his studiedly 
conscious artistic method. 

Ulysses is an extremely learned book, which contains a 
mass of connotation. Bloom is immensely informed in a 
half-baked sort of way, but, in being so, he is far more 
like his author, and the majority of modern authors, than 
one at first imagines. For Joyce also has Bloom’s habit 
of endless fragmentary connotation, which one finds also 
in Baudelaire and in Eliot. Bloom’s mind is, in fact, a 
parody of the modern literary or scientific mind. He has a 



84 HENRY JAMES 

gift for scientific allusion, and erudition of a kind which 
delights in puns, private jokes, and the use of a language 
heightened by the mixture of four or five other languages. 

So the knowingness of Bloom extends far beyond him- 
self, and positively floods the book. Also Joyce’s descrip- 
tions nearly always relate the object described to the 
immense heap of personalia, of private association which 
makes up his world; for example, the ‘snot-green sea.’ 
His book has a weakness, which is the opposite of the 
spirituality of The Ambassadors', the factual realism is 
so strong, that it is not balanced sufficiently by any 
emotional qualities large enough to reach beyond their 
association with particular objects which excite our disgust 
or pleasure. 

Joyce’s poems, his short stories, and A Portrait of the 
Artist as a Toung Man., show us where he fails most. In 
the poems there is an unexpected tendency to senti- 
mentality and prettiness. In A Portrait of the Artist this 
sentimentality assumes the inverted form of a rather 
adolescent pleasure in the disgusting: physical desire 
and many physical processes are considered sinful and 
therefore disgusting, and because they are disgusting, 
therefore exciting and desirable. 

This may explain why so many readers of Ulysses (even 
so admiring a critic as Professor Ernst Robert Curtius) 
have insisted that finally it leaves in the mouth a taste of 
dust and ashes, although the most persistent note of the 
book is one of geniality. It contains humour of a kind 
which has practically disappeared from literature, and 
which certainly one does not find in English since Swift. 
This humour is only consistent with the greatest possible 
underlying seriousness, and the difficulty is that the 
humour itself is not, in a sense, serious enough. That is 
to say, firstly, it does not extend widely enough to enclose 



THE UNCONSCIOUS 85 

the whole theme. Each joke stands by itself, and the 
many jokes have the air of being a constantly repeated 
variation on one joke, not parts of one gigantic, inclusive 
joke. Secondly, when we come to Stephen and his ash- 
plant, in spite of the most strenuous and erudite efforts, 
the joke breaks down; Stephen is pedantic and ponderous, 
and it is impossible to take him as seriously as Bloom, 
and therefore impossible to be funny about him. Thirdly, 
the humour is strained, because, like the character of 
Stephen, the book itself seems often to be forced, almost 
to breaking-point. The author seems determined, at 
whatever cost, to write a masterpiece, which, however 
much it may be distorted and broken up, is yet com- 
pletely in the tradition of Madame Bovary and all the 
classics. So that the book wears a thick surface polish, 
and one is made on every page to realize that, however 
disrupted the separate parts may seem, they do all in 
some intricate and secret way fit together and conform 
to a pattern, the key to which may be found in The 
Odyssey. The book is made complete in itself, with no 
loose ends; in fact, the finale is made as decisive and 
emphatic as possible. A great hunk of prose is written, 
which ends off the book like a massive stone monolith. 
This attempt at a forced perfection seems to me an error 
of taste, as gross as that of making Stephen a writer. 
It illustrates James’s immense superiority as an artist, to 
reflect that his last books do not aim at a completion to 
compare with Ulysses. The end of The Wings of the Dove, 
although it kills Milly, only brings us back to another 
beginning. The book starts off with a description of the 
relationship of Kate and Martin, and it ends with a slight 
modification of that relationship which gives it a ‘fresh 
start.’ The Golden Bowl ends also with a new beginning; 
it describes the termination of Maggie’s ‘marriage’ with 



86 HENRY JAMES 

her father, and it opens out on to another unwritten 
volume which would describe the married life of Char- 
lotte and Mr. Verver in America. The Ambassadors 
breaks off at the point where a new and fascinating book 
might describe Strether’s life alone, after he had been 
forsaken by Chad and Mrs. Newsome. It is part of 
James’s method to allow his books gently to flow into the 
life around us. It is interesting to reflect that his books 
always end at the point where the action of his characters 
becomes most credible ; having explained how these 
exceptional cases do fit into the life which we all know, 
he leaves us with them, and them with us. 

Ulysses fails then as comidie humaine. As tragedy, it is 
too studied, and the use of the corpse in the play scene 
brings with it a strong whiff of stage settings in grand 
opera. 

Apart from the humour, the strongest emotion in 
Ulysses is an overpowering sense of sin. It is perhaps 
this which made T. S. Eliot remark in After Strange 
Gods that ‘the most ethically orthodox of the more 
eminent writers of my time is Mr. Joyce,’ and, again, 
that his work is ‘penetrated with Christian feeling.’ We 
are dealing here, of course, with a side of Christianity 
which has nothing to do with Christ. For there is no 
evidence that Christ had a fascinated sense of the wicked- 
ness of the body; and it is this physical obsession which 
permeates Ulysses. Sin and death are all that is left of 
the Church even. There is no belief in salvation; that 
has been thrown overboard by Stephen in A Portrait of 
the Artist\ only a nightmare vision of a world smelling 
with the dregs of a hated Catholicism, endless sin and 
no salvation. This feeling is so strong that it destroys 
every other feeling. Compared with it, Bloom’s little 
sentiments of pity and love for his dead son are ridiculous. 



THE UNCONSCIOUS 87 

And Marion Tweedy’s strong physical passions are torn 
away from the rest of the book. 

I now turn to The Ambassadors^ The Wings of the Dove 
and The Golden Bowl which represent a return to the 
‘International Scene’ of the earlier novels. But The Golden 
Bowl forms also a synthesis with the novels of the middle 
period, such as The Awkward Age and The Sacred Fount, 
in which the pattern is particularly emphasized. 

The Golden Bowl is extremely simplified, because there 
are only four main characters and two subsidiary choric 
figures, and no one else is of the slightest importance. 
The key to the situation is the fact that there are, in effect, 
before the action begins, two original groupings. Maggie 
is the companion of her father, Mr. Verver, and they 
live together in their relationship always gaily referred 
to as their marriage. Meanwhile, unknown to them, their 
two future sfosi — as they are always called— Amerigo, 
the prince, and Charlotte, an adventurous, moneyless, 
‘wonderful’ friend of Maggie, are having their little affair. 
The leading choric character, Mrs. Assingham, now steps 
in and breaks up the grouping from AB, CD— Maggie, 
Mr. Verver; the Prince, Charlotte; into AC, BD. The 
prince marries Maggie. Maggie is now deeply conscious 
of the loneliness of her father, and her father is also 
conscious that her concern for him may not be best for 
her marriage. Meanwhile Charlotte returns from America, 
and, just before the wedding, she walks through Mayfair 
with the prince, where, in a curio shop, they look at the 
golden bowl with a flaw in it, which they discuss, but 
decide not to buy, for Maggie’s wedding present. After 
the marriage, Charlotte stays with the Ververs, and then 
Mr. Verver takes her to Brighton, and proposes to her. 
They marry, and soon after the marriage, the prince and 
Charlotte start living together. Thus, after a transition. 



88 HENRY JAMES 

in which the figures are AC, BD, we return to the original 
order AB, CD. The dramatic climax of the book is 
Maggie’s passionate fight to restore the order of the 
marriages, which she at last succeeds in doing. Thus the 
book falls into this sort of pattern: — 

{Spectators ): — AB CD 

The Golden Bowl 

The major and AC BD The major and 

Fanny Assingham AB CD Fanny Assingham 

The Golden Bowl 
AC BD 

This symmetry symbolizes the social order. 

The golden bowl with its flaw represents, of course, 
the flaw in the order of their lives. 

The moral problem in the book is extremely important. 
It is not merely a struggle between the injured and duped 
father and child and the strident aristocratic sensual 
lovers, who are living on the money of the weaker 
couple, which would resemble the situation of The Wings 
of the Dove. There is a far deeper conflict, between the 
two kinds of marriage, the spiritual and the platonic. 
Maggie will not abandon her father: the injury done 
to the sposi is that the marriages have been arranged — 
Maggie’s in part, Mr. Verver’s entirely — simply in order 
to improve the relationship of the father and daughter. 
Mrs. Assingham, who arranges the first marriage, knows 
that in providing his daugher with a prince, she is also 
providing Mr. Verver with an invaluable ‘piece’ for his 
collection. Moreover, the father and daughter agree that 
their life is too closed-in, too selfish, that they see too 
little of the world, that they are altogether lacking in free 
air and large experience, and Maggie’s marriage presents 
an excellent way out. 



THE UNCONSCIOUS 89 

Both marriages having been made, the father and 
daughter continue to see a good deal of each other, so it 
follows that stepmother and son-in-law are also thrown 
together. Moreover, the platonic relationship of the 
daughter and father not only competes with the relation- 
ship of Charlotte and Amerigo, it also affects a third con- 
current relationship, which is the sexual life of each party 
with his or her marriage partner. The platonicism of the 
father and daughter evidently creeps into their marriages. 
Charlotte suffers most from this, because her husband is 
in any case an old man; and although the suggestion that 
he is wonderfully young is bravely kept up— it becomes 
part of the system of the book— he cannot have a child. 
Maggie has a child— the Principino— but she does not 
satisfy her pleasure-loving Italian husband. He is 
politely but infinitely bored by the Ververs. Finally, 
Maggie is passionately and deeply in love with the prince : 
like Cordelia, she recognizes that her love for her husband 
is deeper even than that for her father; to that extent the 
marriage is not in the least a marriage of convenience. 

Thus the moral problem much more decisively demands 
an answer in this than in any other book of James. 
Maggie is not in the position of Milly or Strether, who 
have only to live according to their lights, and then to 
lose everything. In James’s other books he has convinced 
us that a part of life, of the real life of a human being, as 
apart from the performance of an automaton, is the power 
to choose to die. Milly is only one of the many tens of 
characters who choose to die. The question James has 
not yet answered is whether it is possible in the modern 
world to choose to live : and Maggie triumphantly answers 
it for him. 

Her answer takes her far beyond the aesthetics of 
behaviour, although, like all James’s characters, she is 



90 HENRY JAMES 

deeply concerned with these. She lives and saves the 
situation by the force of her patience, her generosity and 
her love. Twice she affirms a faith that is also her policy. 
Once to Mrs. Assingham, who, being the original match- 
maker, unifies the sense of moral responsibility which 
weighs on all the characters. 

‘Maggie thoughtfully shook her head. “No; I’m not 
terrible, and you don’t think me so. I do strike you as 
surprising, no doubt — but surprisingly mild. Because— 
don’t you see.?— I am mild. I can bear anything.’’ 

‘ “Oh, ‘bear’! ’’ Mrs. Assingham fluted. 

‘ “For love,’’ said the Princess. 

‘Fanny hesitated. “Of your father?” 

‘ “For love,” Maggie repeated. 

‘It kept her friend watching. “Of your husband?” 

‘ “For love,” Maggie said again.’ 

Once more, at the end of the book, Maggie reaffirms 
her declaration, this time to her father, when in their 
most wonderful confabulation the father and daughter, 
without ever betraying their loyalty to their marriages, 
or revealing to each other their knowledge of the intrigue 
between Charlotte and the prince, reveal only, indeed, 
their anxious tenderness for each other, their unshaken 
belief in each other, and that their understanding went 
deeper than anything which they need say. 

‘My idea is this, that when you only love a little you’re 
naturally not jealous— or are only jealous also a little, so 
that it doesn’t matter. But when you love in a deeper 
and intenser way, then you are, in the same proportion, 
jealous; your jealousy has intensity and, no doubt, ferocity. 
When, however, you love in the most abysmal and un- 
utterable way of all— why, then you’re beyond everything, 
and nothing can pull you down.’ 

The scene of The Golden Bowl is the most ambitious 



THE UNCONSCIOUS 91 

he ever attempted, and the first half of the book, allotted 
to the prince, does really little more than construct the 
vast stage on which his drama is enacted. That stage is 
set in England, but upon it meet America and Italy. 
Italy is represented by Amerigo, so that his ancestry 
recalls the greatness and the crimes of the Empire. 
America, with all its wealth and all its innocence, is Adam 
Verver and his daughter. 

Set against this great historical and geographical 
tradition, there is the strangely insulated, shut-off life of 
the actors. The two married couples, on this immense 
stage, in their admired and plausible surroundings, are 
yet living a life which is grotesquely at odds with their 
happy setting of envied appearances, and unsuited to the 
standards of the tradition to which they are trying to 
conform. They are perpetually at the edge of something 
quite sordid: of the divorce court, the reported evidence 
of servants, and love-letters printed in the news. The 
struggle of the Ververs is a struggle to make the picture 
fit the frame; they are constantly struggling to make their 
lives worthy of their dead surroundings. 

They are handicapped in this endeavour by two psycho- 
logical difficulties. The first is that the Ververs are 
absorbed in their own private life, whereas the people 
they marry are, in a modern, almost in a journalistic, 
sense, suited to the public life. The Ververs are a 
lovable, cosy pair of very simple, very clever people who 
are immensely rich. It is emphasized throughout the 
book that everything about them is, by mere contrast 
with their huge setting, very small. Their virtues are a 
human understanding which does not extend beyond the 
individuals immediately around them, an immense per- 
sonal tenderness, and a love which hardly reaches further 
than each other and the pair whom they marry. The 



92 HENRY JAMES 

word ‘small’ is constantly associated with Maggie, and 
it is she who in one of her moments of greatest exaltation 
realizes that her father was ‘simply a great and deep 
and high little man, and that to love him with tenderness 
was not to be distinguished, a whit, from loving him with 
pride.’ One remembers him always, with his dim smile, 
his quiet, very youthful manner, in the unassuming little 
scene; gazing at a ‘piece’ in his collection, or wandering 
vaguely about his garden. On the other hand, everything 
about Charlotte and the prince is on the grand scale. 
As Maggie says when she recommends Charlotte to her 
father, ‘I may be as good, but I’m not so great— and 
that’s what we’re talking about. She has a great imagina- 
tion. She has, in every way, a great attitude. She has 
above all a great conscience.’ 

Secondly, Charlotte, being so great, consistently under- 
estimates Maggie’s intelligence. It is then this failure of 
Charlotte’s own intelligence which produces the crack in 
their situation which requires so much understanding and 
courage to repair. In James’s world, a failure of intelligence 
—that is to say, of intelligence in life— may amount to a 
moral failing. But Maggie’s behaviour shows that it does 
not follow that intelligence alone is morality: for it is 
Maggie’s love that saves the marriages. 

What most lives in one’s memory of The Golden Bowl 
is the pattern of monologue contrasted with certain un- 
forgettable scenes. Especially a few of the scenes, such 
as the ironic scene in which the prince and Charlotte meet 
on their vow to care for his wife and her husband. 

‘ “It’s sacred,’’ he said at last. 

‘ “It’s sacred,’’ she breathed back to him. They vowed 
it, gave it out and took it in, drawn, by their intensity, 
more closely together. Then of a sudden, through this 
tightened circle, as at the issue of a narrow strait into the 



THE UNCONSCIOUS 93 

sea beyond, everything broke up, broke down, gave way, 
melted and mingled. Their lips sought their lips, their 
pressure their response and their response their pressure; 
with a violence that had sighed itself the next moment 
to the longest and deepest of stillnesses they passionately 
sealed their pledge.’ 

Again, there is the scene in the carriage, where Maggie 
tries to protest to her husband, and when she detects how 
he uses his sensuality to silence her: ‘He put his arm 
round her and drew her close— indulged in the demon- 
stration, the long, firm embrace by his single arm, the 
infinite pressure of her whole person to his own, that such 
opportunities had so often suggested and prescribed.’ 

But the most extraordinary scenes of all, are those with 
Charlotte at the end of the book. They follow on that 
very remarkable climax when Mrs. Assingham deliberately 
throws down and smashes the golden bowl, which Maggie 
has accidentally bought from the shop in Mayfair: and 
bought with it, too, the knowledge that Charlotte and her 
husband were deeply intimate before her marriage. The 
prince comes into the room, and just because he is let off 
having to explain, he learns all the more clearly that 
Maggie knows, has always known, and also that she does 
not require any explanation. This is the first step in his 
conversion to Maggie, and he marks it by not telling 
Charlotte that Maggie knows: thus Charlotte is in the 
dark, and Maggie and the prince are together, as it were, 
in the light of Maggie’s generosity. The ground is thus 
elaborately prepared for the description of that terrible 
evening when Charlotte, ‘the splendid shining supple 
creature was out of the cage, was at large.’ James is at 
his most prodigious in the description of the meeting of 
the two women, and of the high spirit with which Maggie 
tells her wonderful lie, denying that Charlotte has done 



94 HENRY JAMES 

her any injury, and thus keeping her compact of silence 
with the prince. ‘They were together thus, he and she, 
close, close together— whereas Charlotte, though rising 
there radiantly before her, was really off in some darkness 
of space that would steep her in solitude and harass her 
with care.’ But the scene ends with Charlotte’s triumph, 
for the nature of Maggie’s victory is precisely in letting 
Charlotte enjoy her own value, which is greatly to triumph. 
On this occasion the triumph is in the form of a public 
embrace: ‘But there was something different also, some- 
thing for which, while her cheek received the prodigious 
kiss, she had her opportunity — the sight of the others, 
who, having risen from their cards to join the absent 
members of their party, had reached the open door at 
the end of the room and stopped short, evidently, in 
presence of the demonstration that awaited them.’ 

This scene, as though it demands an encore, is followed 
by a parallel scene in the daytime, when Maggie goes out 
into the garden on the excuse of taking Charlotte a book 
which she had forgotten. Here again the patient and 
loving resolve of Mr. Verver, who has now played his part 
in deciding that he and Maggie must separate and that 
he must go with his wife to America, is made part of 
Charlotte’s indignant triumph. 

These scenes, in their vast, resonant setting, and ex- 
tending into variations in Maggie’s thought, have the air 
of those surrialiste paintings in which one islanded, 
accurate object, perhaps a house, or a fragment of ruined 
stone wall, is seen against an empty background which 
seems perhaps to be the whole sea, or the whole sky, or 
the whole of space. 

For the monologues dip over into an abyss where they 
become part of the unconscious mind of Europe. They 
are written in a language in which one loses oneself among 



THE UNCONSCIOUS 95 

imagery which is poetry, but which has not the rhythm 
or the diction of a writer who is completely a poet. The 
particular effects in The Golden Bowl fail; but the total 
effect of the book is as striking as the third movement — 
the Heiliger Dankgesang — of Beethoven’s Quartet in 
A Minor, Opus 1 30. In that movement, the drawn-out, 
religious harmonies are contrasted with the two islands 
of feverish dramatic ecstasy, which they enclose, like an 
endless, calm sea. 

Throughout The Golden Bowl the descriptive passages 
deliberately suggest vast spaces opening out into mystery 
and vagueness. ‘This love of music, unlike his other 
loves, owned to vaguenesses, but, while, on his compara- 
tively shaded sofa, and smoking, smoking, always smoking, 
in the great Fawns drawing-room as everywhere, the 
cigars of his youth, rank with associations— while, I say, 
he so listened to Charlotte’s piano, where the score was 
never absent, but, between the lighted candles, the 
picture distinct, the vagueness spread itself about him 
like some boundless carpet, a surface delightfully soft to 
the pressure of his interest.’ Here Mr. Verver is set like 
a little island against his sea of vagueness. 

It is from this deliberately conjured atmosphere that 
there arise, as from the depths, the dream images of the 
unconscious. Too often these images, not being ordered 
by metric, almost overwhelm the reader, swamping all 
other associations, and making him forget the story. 
‘She might fairly, as she watched them, have missed it as 
a lost thing: have yearned for it, for the straight vindictive 
view, the rights of resentment, the rages of jealousy, the 
protests of passion, as for something she had been cheated 
of not least: a range of feelings which for many women 
would have meant so much, but which for her husband’s 
wife, for her father’s daughter, figured nothing nearer to 



96 HENRY JAMES 

experience than a wild eastern caravan, looming into 
view with crude colours in the sun, fierce pipes in the air, 
high spears against the sky, all a thrill, a natural joy to 
mingle with, but turning off short before it reached her 
and plunging into other defiles.' Before we have fully 
recovered, in the same paragraph, Maggie has another 
vision ; one which, in the story, is of far greater significance 
than the first, because of the light in which it presents 
Charlotte: ‘She saw at all events why horror itself had 
almost failed her; the horror that, foreshadowed in advance, 
would, by her thought, have made everything that was 
unaccustomed in her cry out with pain; the horror of 
finding evil seated, all at its ease, where she had dreamed 
only of good; the horror of the thing hideously behind^ 
behind so much trusted, so much pretended, nobleness, 
cleverness, tenderness.’ 

It is the feeling of horror, of foreboding before some 
calamity, that never fails, and that sometimes produces a 
poetry so pure and so dreadfully true of our whole 
situation, that it reaches far beyond the ‘small despair’ 
of the Ververs. One such passage occurs in the scene 
between Maggie and Fanny Assingham, just after 
Maggie has bought the golden bowl. Fanny conceals 
what she knows from Maggie, for to relax the tension in 
Maggie’s spirit would be the signal for her to collapse 
and despair: what she knows about her husband she has 
to learn through her own suffering, so that she learns also 
the way out. ‘Though ignorant still of what she had 
definitely met, Fanny yearned, within, over her spirit; 
and so, no word about it said, passed, through mere 
pitying eyes, a vow to walk ahead and, at cross roads, with 
a lantern for the darkness and wavings away for unadvised 
traffic, look out for alarms.’ 

It is such passages in James, which in their use of 



THE UNCONSCIOUS 


97 

imagery derived from everyday life, predict the best in 
modern poetry. But the feeling of a horror that is entirely 
modern, is emphasized even more strongly, in the passages 
which describe the mental suffering of Maggie. When 
Maggie first tries to explain her position to Mrs. Assing- 
ham, she says: ‘If I’m jealous — don’t you see.? — I’m tor- 
mented, and all the more if I’m helpless. And if I’m both 
helpless and tormented I stuff my pocket-handkerchief 
into my mouth, I keep it there, for the most part, night 
and day, so as not to be heard too indecently moaning.’ 

Nor is this account of her torture any mere figure of 
speech. In her great scene with Charlotte, when Charlotte 
had triumphed, we are told: ‘Oh, the “advantage,” it was 
perfectly enough, in truth, with Mrs. Verver; for what 
was Maggie’s own sense but that of having been thrown 
over on her back, with her neck, from the first, half broken 
and her helpless face staring up.?’ Maggie suffocates, she 
has for ever the sense of ‘the beast at her throat.’ 

Nor is it only Maggie who endures these horrors. They 
pursue Charlotte, and one of the really terrifying moments 
is the description of Charlotte’s lecture to some visitors 
on her husband’s collection. 

‘ . . . “The largest of these three pieces has the rare 
peculiarity that the garlands, looped round it, which, as 
you see, are the finest possible vieux Saxe . . .” ’ etc., etc. 

‘So the high voice quavered, aiming truly at effects far 
over the heads of gaping neighbours . . . Maggie mean- 
while, at the window, knew the strangest thing to be 
happening: she had turned suddenly to crying, or was at 
least on the point of it— the lighted square before her all 
blurred and dim. The high voice went on; its quaver 
was doubtless for conscious ears only, but there were 
verily thirty seconds during which it sounded, for our 
young woman, like the shriek of a soul in pain.’ 



98 HENRY JAMES 

The horror then pursues the prince: he has his own 
agonized way of sitting in his room and reading the news- 
papers, Figaro and The Times. 

When one considers these examples, one begins to feel 
certain that beneath the stylistic surface, the portentous 
snobbery, the golden display, of James’s work, there lurk 
forms of violence and chaos. His technical mastery has 
the perfection of frightful balance and frightful tension : 
beneath the stretched out compositions there are abysses 
of despair and disbelief: Ulysses and The IVaste Land. 

What after all do these images of suffocation, of broken 
necks, of wailing, suggest but a collection of photographs 
of the dead and wounded during the Great War? We 
remember his phrase, made in 1915: ‘to have to take it 
all now for what the treacherous years were all the while 
really making for and meaning., is too tragic for any words.’ 



IV 


THE IVORY TOWER AND THE SENSE 
OF THE PAST 


X HE two last, posthumously published, novels of Henry 
James, The Ivory Tower and The Sense of the Past^ both 
of which are unfinished, are in several ways completely 
different from any of the books that form the Collected 
Edition. The Ivory Tower is a novel with an American 
setting and an entirely contemporary subject. One may 
say of all James’s other novels, even of the latest, that their 
characters could easily fit into the last generation of the 
nineteenth century. Butin 1907 James visited America, 
and it is easy to see from The American Scene that this 
visit stimulated him greatly, and made him aware of the 
existence of a ‘younger generation’ which he had never 
yet described, and about which he was deeply curious. 

His characters are equipped with plenty of ‘modern’ 
symptoms. The first one we meet, Rosanna Gaw, smokes 
like a chimney. One of her confidants, Davey Bradham, 
is a typically travelled and experienced American of 
to-day, who might almost be labelled a ‘tough.’ ‘But 
for his half-a-dozen wrinkles, as marked as the great 
rivers of a continent on a map, and his thick and arched 
and active eyebrows, which left almost nothing over for 
his forehead, he would have scarce exhibited features — 
in spite of the absence of which, however, he could look 
in alternation the most portentous things and the most 
ridiculous. He would hang up a meaning in his large 
empty face as if he had swung an awful example on a 

99 



100 HENRY JAMES 

gibbet, or would let loose there a great grin that you 
somehow couldn’t catch in the fact, but that pervaded his 
expanses of cheek as poured wine pervades water.’ 

The portraits of the characters, of Rosanna, the full, 
calm, sympathetic daughter of the wrinkled old million- 
aire, Mr. Gaw, who dies in a fit of pique because he 
wrongly believes that his crony, Betterman, is going to 
recover from an illness; of Graham and of his friend 
Horton, are so closely observed as to be almost photo- 
graphic. There are scenes, such as the conversation of 
the dying Mr. Betterman with his nephew Graham, at the 
party at Mrs. Bradham’s, which have as essentially the 
stamp of richest America as the most expensive pro- 
ductions of Hollywood. Every page of the book bears 
evidence that James had sharply turned back to the outer 
world, to the thing annotated and made use of, to the 
picture of life that was essentially modern. 

In the character of the hero, Graham, James has, as he 
often did before, with Coleridge or Browning or Shelley, 
taken an enduring type of character, and watched his 
behaviour in a modern environment. Graham is the most 
successful of these experiments. On one occasion his type 
is revealed, when Horton Vint describes him as looking 
like ‘a happy Hamlet.’ I think there is no doubt that 
James was trying to ‘do’ Hamlet in modern dress. 

Like Hamlet, Graham is consciously out of place; he is 
a sincere man who finds himself in a world in which he is 
compelled, self-consciously, to play a part. He has his 
confessor, Horton, who does not understand him, and 
who effectively betrays him. Horton is a kind of corrupt 
Horatio— a modern Horatio would of course be corrupt; 
a business man, in fact— who, although he cheats Graham, 
feels passionately towards him. Graham confesses, 
typically: ‘The extent, Vinty, to which I think I must just 



THE IVORY TOWER loi 

like to drift.’ He is full of doubts as to the reality of his 
own feelings. In the course of the same conversation 
about drifting, Horton suggests to him that he may be 
afraid. ‘ “Afraid.? Am I afraid?” Graham fairly spoke 
with a shade of the hopeful, as if even that would be 
richer somehow than drifting.’ But the most remarkable 
of these references is an image which is an unconscious 
echo of Shakespeare. Horton is chiding Gray, as Graham 
is familiarly called, for his evasion of the social life that 
should accompany his wealth: ‘ “Of course you may dig 
the biggest hole in the ground that ever was dug — 
spade-work comes high, but you’ll have the means— and 
get down into it and sit at the very bottom. Only your 
hole will become then the feature of the scene, and we 
shall crowd a thousand deep all round the edge of it.” ’ 

Not only does this image directly recall ‘Ossa like a 
wart,’ and the burial scene in Hamlet^ but the conceit is 
Shakespearean. To most readers, a difficulty in the 
style of James’s later books, is that the images are 
poetic and do not naturally belong to prose. 

If Gray is a modern Hamlet, he is also a connexion of 
Maggie and Milly and Strether. His life is, in fact, a 
development of theirs, just as his surroundings are also 
an extension of theirs into ‘the rotten state of Denmark.’ 
In the notes for the book James confesses to the resem- 
blances, ‘All of which makes him, I of course, desperately 
recognize, another of the “intelligent,” another exposed 
and assaulted, active and passive “mind” engaged in an 
adventure and interested in itself by so being.’ 

The peculiar interest of Gray is that, unlike the other 
‘minds,’ he does not accept a r61e which is forced on him, 
but, finding himself out of place, he invents a r6le for 
himself, and, like Hamlet, he toys constantly with the 
idea of positive, consistent action, but does not altogether 



102 HENRY JAMES 

indulge in it. His attitude to action is not weak, but 
neurotic and perverse. He rejects the opportunity to 
read a letter to him exposing his uncle, written by Mr. 
Gaw on his death-bed; but he does not destroy the letter, 
he merely preserves it in an ivory tower. He refuses to 
take any action when he discovers that his friend Vinty, 
whom he has made manager of all his affairs, is cheating 
him : nor does he decide to let Vinty off. He is, in a word, 
self-absorbed to a degree which makes him quite unlike 
the unselfish Milly and Maggie and Strether. He is 
intensely interested in life as he sees it. Fundamentally 
he can always rely on the fact that he is indifferent, and 
that, just because he is so indifferent, the feelings of other 
people towards him, even of Haughty, are passionate. He 
is profoundly serious, but he is too disillusioned to take 
human relationship seriously. 

It is possible for Maggie to be almost destroyed by the 
prince and Charlotte, because she believes that finally 
they are capable of being moved by, and responding to 
her love. Her love is not wasted. Gray feels that love is 
wasted. He is overwhelmed by the sense of social corrup- 
tion, which seems to rob the lives of the people around 
him of all moral significance. This is also an aspect of 
Hamlet’s character; Hamlet is introspective because he is 
isolated; his speeches are mostly soliloquies, because there 
is no one to whom he could say them: his surroundings 
are a mirror in which his gestures are merely reflected: 
the world of moral drama has to be created in his own 
soul. 

The world of The Ivory Tower, in which James made a 
special effort to use the ‘thing observed’: in which he 
completes, as it were, the circle of his life’s artistic achieve- 
ment, and returns to what I have called the ‘School of 
Experience’ : this world is quite shamelessly corrupt. Its 



THE IVORY TOWER 103 

legend is the remark which Mr. Betterman makes to 
Graham on his death-bed: ‘The enormous preponderance 
of money. Money is their life.’ Davey Bradham remarks 
on one occasion, ‘Of course, we are all incredibly corrupt.’ 
And, in the course of a very frank conversation with 
Cissy, the girl whom, if either of them had money, he 
might marry, Horton Vint makes a remark which is 
sufficiently a comment on his ‘type’ and on his relation- 
ship with Gray. ‘The dream of my life, if you must know 
all, dear — the dream of my life has been to be admired, 
really admired, admired for all he’s worth, by some 
awfully rich man.’ 

The behaviour and even the appearance of the characters 
is suited to this tune : Cissy’s relationship with Gray im- 
proves when she — quite uncritically — feels that Horton is 
absorbing Gray’s income. No one in the book seems older 
than thirty, and they nearly all behave as if they were 
eighteen: the dazzling sense of their youth is over- 
shadowed by the enormous accumulation of the wealth 
on which they are living, and the terrible deaths of the 
two old men, surrounded by their doctors and nurses. 

This book is extremely important in its relation to the 
rest of James’s work, because it shows, to the point of a 
final consistency, his view of the modern world. It paints 
a picture of Hell unmitigated by aesthetic delights. The 
relationships which were possible to Strether and Maggie 
are denied to Gray, and he has not even the faith to be an 
artist. ‘Heaven forbid he should “paint”— but there 
glimmers before me the sense of the connection in which 
I can see him as more or less covertly and waitingly, 
fastidiously and often too sceptically, conscious of possi- 
bilities of “writing.” Quite frankly accept the compli- 
cation or whatever of his fastidiousness, yet of his 
recognition withal of what makes for sterility. . . . His 



104 HENRY JAMES 

“ culture,” his initiations of intelligence and experience, 
his possibilities of imagination, if one will, to say nothing 
of other things, make for me a sort of figure of a floating 
island on which he drifts and bumps and coasts about, 
wanting to get alongside as much as possible, yet always 
with the gap of water, the little island fact, to be somehow 
bridged over.' 

With his refreshed vision of the New World, the inner 
despair of The Golden Bowl and The Wings of the Dove 
has broken outwards, and in Gray’s attitude we see a 
despair which echoes almost the despair of Baudelaire in 
his Intimate Journals. It is not too much to say that 
Gray takes pleasure in the pure evil of his friend’s mis- 
appropriations, his ‘profoundly nefarious attitude.’ Gray 
sees money as evil, and money as civilization, and evil as 
breeding evil, and overshadowing civilization, and what 
distinguishes himself from the other people in his world 
is not his virtue, but simply his moral consciousness of 
evil, a consciousness in which he can rejoice. 

If The Ivory Tower had been finished, it would have 
been possible to see that James had emerged from that 
period in his development which corresponds to the 
Ulysses period in Joyce; but that James, instead of in- 
venting an inner language to correspond with Work in 
Progress, wrote books that open out into Lawrence’s 
novels, and, more obviously, Faulkner’s. Joyce’s later 
work corresponds perhaps to the period in James of The 
Golden Bowl: Joyce is at the end of a period of elabora- 
tion, not at the beginning of a period of simplicity. 

The Ivory Tower is, unfortunately, only a fragment 
containing several wonderful scenes — the scenes between 
Graham and his uncle, Graham and Rosanna Gaw, 
Graham and Horton Vint; and the garden party at Mrs. 
Bradham’s. James had finished less than a third of the 



THE IVORY TOWER 105 

book, in its final version, when the Great War broke out, 
and, as Mr. Percy Lubbock puts it, he ‘found he could 
no longer work upon a fiction supposed to represent 
contemporary or recent life.’ 

Accordingly he returned to the fantasy, The Sense 
of the Past, the first two books of which had been written 
some years previously, and then put aside. On December 
2nd, when nearly four books were complete, he was 
attacked by his last illness. So that The Sense of the Past 
is also only a fragment. But the notes to it are even 
completer than those for The Ivory Tower, and the whole 
plot is outlined. 

James was a sincere admirer of H. G. Wells’s scientific 
romances, and when he wrote The Sense of the Past he 
may have been curious to invent his own Time Machine. 
But the manner in which his young hero, Ralph Pendrel, 
travels back a hundred years into the late eighteenth 
century, is not so much scientific, as literary and philo- 
sophic. When Ralph, the young American traveller, 
obsessed with his sense of the past, changes place with 
the young American, who, a hundred years ago, made 
the same journey, and who is obsessed with the sense of 
the Future, he achieves what Gertrude Stein would call 
a ‘continuous present.’ The young men do not meet 
half-way, in the middle of the century. Nor does the one 
sacrifice his present, in order to achieve the other’s past. 
They both step into each other’s shoes, and they do it by 
living in a time which is neither past nor future, but 
present. The Sense of the Past is, in fact, a product of the 
‘time obsession’ which is typical of a whole school of 
modern literature, and is particularly found in Proust: 
it has all the symptoms of the school of literature which 
is brilliantly diagnosed by Mr. Wyndham Lewis in his 
Time and Western Man. 



io6 HENRY JAMES 

When Ralph, in a moment of caution, before making 
his journey into the past, explains his case to the American 
Ambassador, he begins by explaining, ‘You see. I’m not 
myself,’ and the Ambassador understands him to mean that 
he combines in himself two persons. But Ralph, although 
he feels himself to be the other man, also feels that the other 
man is he: ‘Our duality is so far from diminished that 
it’s only the greater. The man ridden by curiosity about 
the Past can't^ you’ll grasp, be one and the same with 
the man ridden by his curiosity about the Future.’ 

Although the men are separate, each combines in 
himself the situation of both. The experiences of Ralph 
in the eighteenth century have already been gone through 
by his real predecessor. 

Ralph is fascinated — when he takes over the old house 
which has been left to him in the London Square — by the 
portrait of a young man, who is painted looking away 
from the painter. The whole situation hangs on this 
picture, on the sense that the young man is turned away 
from his contemporaries towards the Future, just as 
Ralph is turned towards the Past. It is with this young 
man that he changes places, and also the portrait is a 
painting of himself. One of the finest effects which 
James proposes in his notes is the account of the painting 
of this portrait; so disturbing to the painter, who is 
profoundly shocked by his intuition of the strangeness 
in Ralph. Thus, in the account of the portrait, a con- 
tinual series of transformations is suggested, by which 
the six months of Ralph’s visit to the eighteenth century 
is made perpetually recurrent, because when he is 
attracted by the portrait he is attracted by himself, and, 
when he is stepping into the eighteenth century, he is 
repeating an action which he must already have made 
before, in order that the portrait should have been painted. 



THE IVORY TOWER 


107 

This suggestion of a repeated Present is like a nail 
(as James would put it, a ‘silver nail’) hammered through 
the book. Unfortunately the idea is not fully worked 
out in the parts of the book that are completed, and in 
the notes the whole force of what is implied seems to 
be realized — very exceptionally for James — almost as an 
afterthought. 

There is another idea, also a nail which fixes the situa- 
tion. This depends on the important provision that there 
are, after all, two young men, and that Ralph’s journey 
into the Past has always its parallel of the other young 
man’s journey into the Future. Ralph immediately 
grasps, when he steps into the eighteenth-century drawing- 
room — the drama hangs on his having such intuitions — 
that he is engaged to Molly Midmore. But his most 
important divergence— his really anachronistic act— is to 
fall in love with her sister Nan. This is not only unex- 
pected and a part of his ghostly attribute of strange- 
ness (he is always a ghost: this book is the biography 
of a ghost, and the other characters are also ghosts 
to him) to the eighteenth-century family, but also it is 
literally unprecedented by the other young man. A 
further complication arises here, because Nan is also in 
love with him, as well as he with her: that is to say, she 
is in love with him because she believes him to be the 
other young man, the young man who is now in the 
Future: because she has gone through the experience of 
being in love with him in the Past. Not only does Ralph 
cast a shadow into the Future, but also the Midmores 
cast a shadow into the Past. Or, rather, they cast a 
shadow into what is their Reality; which depends on 
Ralph being a real contemporary; and their situation has 
likewise its real precedent, which Ralph is only copying, 
in which an American young man did marry Molly 



io8 HENRY JAMES 

Midmore, and was secretly loved by the younger sister, 
although he did not respond to her passion. As it is, 
the younger sister saves the situation, because she is 
able to understand Ralph’s secret, and thus help him to 
get back into the twentieth century. 

The Sense of the Past is, of course, fantasy, but 
fantasy is one of the most important aspects of James’s 
art. James quotes The Turn of the Screw as his precedent 
in writing the book, and I have tried to show that that 
story is a serious study. 

The Sense of the Past is a triumphant variation on the 
familiar theme of the International Situation. The young 
man brings America to Europe, and we have a conflict 
which is the subject of many of James’s stories. But 
here the situation is given another dimension, because 
the young man is travelling not only through distance, 
but also through time. It is no wonder that James 
looked on Ralph as a means of escape from the Europe 
of the War, because he is not only a geographical traveller 
who seeks to make James’s work part of a wider culture 
than the American culture (this is a purpose of all his 
emissaries), but he is also a traveller who seeks to give 
James’s work a wide, historical basis. He is escaping 
from the fear that the novel which relies for its subject- 
matter on contemporary life, is itself as transitory as the 
violent, and hence transitory, civilization which it de- 
scribes, a civilization which at any moment may be 
engulfed in war or destroyed by suicidal economic 
collapse. 

Ralph in his time-journey succeeds in vindicating a 
moral, which James always clung to, but the last shreds 
of which seemed to be consumed in the flames of The 
Ivory Tower. 

He vindicates the good, puritan American brand of 



THE IVORY TOWER 109 

faith in Free Will. Ralph is in a situation which is in 
the completest sense pre-destined, for the reason that it 
has actually taken place. One would take it that however 
freedom of will may qualify the behaviour of people in 
the present, it cannot change their actions in the past. 
Everything which the Midmore family say and do, they 
have already done; their past is already written, and their 
performance is an encore. Ralph enters their world fully 
knowing this, and with the conviction that all he has 
to do is to act, for all that he is worth, the part of the 
other American young man. His r6le is that of in a 
given equation, the other symbols of which represent 
perfectly known quantities; all he has to do is to discover 
from the conjunction of them what are his own attributes. 
But the moral interest of the story lies in the fact that he 
upsets the eighteenth century by falling in love with the 
wrong girl, the girl whom he thinks of as essentially 
‘modern,’ and whom the eighteenth - century young 
American could never on any account, in the Midmore 
circle, have chosen. 

Here, again, James, by his flight into the Past, manages 
to vindicate his morality. We are back in a situation — 
the most romantic of all his situations— in which love 
really counts. Ralph loves Nan, and Nan loves the 
other young man, whom she takes him to be. When 
she realizes their mistake, time, through the strength of 
her and his love, can be put straight, and Ralph can 
safely be landed back in the twentieth century. The 
twentieth century is also vindicated in the light of the 
eighteenth. After all, the eighteenth is even more vulgar 
on account of the smells, the lack of hygiene, the selfish- 
ness, the open greed, the superficial cleverness, the 
intolerance. 

So these two posthumously published books are at 



110 HENRY JAMES 

completely opposite poles. The one represents an un- 
precedented awareness of the Present, and is, indeed, 
for James, almost a flight into the Future; the other 
represents reaction, and a violent flight into the Past. 
Between these two poles lies a whole school of modern 
literature, which takes us far beyond James, amongst 
our immediate contemporaries. 



PARX TWO 


THRKE INDIVIDUALISTS 




V 


A BRIDGE 


His unique individuality makes it difficult to bridge 
the gulf between James and any other writer. The gulf 
is no mere matter of time. Compare him with Wilde 
or any other of his Tellow Book contemporaries, and 
the gulf is wider than between him and Yeats, in his 
later period, or even Lawrence or Joyce. 

His problems were essentially those of writers that 
followed him, and not those of his contemporaries. 
Modern writing has not even in Lawrence entirely 
forsaken the aristocracy which James described : Hermione 
in Women in Love, and Lady Chatterley, are both Jamesian 
characters, though James would have been surprised at 
their setting. That remarkable story The Altar of the 
Dead has echoes both in Joyce’s story. The Dead, and 
in Eliot’s criticism. The side of James which is illustrated 
in stories of ghosts and magic, such as The Turn of the 
Screw and Owen Wingrave, is illumined by an examina- 
tion of Yeats’s spiritualism. The Sense of the Past succeeds 
in creating a legend by which James escaped from the 
present, and was able to rest securely in traditional beliefs 
that would have been contradicted, had he looked for 
affirmation in the War. One finds the same legend 
expressed in Yeats: 

‘Midnight has come, and the great Christ Church Bell 

And many a lesser bell, sound through the room; 

And it is All Souls’ Night, 

H 113 



THREE INDIVIDUALISTS 


1 14 

And two long glasses brimmed with muscatel 
Bubble upon the table. A ghost may come; 

For it is a ghost’s right, 

His element is so fine 
Being sharpened by his death, 

To drink from the wine-breath 

While our gross palates drink from the whole wine. 
I need some mind that, if the cannon sound 
From every quarter of the world, can stay 
Wound in mind’s pondering, 

As mummies in the mummy-cloth are wound; 

Because I have a marvellous thing to say, 

A certain marvellous thing 
None but the living mock. 

Though not for sober ear; 

It may be all that hear 

Should laugh and weep an hour upon the clock.’ 

The true place of James is, then, not amongst his own 
contemporaries, but with ours. One should set The Turn 
of the Screw beside Yeats’s poetry, The Ambassadors and 
The Golden Bowl beside Ulysses^ the critical prefaces 
beside Eliot’s criticism. 



VI 


YEATS AS A REALIST 


W. B. Yeats is an isolated figure in modern writing, 
whose achievements at first seem only to be explained by 
his extreme individuality. 

His individuality is emphasized by the romantic line 
of his development, which is reminiscent of Goethe. He 
began as the writer of romantic, twilight poetry. Late in 
life, he is now writing his best poetry, most of which is 
inspired by contemporary political events, and by the 
lives of his friends. His awareness, his passionate rhythms, 
breaking away completely from the limp early work, 
remind one of the opening stanzas of Goethe’s West- 
Oestlicher-Divan, written also in a time of European 
revolution, following on a terrible series of wars. 

‘Nord und West und Sud zersplittern. 

Throne bersten, Reiche zittern, 

Fliichte du, im reinen Osten 
Patriarchenluft zu kosten! 

Unter Lieben, Trinken, Singen 
Soli dich Chisers Quell verjiingen’ 

compares with:— 

‘At midnight on the Emperor’s pavement flit 
Flames that no faggot feeds, nor steel has lit, 

Nor storm disturbs, flames begotten of flame. 
Where blood-begotten spirits come 
"5 



ii6 THREE INDIVIDUALISTS 

And all complexities of fury leave, 

Dying into a dance, 

An agony of trance, 

An agony of flame that cannot singe a sleeve.’ 

The command to flight, except into the pride of his 
own individualism, is not there in Yeats; at the end of 
his life he goes further than Goethe in renouncing his 
romanticism. 

Like Goethe, the stream of Yeats’s romantic poetry was 
interrupted by his public life. The effect of politics on 
his writing was revolutionary. 

This development, which at first seems unique, was the 
result of three main influences: the influence on him of 
certain changes in social life that took place during his life 
and that of his friends; the influence of his interest in magic; 
the influence on him of symbolist theories of poetry. 

Although at one time he sought very consciously to 
root his poetry in the popular ballad poetry of Ireland, 
the literary influences which are to be found in his 
earliest, as in his most recent verse, are contemporary 
writing and writers. He does not go back, with the 
completeness of Eliot in The Waste Land, to the late 
Elizabethans, and achieve by his diction a striking 
historic comparison of the earlier period’s greatness and 
decay with our own. His early poetry is, in spite of its 
ballad style (in fact, because of it), unashamedly of the 
’eighties, just as his present writing is perhaps almost a 
little too dazzlingly ‘modern.’ As a young man, his 
friends were such men as Dowson, J. A. Symonds, Lionel 
Johnson and all the Rhymers. He was obviously, in his 
middle period, excited by the French symbolists: to-day 
it is not difficult to appreciate that he is an admirer of 
Ezra Pound and that he has read T. S. Eliot. 



YEATS AS A REALIST 117 

But his earlier work also shows that to a poet of his 
stature a contemporary influence, even when combined 
with a very great talent, is not enough. Beautiful as some 
of these poems are, they are enervating and contain a 
weariness of which Yeats seems, in his old age, quite 
incapable. One cannot imagine him saying to-day: 
T will arise and go now, and go to Innisfree’— which 
calls up the image of a young man reclining on a yellow 
satin sofa. There would be a roar of thunder, a flash, and 
he would be off. 

In Adam's Curse this sense of the inadequacy of his 
earlier inspiration seems to reach a climax. The poem is 
a dialogue between the poet and a woman, whose art 
of love is supposed to be as great as the poet’s art of 
poetry. The poet first boasts of the trouble he takes over 
his versifying: 

‘A line will take us hours maybe; 

Yet if it does not seem a moment’s thought. 

Our stitching and unstitching has been nought.’ 

Then he complains of being thought an idler: 

‘By the noisy set 

Of bankers, schoolmasters, and clergymen 
The martyrs call the world.’ 

Of whose air of reality, he seems oddly envious. 

The woman then replies, ‘That we must labour to be 
beautiful,’ and the poet, of course, concludes that she is 
referring to the difficult art of love. 

The two speakers then sit silent and watching the day 
die and ‘A moon, worn as if it had been a shell.’ Then the 
poem ends with the curious reflection: 



ii8 THREE INDIVIDUALISTS 

‘I had a thought for no one’s but your ears: 

That you were beautiful, and that I strove 

To love you in the old high way of love; 

That it had all seemed happy, and yet we’d grown 

As weary-hearted as that hollow moon.’ 

This poem seems to mark the end of a phase, because 
the poet’s inability to love in the old high way, and his 
feeling that the symbol of the moon was hollow, reveals 
a conscious dissatisfaction with his art. 

In the series of poems published in 1910 and called 
The Green Helmet and Other Poems, he seems tempted to 
abandon poetry altogether. In one of the poems he 
explains : 

‘All things can tempt me from this craft of verse : 

One time it was a woman’s face, or worse— 

The seeming needs of my fool-driven land.’ 

The weakness of the second line— only rescued by the 
dash and comma— indicates the writer’s somewhat dis- 
tracted mood. The inspiration of Yeats’s best poetry is 
mostly occasional, but here the poems seem to have an 
altogether occasional nature, in the sense that they form 
the background to various activities which engaged 
Yeats at the time, and also to his preoccupation with 
Irish politics. There are poems on such subjects as 
A Friend's Illness, At Galway Races, Upon a House shaken 
by the hand Agitation. There is one poem called The 
Fascination of What's Difficult, in which he complains of 
the passing of inspiration. 

Nevertheless, these poems contain a germ impregnated 
by the external world which grew up into the later 
poems. They seem to be a drying up, but, really, they 



YEATS AS A REALIST 119 

are the beginning of something quite different and 
new. 

The kind of poetry which is considerable as art and 
which is not based on a consciously sought-out tradition, 
is likely to be rooted deeply not so much in the writing 
of contemporaries, which forms its superficial soil, and 
which is merely an influence, as in the actual life of the 
time. Yeats’s book of Autobio^aphies — which form so 
strange a mixture of discretion and self-revelation — show 
how deep was his thirst for the life around him. 

The world of the Autobiographies is very different 
from that of The Celtic Twilight. The scene is, for the 
most part, London. The actors— and they were actors — 
are Lionel Johnson, Wilde, Morris, George Russell and 
all the literary and Irish-political figures of that time. 
These people are not in the least idealized, very few of 
them are fairies, and then only in a worldly sense; they 
are seen in a hard, clear, but undramatic light, and the 
sordid aspect of their lives — their drink, dope and debts — 
is not concealed. 

Yeats’s attitude to what he calls the ‘Tragic Generation,’ 
the generation of The Tellow Book and the Rhymers’ 
Club, was that of one who felt that their destiny was his 
own, and who yet felt dissatisfied with them and critical. 
The central point of his criticism was what involved 
him most deeply in his own work: the relation of their 
emotional, unbalanced lives to their accomplished, trance- 
like poetry. ‘Another day,’ he writes, when attempting 
to explain to himself the series of domestic tragedies 
that overcame so many of them, ‘I think that perhaps 
our form of lyric, our insistence upon emotion which 
has no relation to any public interest, gathered together 
overwrought, unstable men; and remember, the moment 
after, that the first to go out of his mind had no lyrical 



120 THREE INDIVIDUALISTS 

gift, and that we valued him mainly because he seemed a 
witty man of the world; and that a little later a man who 
seemed, alike as man and writer, dull and formless, went 
out of his mind, first burning poems which I cannot 
believe would have proved him, as the one man who saw 
them claims, a man of genius.’ 

So that he was not only in contact with the literary 
movement of his time, he was also deeply involved with 
the people who made it. He took his tradition, not so 
much from books (as he had at first imagined he should 
do), as from the lives of those people who created his 
cultural environment, and whose lives presented a picture 
of civilization to him in its most vivid form. Their lives, 
deeply rooted in the lives of their ancestors, saturate 
his later poetry; especially the poetry of The Tower. I 
only wish sometimes that he had allowed his interest 
to extend still further, outside the immediate circle of 
his friends, into the social life that surrounded him. 

I believe that what distinguished Yeats from those 
other writers is not so much — as Dr. Leavis has said — his 
power of self-criticism, as his realism. He is far too 
rhetorical a writer to be self-critical. It is clear from the 
style of his prose that he must constantly be presenting 
himself to himself in a dramatic manner; and his con- 
versation gives the same impression. He is capable, 
because he has the highest intelligence, and because his 
rhetoric is not the rhetoric of the politician, of passionate 
seriousness, of penitence, and of an almost excessive 
sense of responsibility. No lines ring truer in his verse 
than: 

‘Things said or done long years ago. 

Or things I did not do or say 
But thought that I might say or do. 

Weigh me down, and not a day 



YEATS AS A REALIST 121 

But something is recalled, 

My conscience or my vanity appalled.’ 

This verse shows how realism is not inconsistent with 
a certain romanticism, especially when it is self- 
dramatizing, and indeed one might say that it was Yeats’s 
sense of reality which made him exploit his gift as a 
romantic poet; but he is certainly not a master of self- 
criticism, as Eliot is. 

Yeats was strengthened in his attitude to the life 
around him by certain of his intellectual experiences. 
The chief of these were the three influences of the Irish 
Literary Renaissance, Magic and Symbolism, and his 
interest in contemporary politics, which seem in the 
last years to have broadened into a prophetic concern 
(which resembles that of Stefan George, during and 
after the war) with the destiny of Europe. 

At first sight the Irish Renaissance, so venomously 
featured by George Moore in his Hail and Farewell^ seems 
inextricably tangled with the Magic and Symbolism. 
But actually it played a conflicting r6le in his work, 
directing it towards the Irish legends and the Celtic 
Twilight, whereas the Magic and Symbolism became 
essentially part of his approach to the world around him. 
One also has to distinguish between the Symbolism which 
had to do with the Magic and the Symbolism which was 
part of the symbolist movement in poetry. This close 
connexion between the mystery of magical symbols and 
the literary movement of H.D., Ezra Pound and their 
followers, is typical of Yeats. However mysterious and 
shadowy it is, his poetry has always the stamp of 
success, and his magic invocations always have a slightly 
public air. 

The beginnings of the Irish Renaissance were directed 



122 THREE INDIVIDUALISTS 

towards creating a folk poetry which would be strictly 
Irish. ‘When Lionel Johnson and Katherine Tynan (as 
she was then), and I myself began to reform Irish poetry,’ 
he writes (in a business-like way) in Poetry and Tradition, 
‘we thought to keep unbroken the thread running up to 
Grattan which John O’Leary had put into our hands, 
though it might be our business to explore new paths of 
the labyrinth. We sought to make a more subtle rhythm, 
a more organic form than that of the older Irish poets 
who wrote in English, but always to remember certain 
ardent ideas and high attitudes of mind which were the 
nation itself, to our belief, so far as a nation can be 
summarized in the intellect.’ In the essay on T^e Celtic 
Element in Literature, in Ideas of Good and Evil, the 
subject-matter which is suitably Celtic is indicated. This 
essay is a short account of the Celtic Sagas, and we are 
told how the Bards ‘took the blossoms of the oak, and 
the blossoms of the broom, and the blossoms of the 
meadow-sweet, and produced from them a maiden the 
fairest and most graceful men ever saw; and they baptized 
her and called her the Flower Aspect.’ It is in this world 
of dream that The Wanderings of Oisin and the early 
ballad poetry moves. 

But even the Irish Renaissance dragged Yeats away 
from its own mysteries, and forced many practical 
problems upon his attention, and surrounded him with 
an active social life. The Abbey Theatre was founded, 
and in it he must have met many people who were 
distressingly unlike the fairies of his dreams. 

Magic was closely linked with his Irish childhood. 
He was so accustomed to think and speak of ghosts and 
fairies, that it is unlikely he could have completely 
escaped from their influence. The Celtic Twilight is, 
as Forrest Reid remarks, ‘thick with ghosts. . . . 



YEATS AS A REALIST 


123 

Drumcliff and Rosses are the places where they are to 
be found thickest.’ The ‘good people ’ abound, and they 
carry off the souls of peasants. 

As a young man in London, he scientifically developed 
his magical experiences by attending stances, visiting 
haunted houses, and calling on Madame Blavatsky. 
Mrs. Katherine Tynan Hinkson (as she became) de- 
scribes an alarming stance in which the spirits became 
very annoyed and where ‘Willie Yeats was banging his 
head on the table as though he had a fit, muttering to 
himself. I had a cold repulsion to the whole business.’ 

His own descriptions of what happened at stances 
leave me with the same sort of bewilderment as do the 
dully sensational messages rapped out on turning tables. 
I am impressed by the appearance of a man in black and 
a hump-backed woman who are apparently engaged in 
making flesh by mechanical means, but I search vainly 
in myself for any scale of values which can make such 
appearances seem to have significance. 

His own interest in these phenomena seems, at least 
partly, to have been a scientific curiosity, for they have 
little relation to the part that the theory of magic plays 
in his poetry. A system of magic forms his approach to 
certain problems, corresponding to the psychological 
approach of such writers as Joyce or Lawrence. In the 
essay on Magic^ he writes: 

‘I believe . . . 

‘(i) That the borders of our minds are ever shifting, 
and that many minds can flow into one another, as it 
were, and create or reveal a single mind, a single energy. 

‘(2) That the borders of our memories are as shifting, 
and that our memories are a part of one great memory, 
the memory of Nature herself. 

^ Ideas of Good and Evil (1903), p. 29. 



124 THREE INDIVIDUALISTS 

‘(3) That this great mind and great memory can be 
evoked by symbols. 

T often think I would put this belief in magic from me 
if I could, for I have come to see or to imagine, in men 
and women, in houses, in handicrafts, in nearly all sights 
and sounds, a certain evil, a certain ugliness, that comes 
from the slow perishing through the centuries of a 
quality of mind that made this belief and its evidences 
common over the world.’ 

I do not think that D. H. Lawrence would have 
quarrelled with these sentiments, although he may not 
have admired Yeats’s work. Also, the whole passage is 
suited to appear in any psychological text-book. 

Later, he expands this belief into another observation, 
which explains the subject of much contemporary psycho- 
logical literature: 

‘All men, certainly all imaginative men, must be 
for ever casting forth enchantments, glamours, illusions; 
and all men, especially tranquil men who have no powerful 
egoistic life, must be continually passing under their 
power. Our most elaborate thoughts, elaborate purposes, 
precise emotions, are often, as I think, not really ours, 
but have on a sudden come up, as it were, out of hell 
or down out of heaven.’ 

This may be linked with his theory of symbolism, 
which is even more orthodoxly psychological : 

‘I cannot now think symbols less than the greatest of 
all powers whether they are used consciously by the 
masters of magic or half consciously by their successors, 
the poet, the musician and the artist. At first I tried to 
distinguish between symbols and symbols, between what 
I called inherent symbols and arbitrary symbols, but the 
distinction has come to mean little or nothing. Whether 
their power has arisen out of themselves, or whether it 



YEATS AS A REALIST 125 

has an arbitrary origin, matters little, for they act, as I 
believe, because the great memory associates them with 
certain events and moods and persons. Whatever the 
passions of man have gathered about, becomes a symbol 
in the great memory, and in the hands of him that has 
the secret, it is a worker of wonders, a caller up of angels 
or of devils.’ 

His theory of symbolism led him firstly to search for a 
mysterious symbol which would contain everything 
outside the writer’s self : 

‘By the help of an image 
I call to my own opposite, summon all 
That I have handled least, least looked upon.’^ 

By an inverse process, symbolism also leads to a 
universal significance being attached to certain images 
in his poetry, which in other romantic poetry would 
only remain details of observation or of invocation. It 
thus enables him to exploit to the utmost his very 
limited power of observing nature. George Moore 
has described how Yeats would walk about the country 
without ever looking at anything. The visual experiences 
of his whole life which have found their way into his 
poetry could probably be counted on the fingers of 
both hands. The Tower, the moorhen, the wild swans 
at Coole, a few trees (without leaves, for the most part), 
the winding stair, the fisherman, a hare, certain of his 
friends, have all the same significance in Yeats, as cats 
and negresses have in Baudelaire’s poetry. 

In the early symbolist poems, in The JVind among the 
Reeds, the symbolism, the magic and the twilight are all 
interwoven, and the symbols therefore lose power because 
they are not sufficiently isolated. 

^ From Ego Dominus Thus, 



126 THREE INDIVIDUALISTS 

‘I hear the Shadowy Horses, their long manes a-shake, 

Their hoofs heavy with tumult, their eyes glimmering 
white; 

The North unfolds above them clinging, creeping night. 

The East her hidden joy before the morning break. 

The West weeps in pale dew and sighs passing away. 

The South is pouring down roses of crimson fire.’ 

Here the reader may fail to realize that far more than a 
mere mood of trance is being conjured up : the symbols all 
really stand for something. 

Or when Yeats writes: 

‘Do you not hear me calling, white deer with no horns 

I have been changed to a hound with one red ear;’ 

the reader, unless he is well up in magical practices, may 
fail to realize that he means that he has really been 
turned into a hound with one red ear. 

Symbols derived from witches and the moon, unless 
they are used in some very particular sense, as in Baude- 
laire— in the sense that they are mV— naturally lose the 
full force of an isolated crystal experience into which 
the poet is gazing. 

It therefore happens that the method is most successful 
when it is applied to objects which are, in the magical 
sense, least symbolic. The friends of his youth whom he 
names, the particular tower which he owns, the particular 
fisherman whom he met, 

‘Although I can see him still. 

The freckled man who goes 
To a grey place on a hill 
In grey Connemara clothes 



YEATS AS A REALIST 


127 


At dawn to cast his flies, 

It’s long since I began 
To call up to the eyes 
This wise and simple man.’ 

about whom he wrote the 

‘Poem maybe as cold 
And passionate as the dawn.’ 

Yeats is a poet who, finding himself in a desperate 
situation, has buttressed and shored up his work — as 
though it were, perhaps, his ancestral Tower— on every 
side. The reader is at every stage perplexed. First, he 
imagines that all is to be mystery and twilight and that 
he dare hardly listen, he must be so silent, for fear lest 
he disturb the fairies. To his disappointment he hears 
the fairy song grow fainter and fainter, until it dis- 
appears over the crest of the twilit hill. But Yeats has 
not disappeared. On the contrary, the reader now dis- 
covers that the fairies were only a part of a theory that 
by writing about them one could create a popular Irish 
ballad poetry. The fairies then merge into a theory of 
magic: but the magic, although much talked of, and 
although the poet never fails to produce a hush-hush 
solemn atmosphere, seems always to be something of a 
hoax. It has an element in it of spiritualist stances 
attended by a journalist, in order that he may broadcast 
his impressions of them. 

In the first place, Yeats’s attitude to magical events 
seems always to be that of a doctor instead of a witch 
doctor, and, in the second place, his poetry is only 
magical in the sense that he can produce a certain atmo- 
sphere. Yeats has written plenty of romantic poetry, 



128 THREE INDIVIDUALISTS 

plenty of obscure poetry, some nonsense, and much 
mystification, but nothing which one could say was 
magical. Nothing, for instance, which has the magical 
quality of Eliot’s poem. The Hollow Men. No lines to 
compare with : 

‘Eyes I dare not meet in dreams 
In death’s dream kingdom 
These do not appear: 

There, the eyes are 
Sunlight on a broken column 
There, is a tree swinging 
And voices are 
In the wind’s singing 
More distant and more solemn 
Than a fading star.’ 

Not even the magic, plus theories of symbolism and 
pure poetry, have enabled him to reproduce the effect 
of the line which he so admires in Nashe: ‘Brightness 
falls from the air.’ Lastly, to complete his ambiguity, the 
result of the search for one symbol was the discovery 
that almost anything might become that symbol. 

What one admires in Yeats’s poetry is, in fact, not its 
mystery, its magic or even its atmosphere : but its 
passion, its humanity, its occasional marvellous lucidity, 
its technical mastery, its integrity, its strength, its reality 
and its opportunism. 

Why, then, is this romantic facade at all necessary? 
Or, since it exists, why does it not falsify the whole 
effect? The answer is that Yeats’s poetry is devoid of 
any unifying moral subject, and it develops in a perpetual 
search for one. Although he has much wisdom, he offers 
no philosophy of life, but, as a substitute, a magical 



YEATS AS A REALIST 


129 

system, which, where it does not seem rhetorical, is 
psycho-analytic, but not socially constructive. Reverent as 
he is, he does not convey any religion; instead, we are 
offered, in such poems as Prayer for my Daughter, an 
aristocratic faith. It is illuminating to consider what 
exactly Yeats does pray for his daughter, because pre- 
sumably these are the qualities which he considers most 
important to a human being, (i) He wants her to be 
beautiful, but not too beautiful. (2) Courteous. 

(3) ‘O may she live like some green laurel 
Rooted in one dear perpetual place.’ 

(4) ‘An intellectual hatred is the worst, 

So let her think opinions are accursed.’ 

(Cf. Henry James.) 

(5) ‘And may her bridegroom bring her to a house 
Where all’s accustomed, ceremonious; 

For arrogance and hatred are the wares 
Peddled in the thoroughfares. 

How but in custom and in ceremony 
Are innocence and beauty born .? 

Ceremony’s a name for the rich horn 
And custom for the spreading laurel tree.’ 

I have quoted the last verse in full because it shows 
how Yeats’s rhetoric illustrates his thought, rather 
than develops it. This poem does a good deal to 
explain why Yeats should have taken refuge from the 
modern world at first in magic, and why in his later 
poems, although there is a great show of intellectualism, 
he rests really always on certain qualities, rather than 
ideas, such as breeding and courtesy. For the thought is 
hopelessly inadequate to his situation. And the reader 
who goes to Yeats hoping to find in his work thought 



THREE INDIVIDUALISTS 


130 

which is as profound as his contemporary awareness, 
goes away as a hungry sheep unfed. 

His awareness is shown best of all in that extraordinary 
poem The Second Coming: 

‘Things fall apart; the centre cannot hold; 

Mere anarchy is loosed upon the world, 

The blood-dimmed tide is loosed, and everywhere 
The ceremony of innocence is drowned; 

The best lack all conviction, while the worst 
Are full of passionate intensity.’ 

The courageous acceptance of this poem makes 
the set of virtues which Yeats wishes his daughter 
seem more than ever unsuitable, and even impossible. 
Indeed, his insistence on aristocratic qualities of mind 
even limits his humanity, which is his greatest virtue. 
If one turns from Prayer for My Daughter to Wilfred 
Owen’s poem, Strange Meetings one sees that Owen was 
already a poet of far deeper human understanding. 
These lines seem almost like an answer to Yeats’s 
fortissimo lyrics : 

‘“Strange friend,” I said, “here is no cause to 
mourn.” 

“None,” said the other, “save the undone years. 

The hopelessness. Whatever hope is yours. 

Was my life also; I went hunting wild 
After the wildest beauty in the world, 

Which lies not calm in eyes, or braided hair. 

But mocks the steady running of the hour. 

And if it grieves, grieves richlier than here. 

For by my glee might many men have laughed. 

And of my weeping something had been left 



YEATS AS A REALIST 131 

Which must die now. I mean the truth untold, 

The pity of war, the pity war distilled. 

Now men will go content with what we spoiled. 

Or, discontent, boil bloody, and be spilled. 

They will be swift with swiftness of the tigress. 
None will break ranks, though nations trek from 
progress. 

Courage was mine, and I had mystery. 

Wisdom was mine, and I had mastery; 

To miss the march of this retreating world 
Into vain citadels that are not walled. 

Then, when much blood had clogged their chariot- 
wheels 

I would go up and wash them from sweet wells, 
Even with truths that lie too deep for taint. 

I would have poured my spirit without stint 
But not through wounds; not on the cess of war. 
Foreheads of men have bled where no wounds were. 
I am the enemy you killed, my friend.” ’ 

Yeats has found, as yet, no subject of moral significance 
in the social life of his time. Instead of a subject, he offers 
us magnificent and lively rapportage about his friends. 
The only exception is in the poem called The Second 
Coming. He has put up a great many props, the largest 
prop of all being his own noble egotism. And he has 
created an atmosphere of legend. All the elements 
combine to produce the legend. In such poems as the 
second section of The Tower, and All Souls' Night, Yeats’s 
friends— the real characters from the Autobiographies and 
the fantastic characters from the early stories, and all the 
imagery of the earlier poetry— become inextricably mixed 
into a world of legend which, although it has no moral an^ 
no religion, provides authentically a personal vision of lif^^. 



VII 


T. S. ELIOT IN HIS POETRY 


X. S. Eliot is, like Henry James, a naturalized New 
Englander, who, as a writer, rebels against the English 
lack of a consistent literary tradition. Unprecedented as 
his poetry seems in English, it is really a sharp corrective 
to contemporary writing, rather than a powerful and 
originating force. A great many of his effects, which 
seem at first most startling, are transfusions from the 
French: with him from Baudelaire and, especially, the 
French Symbolists. His earlier poetry is influenced by 
Laforgue. 

But, unlike James, Eliot does not succeed completely 
as an original artist, whose work is the source flowing 
into a whole school of modern writing. In spite of the 
most extraordinary efforts to reconcile himself with 
tradition, and yet remain a poet living in the modern 
world, he has not succeeded in forming the kind of 
synthesis which one finds in James’s work, which makes 
the later novels creatively imaginative, and yet psycho- 
logically more true to their time than the naturalistic 
books of the earlier period. Eliot seems anxious ^ to 
make nonsense of someone’s calling The Waste Land 
the ‘poem of a generation.’ Yet it is easy to see in what 
sense this was meant, and in what sense it contains a 
truth. For in Eliot, as in a dozen other modern artists 
— as in Joyce, in Proust, in Baudelaire, in Rilke even- 
one never is far removed from connotation: from the 

^ In After Strange Gods. 

132 



T. S. ELIOT IN HIS POETRY 


133 

trick of the object, or the psychological symptom, or the 
historic parallel, or the apt quotation quickly observed 
and noted down; always the one particular thing uniquely 
expressed and treated as a symptom. One notices further 
that there is a tendency in the work of all these artists 
to regard life as an illness, and themselves (although 
they, too, are very seriously ill) as doctors or nurses or 
spiritual fathers, or mere affectionate holders of fading 
hands. 

Eliot has not only the gift of connotatio n, but also a 
genius for describing a particular situation. In The 
W aste hand he seems, more than in any other poem, and 
more than any other artist, to describe the contemporary 
post-war situation of a certain very small class of intel- 
lectuals in Europe and America. Here, in expressing 
the situation of a small class, he goes much further than 
in any other earlier or later poem. For this longer poem 
seems to form a climax to all that he has as yet written, 
and the other poems, on the one side, ascend to that 
position, and on the other hand fall away from it. What 
one sees in the earlier, as in the later, poems is the ex- 
perience of a purely isolated sensibility. Although he 
goes much further than James, in accepting the modern 
world, his subject-matter is even more limited than that of 
James: James at least describes a whole aristocratic class 
in terms that most people could, with a certain amount of 
application, understand; Eliot indicates the whole modern 
world, but in a subjective way. A pub-crawling prostitute 
could understand very well what Henry James meant by 
the prince and Mr. Verver; they are well within the 
range of her experience. But no charwoman or prostitute 
in London would recognize herself in the second part of 
the A Game of Chess section of The W aste Land, although 
it reports almost realistically the conversation of these ladies 



134 THREE INDIVIDUALISTS 

in a London pub. This passage does not objectively 
present the people it describes; it merely exists in the 
mind of the reader, who is made to imagine that he is 
sharing the life of the people. But what he is really 
seeing and hearing is a part of his own mind. 

Eliot’s poetry is full of these fragmentary, in- 
tellectualized sense-impressions. They are romantically 
stimulating, because they suggest some very important 
private association. The key to modern romanticism is 
in the private poem, that is, the poetry of public appear- 
ances, which are, by the use of language, made full of 
private significance. Such is the poisie de departs, 
the poetry of the week-end visit to the country, the 
private jokes in Auden’s work. The best example is the 
suggestion of Baudelaire in his Intimate ’Journal, that 
perhaps the ships which he observes anchored in the 
harbour are really pointing towards happiness. 

The true descendant of Baudelaire is discovering not 
an outward reality, but, in external symbols, his own 
spiritual individuality. It follows that the objects outside 
himself have an added poignancy, because, in themselves, 
deprived of the poet’s inventive genius, they are frag- 
mentary and devoid of meaning. Modern life is a kind 
of Hell, but even that view has to be modified; it is, 
as it were, a fragmentary Hell, a Hell devoid of con- 
sistency, too stupid to punish anyone, and without moral 
severity. It is as impossible, according to the values of 
the modern world, to be damned as to be saved. In 
poems like the Preludes, the Rhapsody on a Windy Night, 
and Morning at a Window, Eliot extends this view of a 
world where 

‘Midnight shakes the memory 

As a madman shakes a dead geranium.’ 



T. S. ELIOT IN HIS POETRY 135 

The peculiar horror of this world is that the people in 
it are as much things as the gutter, the street, the cats, the 
pipes, etc. They are spiritually dead, and there is a dead 
sameness about all their activities: 

‘And short square fingers stuffing pipes. 

And evening newspapers, and eyes 
Assured of certain certainties. 

The conscience of a blackened street 
Impatient to assume the world.’ 

The only sign of life is that pity is still possible : 

‘I am moved by fancies that are curled 
Around these images, and cling: 

The notion of some infinitely gentle 
Infinitely suffering thing.’ 

It is not altogether the same pity for human suffering 
as one finds in James, and that in Wilfred Owen’s poetry 
is so all-sufficient that he could write of them ‘the poetry 
is in the pity.’ It is an extension of this pity; humanity 
is not pitied because it suffers, but because it exists at all, 
and resembles, in its totality, this gentle and suffering 
thing. The pity is in the notion of a humanity without 
humanity. 

Eliot, being an extremely moral writer, is also an 
extremely isolated writer. He is not concerned with 
saving the world: reformers seem to him as irrelevant as 
anything else in the objects that surround him. His 
poetry simply develops from an original position in which 
it questions the possibility even of damnation, to a firm 
belief, in his most recent poetry, in the possibility of 
personal salvation. 



THREE INDIVIDUALISTS 


136 

The original position is made clear enough in the 
opening lines of the Love Song o/y. Alfred Prufrock: 

‘Let us go then, you and I, 

When the evening is spread out against the sky 
Like a patient etherised upon a table; 

Let us go, through certain half-deserted streets. 

The muttering retreats 

Of restless nights in one-night cheap hotels 

And sawdust restaurants with oyster-shells : 

Streets that follow like a tedious argument 
Of insidious intent 

To lead you to an overwhelming question . . . 

Oh, do not ask, “What is it?” 

Let us go and make our visit.’ 

This stanza admirably conveys the poet’s situation. 
In the second and third lines nature is sacrificed by the 
mind, and the evening becomes a patient. Moreover, if 
one examines the form of the stanza one sees that it is 
simply and beautifully adequate to the mood and music 
of what is expressed, but that it has neither the freedom of 
so-called free verse, nor any architectural strength and 
cohesion of its own which extends beyond the purpose 
of the poem. A new stanza has been contrived but not 
invented. The clever line of ‘Of insidious intent,’ which 
seems so very effective, shows how completely the form 
will flop, if flopping suits Eliot’s purpose. Yet the 
verse is musically arranged: what is happening in it is 
that architecture is being sacrificed to expression by a 
parallel that exactly corresponds to the etheris^ion qfjhe 

over the page, and we meet the inmates of 

Hell: 




T. S. ELIOT IN HIS POETRY 137 

‘In the room the women come and go 
Talking of Michelangelo.’ 

After a description of the fog, we are made aware of 
Mr. Prufrock’s feeling of social apprehension : 

‘There will be time, there will be time 
To prepare a face to meet the faces that 
you meet.’ 


Again : 


‘And indeed there will be time 

To wonder, “Do I dare ?” and, “Do I dare ?’’ 

Time to turn back and descend the stair. 

With a bald spot in the middle of my hair — ’ 

From an account of his clothes and his thoughts, we 
realize that Prufrock is not, as he at first seemed, a rebel 
to his surroundings. He is really completely a part of 
them, and his ambition seems to be, as he grows older, 
more and more ostensibly to ‘fit in.’ Yet a doubt arises 
in the reader’s mind, because as he reads on he becomes 
convinced that Mr. Prufrock’s policy of conforming is 
really an ingenious method of saving himself. However, 
the matter is not quite so simple as that, because it 
becomes quite certain that Mr. Prufrock has not the 
courage to make his proposal: this is important because 
the proposal is not merely a proposal. It has become 
identified with some statement, some assertion about life 
or the nature of the Universe, which, one becomes 
convinced, would, if it were made (and at the same time 
one feels quite sure it could not be made), settle the 
question of Mr. Prufrock’s salvation : 



138 THREE INDIVIDUALISTS 

‘And would it have been worth it, after all, 

After the cups, the marmalade, the tea. 

Among the porcelain, among some talk of you and me. 
Would it have been worth while. 

To have bitten off the matter with a smile. 

To have squeezed the universe into a ball 
To roll it toward some overwhelming question. 

To say: “I am Lazarus, come from the dead. 

Come back to tell you all, I shall tell you all” — 

If one, settling a pillow by her head. 

Should say: “That is not what I meant at all; 

That is not it, at all.” ’ 

There is no question in Prujrock of anyone else being 
saved; the others are part of the world of things^ which is 
beyond damnation : the question is whether Mr. Prufrock 
himself is capable of getting out of it, of being alive. 

In the second poem in the book. The Portrait of a Lady, 
the question is whether the narrator feels himself essen- 
tially and in kind different from the lady whose life he 
knows to be false and decadent. The difficulty is that she 
herself (like everyone else belonging to a certain ‘set’) 
seems equally aware of the falsity of her surroundings, 
and she embarrasses her guest by understanding his 
attitude of considered superiority, and by translating her 
understanding into behaviour which ought to suit his 
superior moral situation, but which does not happen to 
be true to him. She accepts him at his own estimation, 
and then shocks him out of complacency by making an 
appraising remark which too palpably does not fit: 

‘ “You are invulnerable, you have no Achilles’ heel. 

You will go on, and when you have prevailed 
You can say: at this point many a one has failed.” ’ 



T. S. ELIOT IN HIS POETRY 


139 


But the truth is very far from this : 

‘I take my hat: how can I make a cowardly amends 
For what she has said to me ? 

You will see me any morning in the park 
Reading the comics and the sporting page.’ 

Again, the problem we are left with is to consider 
whether the narrator is capable of personal salvation : 

‘Well! and what if she should die some afternoon, 
Afternoon grey and smoky, evening yellow and rose; 
Should die and leave me sitting pen in hand 
With the smoke coming down above the housetops; 
Doubtful, for a while 

Not knowing what to feel or if I understand 
Or whether wise or foolish, tardy or too soon . . . 
Would she not have the advantage, after all ? 

This music is successful with a “dying fall’’ 

Now that we talk of dying — 

And should I have the right to smile ?’ 

This poem is particularly interesting because it is one 
of Eliot’s few attempts to enter into the position of 
another person in the modern Inferno. But even here 
the lady is only interesting because of the question about 
the narrator himself which she suggests in his mind. 
And her situation is only compared with his because the 
thought has occurred to him that it may be possible to 
identify it completely with his own. The seriousness of 
Eliot’s earlier poetry is conveyed by the impression it 
forces that there is indeed only one problem: is the soul 
of the individual capable of being saved, damned or 
in any way morally judged ? It is a question that applies 
to individuals, so it is no egotism of the author’s that 



140 THREE INDIVIDUALISTS 

makes him search deeply for the answer in himself: the 
answer will be found in him as much as in anyone. 
His is the one soul that it is his responsibility to 
save. 

In the light of his later poetry it is evident that just as 
Baudelaire was out to be damned, Eliot, perhaps more 
modestly, is out to be saved. But at this stage the Church 
is only one of the humours of Hades : 

‘The hippopotamus’s day 
Is passed in sleep; at night he hunts; 

God works in a mysterious way — 

The Church can sleep and feed at once.’ 

In 1920, when he wrote Gerontion, the picture of 
decay was transformed and took on the German features 
of a Weltanschauung. Perhaps T. S. Eliot had already 
read Hermann Hesse’s Blick ins Chaos., which is quoted 
in the notes at the end of The Waste Land\ or perhaps it 
was Oswald Spengler, whose Decline of the West was 
more influential outside Germany at that time than it 
is to-day. Gerontion is an old man, empty of desire, and 
whose activities are over, save for the ‘thoughts of a dry 
brain in a dry season.’ He corresponds to Tiresias in 
The Waste Land. His age, in the life of a single man, is 
as old as Western Civilization in the life of Civilizations 
(between 70 and 80), so he is particularly well qualified 
to be a sympathetic observer. Like some of the more 
sensitive intelligences of our own age, he dreams oTthe 
THofe potent “events ^ the past^and his past is identified 
with the past of Christian culture : 

‘ ... in the juvenescence of the year 
Came Christ the tiger.’ 



T. S. ELIOT IN HIS POETRY 


141 

The period of most heroic and eloquent activity in our 
history was the time of the Elizabethans. The motif of 
this poem is repeated, as it were, on another plane, 
by a passage written in a style plainly derived from 
Tourneur, in whom the energy and credulity of 
Elizabethan poetry had turned, in a last display of wild 
action and magnificent fireworks, into cynicism, despair, 
and a strong moral indignation. The passage in Gerontion 
beginning : 

‘After such knowledge what forgiveness ? Think now 
History has many cunning passages, contrived corridors 
And issues, deceives with whispering ambitions. 

Guides us by vanities,’ 

is reminiscent of some favourite lines of Eliot’s from The 
Revenger's Tragedy: 

‘Does the silkworm expend her yellow labours 
For thee For thee does she undo herself? 

Are lordships sold to maintain ladyships. 

For the poor benefit of a bewildering^ minute? 

Why does yon fellow falsify highways. 

And put his life between the judge’s lips 
To refine such a thing— keeps horse and men 
To beat their valours for her ?’ 

The diction, with its suggestion that what was once 
simple— the faith in which the age started, and the moral 
rules obvious to all — is now complicated and mysterious, 
is essentially alike. And Eliot, by his use of such language, 
which he adopts again in The Waste Land, not only 
gives the form of his verse an architectural strength 
which it had previously lacked, but he also achieves a 

^ In some editions, ‘bewitching.’ 



142 


THREE INDIVIDUALISTS 


striking historical comparison of the late Elizabethan 
and early Jacobean writers with those of our own time. 
We think too often of the late Elizabethans as a group of 
writers who were overshadowed by the genius of Shake- 
speare, and of their writing as being a form that was 
breaking up, even if it was not actually decadent. What 
we never think enough of is the subject-matter of their 
writing, or of how far their attention and hence their 
creativeness was affected by the outward scene. Their 
attention was directed towards Italy— though this is often 
almost discounted : they are so English, we are told — and 
they were seeing and hearing, not the fabulous Renaissance 
and the revival of classicism, but the other side of the 
Renaissance: the political intrigues, the murders, the 
violence of cardinals, princes and politicians. Eliot, 
feeling himself in a Europe of cultural decay, unbelief, 
mass-murder, torture, political intrigue, usury and faith- 
lessness, made the discovery that the late Elizabethans 
were describing a world which had much in common 
with our own. 

Gerontion is an objective poem. It is in complete 
contrast to the preceding subjective poems. It no longer 
expresses the disgust and horror of one man at symptoms 
which one might after all believe to be purely subjective. 
It is written in the belief that the decline of civilization is 
real, that history is, as it were, now senile. 

The same objectivity is observed in The Waste Land, 
for which one may take Gerontion almost as a study. 
The Waste Land is a restatement of the position which 
Eliot had reached in 1922; it forms a summary of the 
situations of the other poems, and besides this, it contains 
an objective element which the other poems had never 
expressed. 

All the figures of the earlier poems are here. Most 



T. S. ELIOT IN HIS POETRY 


>43 

important of all, there is Gerontion, grown into Tiresias, 
a more universal figure, because, not only is he old, and 
a wise spectator, but in him meet both the sexes. A 
lady, reminding us of her in The Portrait of a Lady, has 
collapsed completely; is nervous and conscious of failure. 
And Prufrock, now only a voice, is at last able to answer 
her questions: 

‘Speak to me. Why do you never speak .? Speak. 

“What are you thinking of ? What thinking ? What? 

I never know what you are thinking. Think.” 

I think we are in rats’ alley 

Where the dead men lost their bones.’ 

Sweeney is here, and the company with which we 
associate him : 

‘He, the young man carbuncular, arrives, 

A small house agent’s clerk, with one bold stare. 

One of the low on whom assurance sits 

As a silk hat on a Bradford millionaire.’ 

Secondly, Eliot has further extended the pastiche 
method of Gerontion. His fragmentary but extraordinary 
literary sensibility resembles his sensibility to a frag- 
mentary world which surrounds him. As a poet, he is 
impressed in exactly the same way by lilac, say, as by a 
line of poetry such as 'Et O ces voix d'enfants, chantant 
dans la coupoleV and in the same way as the imagery 
of lilac is brought into juxtaposition with the cruelty 
of youth and the Waste Land, so the line from 
Verlaine is brought up against a tag from an Australian 
ballad ; 



144 


THREE INDIVIDUALISTS 


‘O the moon shone bright on Mrs. Porter 
And on her daughter; 

They wash their feet in soda water.’ 

Eliot’s method is justified, because he is entirely a 
literary writer, so there is no great contrast between his 
literary sensibility when it reacts to literature and when 
it reacts to real phenomena. Indeed, the two uses are 
sometimes combined, and even in his observation of real 
phenomena he will put his finger on the description in 
some book. For example, ‘Simple and faithless as a 
smile and shake of the hand,’ from ‘Simple et sans foi 
comme un bonjour.’ 

Eliot is the very opposite of everything that is meant 
by a ‘nature poet.’ He is never, like Lawrence (who is a 
genuine nature poet, as revolutionary in his power of 
invoking an objective world as Wordsworth) describing 
nature with his mind fixed on some object described, 
making the reader re-experience all the sensations aroused 
by that object. His mind is always on the poem, on what 
is created by the mind, and he picks out the phenomena 
observed by the mind, to suit the poem. He never appeals 
to a material reality outside the mind: only, in his most 
recent poems, to a world of belief that is external to the 
individual mind. 

I. A. Richards has said that in The Waste Land 
T. S. Eliot has effected a ‘severance between his 
poetry and all beliefs.’ . . . ‘ “In the destructive element 
immerse. That is the way.’’ ’ 

I think that the last lines of The Fire Sermon section, 
‘O Lord thou pluckest me out’ are not ‘severed’ from all 
belief. But what Eliot most certainly has done is to 
immerse himself in the destructive element. In The 
Waste Land he has made an artistic whole out of frag- 



T. S. ELIOT IN HIS POETRY 


145 

ments. The poem is not built on the blank verse or free 
verse metres which are the basis of its separate parts. 
The metre, so far from being architectural, helps to convey 
the sense of fragmentariness in the poem. For example, 
a few lines of the last section of What the Thunder Said: 

‘Here is no water but only rock 
Rock and no water and the sandy road 
The road winding above among the mountains 
Which are mountains of rock without water 
If there were water we should stop and drink,’ 

are not sequentially related to the mood and rhythm of A 
Game of Chess. The lines I have quoted read like some 
fragment of rhetorical poetic drama: A Game of Chess 
surprises us by its sensual, romantic mood, and Death By 
Water may take the reader to the Greek Anthology. 
These fragments are not related to each other, but to 
the whole poem; they only contribute to each other in 
falling apart, and always suggesting to us that they are 
parts of something larger than their surroundings. We 
are reminded of a ruined city in which the parts are all 
disintegrated, yet still together form a whole. What 
remains in our minds is the whole poem, which is related 
to a series of fragments, not a series of fragments which 
are collected together to construct a whole poem. 

Instead of a basis of accepted belief, the whole structure 
of Eliot’s poem is based on certain primitive rituals and 
myths, which, he seems to feel, must be psychological 
certainties, being a part of what psychologists call our 
‘race memory.’ He is appealing to scientific legend, 
where Yeats appeals to poetic legend. The authority 
behind The Waste Land is not the Catholic Church, nor 
romantic lore, but anthropology from the volumes of Sir 



146 THREE INDIVIDUALISTS 

James Frazer’s The Golden Bough. Eliot has tried to 
indicate, beneath the very ephemeral and violent move- 
ments of our own civilization, the gradual and magical 
contours of man’s earliest religious beliefs. The effect 
he sets out to achieve is illustrated by Freud’s remark in 
Civilization and its Discontents that the growth of the 
individual mind resembles the growth of Rome, supposing 
that modern Rome, as it is to-day, were coexistent with 
the buildings of Rome at every period in her history; 
and that beneath the modern architecture was found the 
architecture of every earlier period, in a perfect state of 
preservation. 

The method of The Waste Land is justified in so far 
as it fulfils the psychological truth observed by Freud. 
But Eliot’s way of doing this is perhaps a little too 
studied. The poem seems to lean rather too heavily on 
Sir James Frazer, and The Golden Bough tends to form a 
private poem concealed in the real poem, in the same way 
as Joyce’s private poem about the Odyssey is enshrined in 
Ulysses. The work is very slightly tainted by the learning 
of the Cambridge don. Perhaps the main reason for this 
is that, although Eliot’s attitude is much more objective 
and generalized in The Waste Land than in any earlier 
poem, the psychology of his people is just as crude. His 
ladies, his bank clerks, his Sweeneys, his Mrs. Porters, 
his pub conversationalists, are all part of the world of 
things. Psychologically they are far cruder than the 
Babbitts and other creations of Sinclair Lewis. One 
of the most astonishing things about Eliot is that a poet 
with such a strong dramatic style should seem so blinded 
to the existence of people outside himself. Yet the effect 
of his poetry depends very largely on this blindness. 

Eliot seems to think, quite rightly, that what makes 
people living is their beliefs. But to him it seems im- 



T. S. ELIOT IN HIS POETRY 


147 

possible to accept any belief that is not a religious belief : 
one either rejects all belief, as I. A. Richards finds he has 
done in The Waste Land, or else one accepts a religious 
belief in salvation and damnation. Those who do not 
accept this belief are not even damned, but eternally 
dead. For that reason, the people about whom he writes 
in his poems are dead, because they are not allowed to 
hold with any conviction the small private beliefs which 
are as many as people’s separate occupations. There is a 
whole list of such beliefs in St. J. Perse’s Anabase, a 
poem which Eliot himself has translated: ‘He who 
sees his soul reflected in a blade; the man learned in 
sciences, in anomastic; the well thought of in councils, 
he who names fountains,’ etc. These are the living: 
yet they seem to be shut out of Eliot’s poetry, because 
‘to see his soul reflected in a blade’ puts a man outside 
the pale even of the damned. 

In front of Sweeney Agonistes there is a quotation 
from St. John of the Cross : ‘Hence the soul cannot be 
possessed of the divine union, until it has divested itself 
of the love of created beings.’ This is coupled with a 
quotation from the Choephoroe of ^schylus, where 
Orestes says, speaking of the Furies, ‘You don’t see 
them, you don’t — but I see them: they are hunting me 
down, I must move on.’ 

These two fragments give a final picture of the haunted 
world of Eliot’s early poetry, and of The Waste Land. 
The characters, the prostitutes and their American pals, 
are the dead. Their lives are automatic, their only 
emotions are fear, and a primitive kind of superstition, 
which occupies them with dealing and cutting packs of 
cards. The interruption of the telephone with its repeated 
‘Ting a ling ling’ does not break the jazz rhythm of 
their talk. 



THREE INDIVIDUALISTS 


148 

Here Eliot’s verse is bare of its beautiful effects, and 
of all poetry. It is intricate, dramatic and ingenious. 
Only in its organization is it superior to the thing it 
parodies. Eventually, in the poetry of disillusion, the 
parody becomes the thing parodied, in the same way as 
in Auden’s Dance of Death the jazz songs are exactly 
like real jazz songs by Noel Coward. The parody no 
longer exists in the words, but in the dramatic 
presentation of the characters who speak the words. 

Here, in Sweeney’s lines, the poeticism is deliberately a 
falsified poetry: 

‘Nothing to eat but the fruit as it grows. 

Nothing to see but the palm-trees one way 

And the sea the other way. 

Nothing to hear but the sound of the surf. 

Nothing at all but three things.’ 

The verse only rises to poetry in the next lines : 

‘doris: What things.? 

SWEENEY: Birth, and copulation, and death. 

That’s all, that’s all, that’s all, that’s all. 
Birth, and copulation, and death. 

DORIS: I’d be bored. 

SWEENEY: You’d be bored. 

Birth and copulation and death.’ 

Here the poetry rises to a kind of fierce, destructive 
emphasis, the expression of a mechanism which is destroy- 
ing itself. 

The mood of The Waste Land could not go further 
than in this poem, for here the bareness and dryness is 
such that poetry would be poetically false. It is a kind of 



T. S. ELIOT IN HIS POETRY 


149 

reductio ud absurdum. ha ve reached a stage when 

poetr y refuses to be poet t^ ' — " 

' fiTtHe'spInr^ theterrible quotation from St. John of 
the Cross, all the possibilities of a human poetry are 
exhausted. With the exception of Sweeney, haunted by 
the Furies, the characters in these two fragments are 
non-human, they are bones. 

In Ash Wednesday^ even this ghostly human element 
has disappeared. The poet has now escaped from Dusty, 
Horsfall, Klipstein, Swarts, and Doris. His isolated 
journey has taken him from the drawing-rooms frequented 
by Prufrock, through the Waste Land, and past the 
Furies, into a kind of Paradiso. The new environment is 
as literary as were the old ones; in fact it owes much to 
Dante, as has been pointed out. But there is another 
influence, of perhaps even greater significance, and that 
is the late Beethoven. 

The music of Beethoven’s last Quartets, Opera 130, 
1 3 1, 132 and 135, and the Grosse Fugue, are the supreme 
artistic creations of a spirit in isolation, ‘divested of the 
love of created beings’; although with Beethoven the 
‘divesting’ was an accident of his extreme misanthropy, 
his illogical love for his nephew, his deafness, his genius : 
it was not a deliberate achievement. 

The life-work of Beethoven is in itself a whole epoch 
of musical history. If we were to compare any part of 
English literature with the work of Beethoven, we would 
have to suppose that, included under one writer’s name, 
was, in an early period, the work of the Elizabethans, 
in a later period, the disillusion of such poetry as The 
Waste Land. The development of Beethoven is even 
more astonishing than that of Shakespeare, although it is 
not so wide and human. His music, at first dependent 
on Mozart, advanced so far and so dynamically in 



150 THREE INDIVIDUALISTS 

directions quite unprecedented in music, that it is as 
though he invented a whole tradition of his own, because 
he practically disregarded the tradition of Bach’s greatest 
achievements. Not only did he construct the architecture 
of a tradition that supported the great Symphonies, but, 
in his own work, he wore out that tradition. His last 
work is like a voice amongst the ruins of his own music. 
These quartets, these last sonatas, have none of the 
objectivity, the symmetry and structure of the works of 
the middle period. They are simply the expression of a 
unique personality, one man’s isolated experience in a 
world that seems almost beyond pleasure and pain, and 
that can only be heard; it cannot in any way be described. 
The architectural technique that formerly, like the 
Spenserian stanza, stood outside of, although as part of, 
the music, yet always existing in its own right, has now 
been destroyed, and the technical device has become 
unified with the expression, rising and falling with it, to 
record this man’s experience, ‘divested of the love of 
created beings.’ 

Certain of these effects in the late Beethoven Quartets 
remind me so much of Ash Wednesday that it is perhaps 
worth while to record them. For example, in the second 
section of the poem, there is a sudden break in the 
metre from a very long line to a very short one : the very 
short line is maintained for twenty-two verses, and then 
there follows another passage of seven verses in the 
first metre: 


‘. . . The Lady is withdrawn 
In a white gown, to contemplation, in a white gown. 
Let the whiteness of bones atone to forgetfulness. 
There is no life in them. As I am forgotten 
And would be forgotten, so I would forget 



T. S. ELIOT IN HIS POETRY 


151 

Thus devoted, concentrated in purpose. And GJod 
said 

Prophesy to the wind, to the wind only for only 
The wind will listen. And the bones sang chirping 
With the burden of the grasshopper, saying 

Lady of silences 
Calm and distressed 
Torn and most whole 
Rose of memory 
Rose of forgetfulness 
Exhausted and life-giving 
Worried reposeful 
The single Rose 
Is now the Garden 
Where all loves end 
Terminate torment 
Of love unsatisfied 
The greater torment 
Of love satisfied. 

The Second Movement of Beethoven’s Quartet, Opus 
130 in A Minor, shows an effect which is echoed in 
these lines. The long-drawn-out notes of the opening 
bars are followed by a sustained, very light, very quick, 
almost shrill passage; this passage closes, and the music 
reverts to the first clear and solemn harmony. 

J. W. N. Sullivan has said in his book on Beethoven 
that the peculiarity of these late Quartets is often in their 
extraordinary conjunctions of mood. One can only 
describe the mood sometimes (for example, in the presto 
of the Quartet in B Flat Major) as one of gay melan- 
choly; the Cavatina of the same Quartet is in a mood of 
rapt sadness. 



THREE INDIVIDUALISTS 


152 

I am reminded of these effects several times in Eliot’s 
poem. For example, in such lines as : 

‘And beyond the hawthorn blossom and a pasture scene 
The broad-backed figure drest in blue and green 
Enchanted the maytime with an antique flute.’ 

I turn now to Eliot’s critical essays. 



VIII 


T. S. ELIOT IN HIS CRITICISM 


In After Strange Gods, Eliot alludes to the apparent dis- 
crepancy which critics have found between his poetry 
and his critical prose. Tt would appear that while I 
maintain the most correct opinions in my criticism, I do 
nothing but violate them in my verse; and thus appear 
in a double, if not a double-faced r6le.' 

This, and the alternative view that his poetry is to be 
admired and his prose lamented, are usual opinions. The 
assumption always is that his verse and prose are quite 
unrelated to each other. 

Actually, they are very closely related. If one reads 
through the whole of the prose and the whole of the verse, 
one finds that the same process, the same search for a 
Tradition and for orthodox principles, combined with the 
same sensitivity to contemporary life, is developed through 
both of them. In the essays there are frequent references 
(they grow more open as time goes on) to problems in 
which the writer himself is involved in his creative 
work. A certain light relief is provided, if the reader 
is curious enough to wonder whether there be any 
connexion between the following two passages. The 
first is a discussion of the way in which a poet may 
select his imagery.^ 

‘And this selection probably runs through the whole 
of his sensitive life. There might be the experience of a 
child of ten, a small boy peering through sea-water in a 
1 The Use of Poetry and the Use of Criticism, p. 78. 

153 



154 


THREE INDIVIDUALISTS 


rock-pool, and finding a sea-anemone for the first time: 
the simple experience (not so simple, for an exceptional 
child, as it looks) might be dormant in his mind for 
twenty years, and reappear transformed in some verse- 
context charged with great imaginative pressure.’ 

The second is from the Rhapsody on a Windy Night: 

‘I could see nothing behind that child’s eye. 

I have seen eyes in the street 

Trying to peer through lighted shutters. 

And a crab one afternoon in a pool. 

An old crab with barnacles on his back. 

Gripped the end of a stick which I held him.’ 

In its relation to the philosophy which forms the 
background of his poetry, some of the criticism is most 
illuminating. Particularly the essays on Baudelaire and 
Dante, for Dante is the poet whose writing and attitude 
fulfil most of the conditions which Eliot, in his last 
essays, has come to impose on the artist. He is Christian, 
moral, orthodox and traditional. Without Dante, as the 
supreme example of an orthodox writer. After Strange 
Gods could hardly have been written. Baudelaire, on the 
other hand, provides the machinery of the modern 
Inferno : and he is also to Eliot an example of the Christian 
writer. The Introduction to Baudelaire’s Intimate 
Journal^ shows how, unless Baudelaire had decided to 
be damned, it would have been more difficult for Eliot 
to set out on the path of salvation. Lastly, there are the 
critical writings of T. E. Hulme. The paragraph which 
Eliot quotes at the end of this same Introduction needs 
no comment: 

Tn the light of these absolute values, man himself is 
^ This essay is now published in the volume of Selected Essays. 



T. S. ELIOT IN HIS CRITICISM 155 

judged to be essentially limited and imperfect. He is 
endowed with Original Sin. While he can occasionally 
accomplish acts which partake of perfection, he can never 
himself be perfect. Certain secondary results in regard to 
ordinary human action in society follow from this. A man 
is essentially bad, he can only accomplish anything of 
value by discipline — ethical and political. Order is thus 
not merely negative, but creative and liberating. In- 
stitutions are necessary.’ 

Thus in Dante, Baudelaire, T. E. Hulme, Ezra Pound, 
the Elizabethans, and a half-dozen other influences, one 
sees the background of Eliot’s poetry in Eliot’s prose. 
The poetry and the prose together form a whole; the 
poetry is strengthened and given its ideals by the prose, 
the prose is illustrated and given foundation by the poetry. 
Perhaps this explains a puzzling sentence in After Strange 
Gods: ‘I should say that in one’s prose reflexions one may 
be legitimately occupied with ideals, whereas in the writing 
of verse one can only deal with actuality.’ 

His prose is not confined to criticism, and perhaps 
some of the most important parts of his criticism occur 
in his poetry. For his poetry is literary and full of 
quotation, and his use of the passages which he quotes 
implies a critical attitude. We look in the essays for 
criticism of the Elizabethans which concerns their 
ideals : in Gerontion and The fVaste Land for the criticism 
which emphasizes their historic actuality. 

The pervading weakness of Eliot’s writing is a certain 
fragmentariness: ‘These fragments I have shored against 
my ruins,’ in The Waste Land^ and: 

‘Because I cannot hope to turn again 

Consequently I rejoice, having to construct something 

Upon which to rejoice,’ 


^ o 



156 THREE INDIVIDUALISTS 

from Ash Wednesday^ are lines which, without any weak- 
ness, yet ‘give him away,* because they are so true. In 
his poetry he is an inhibited writer, exploiting in himself 
a tendency in his own work to break off just when the 
reader is expecting him to become most lucid, and making 
of this tendency a technical device. His prose, in spite 
of its logical precision, its dryness, and its fine organiza- 
tion, is, in its context, uneven: occasionally there are 
remarks of brilliant observation, of violent prejudice, or 
whole paragraphs of sententiousness. 

The poetry and the prose to some extent bolster each 
other up, and are interdependent. The thought that has 
led the poetry on from stage to stage has been developed 
in the prose. The prose itself, though, has weakness: 
for Eliot is not very good at argument or at abstract 
discussion, and it is the poetry that illuminates and 
justifies his ideas. Without his poetry, the religious and 
social opinions in his last two critical works would seem 
ineffective, and perhaps unimportant. 

Both poetry and prose combine to produce the im- 
pression of an extraordinarily conscientious writer, who 
is prepared to work out all the ideas which form the 
background of his poetry, and risk applying this ‘ideology’ 
to Church, politics and social life. He and Yeats are the 
first English poets of this century who seem to have 
realized that if the beliefs which govern a poet when he 
is writing, are hopelessly removed from the beliefs on 
which contemporary society and the law are based, then 
his poetry will seem remote from the life around him. 
The poet is driven either into an attitude of eccentric 
and defiant individualism, or else he must try and work 
out his ideas and relate them to society. Eliot has there- 
fore explained his position very carefully, and any 
criticism of that position is relevant to his poetry. 



T. S. ELIOT IN HIS CRITICISM 157 

Unfortunately, though, his explanations are not quite 
simple. His conscience seems to have driven him to 
work out every step in his development, but it has not 
enabled him to overcome a certain ambiguity. To take 
a very obvious example, it is difficult for a writer who 
hates an age of usefulness, of birth-control, hygiene, 
and business, to recommend efficient institutions and 
forms of behaviour : when he recommends the advice on 
Birth Control of the Lambeth Conference, or that the 
censorship should be directed from Lambeth Palace, one 
has to remember that such remedies may appeal to him 
simply because he is reacting from an utilitarian age. 

The very first essay in The Sacred Wood., on Tradition 
and The Individual Talent, might lead one to think that 
Eliot was to live contentedly among the apostles of 
‘art for art’s sake,’ brought up to date by Bloomsbury, 
and called ‘significant form.’ For he offers a neat formula 
to illustrate the creation of poetry: ‘Consider, as a sug- 
gestive analogy, the action which takes place when a bit 
of finely filiated platinum is introduced into a chamber 
containing oxygen and sulphur dioxide.’ 

Michael Roberts has shown that what we are led to 
suppose happens in this experiment does not really 
happen at all; T. S. Eliot also darkly hints in a later 
passage that there is ‘at least one doubtful analogy’ in 
this essay: but nevertheless, if one has faith, in the mind’s 
eye such scientific experiments come off. ‘When the 
two gases previously mentioned are mixed in the presence 
of a filament of platinum, they form sulphurous acid. 
The mind of the poet is the shred of platinum. It may 
partly or exclusively operate upon the experience of the 
man himself; but the more perfect the artist, the more 
completely separate in him will be the man who suffers 
and the mind which creates; the more perfectly will 



158 THREE INDIVIDUALISTS 

the mind digest and transmute the passions which arc 
its material.’ 

The essay is in fact a vigorous attack on critics who 
maintain that poetry is the expression of personality, and 
at the same time it is a defence of tradition. Although 
the essay is convincingly argued there is a certain doubt 
left as to its intention. 

Firstly, it is rather difficult to understand why Eliot is 
so much on the defensive about tradition. For, if he is 
on the defensive, if his purpose is, like Henry James’s, 
to hold up a Continental example to the English, he 
over-proves his case. Because he proves that, without 
tradition as an element in the chemical formula, poetry 
cannot exist. Therefore tradition is a sine qua non, and 
it is difficult to see how some poetry can be ‘more tradi- 
tional’ than other poetry, except in the sense that it is 
better or worse, which is, in fact, the sense in which Eliot 
uses the word traditional. But he does not seem quite 
happy at letting the reader know he is doing this. 

Now, if good poetry is more traditional than bad 
poetry, the use of the word traditional immediately 
becomes very dubious, because many of the best poets 
are obviously not learned. This so worries Eliot that he 
immediately adopts the tone, on the one hand mystifying, 
on the other hand almost sneering, which is typical of 
him in moments when he is least certain of himself. The 
reader is sneered at for thinking that tradition is something 
which a really great poet, like Shakespeare, has to acquire : 
in case he should dispute this, he is then heavily snubbed 
by a remark to the effect that less great poets have to 
work hard to gain a sense of the traditional. ‘Tradition . . . 
cannot be inherited, and if you want it you must obtain 
it by great labour. It involves, in the first place, the 
historical sense, which we may call nearly indispensable 



T. S. ELIOT IN HIS CRITICISM 


159 

to anyone who would continue to be a poet beyond his 
twenty-fifth year.* Don’t dare to dispute this, he might 
have added, unless your name is Shakespeare. 

This happens to be very true, but the fact remains that 
Eliot has altered his position. He is not, like Henry 
James, making a criticism of the whole of English 
literature, although he leaves plenty of room for one to 
think that perhaps he is doing so. What he is really 
saying is simply that bad poetry is not traditional, and 
that good poetry is traditional. Further, since he admits 
that there is no way by which one can examine a poet 
and discover him to be untraditional, ‘untraditional’ 
becomes simply a term of abuse which one reserves for 
generally accepted poetry which one doesn’t happen to 
like, such as Shelley. It seems rather an elaborate way 
of bolstering up one’s dislikes. 

Later on we are told: ‘The point of view which I am 
struggling to attach is perhaps related to the meta- 
physical theory of the substantial unity of the soul: for 
the meaning is that the poet has, not a ‘personality’ to 
express, but a particular medium, which is only a medium 
and not a personality, in which impressions and ex- 
periences combine in peculiar and unexpected ways.’ 

This is very striking, and it seems to answer satisfactorily 
the point of view which Eliot opposes, because it refutes 
altogether the conception of an expressed personality, 
and reduces it to meaninglessness. Yet two pages further 
on he says: ‘Poetry is not a turning loose of emotion, 
but an escape from emotion; it is not the expression 
of personality, but an escape from personality.’ ^ 

But an escape from personality, which is an escape 
from emotion, is an expression of personality. It is 
evident that Eliot is saying in other words what a great 
* Selected Essays, p. 20. 



i6o THREE INDIVIDUALISTS 

many people mean when they speak of an ‘expression 
of personality’: a fairly impersonal state of mind in 
which one is able to regard the emotions of one’s 
personality objectively: but this is only a degree of 
introspection. 

A significant aspect of this essay is the omission of 
all discussion of the part played by either nature or the 
objective world in poetry. Eliot’s view of aesthetic creation 
seems to be purely cerebral : the outer world of reality is 
viewed either as digested experience, or else as ‘im- 
pressions’: impressions that only seem important for 
what they impress on the mind, without regard for the 
reality which is doing the impressing. We may well 
wonder how this formula suits Whitman, or the D. H. 
Lawrence of Birds, Beasts and Flowers. It certainly does 
not fit Lawrence’s poetry at all, and Whitman only 
after a straining which renders the meaning of the word 
‘traditional’ very vague. The fact is that Eliot has quite 
ignored the kind of artist whose creativeness is stimulated 
by a perpetual tension between the objective world, the 
world of nature, and his own inner world: and this 
consciousness of the world outside is the only real 
impersonality. To Eliot, as to most modern writers, 
nature, except in the sense of Georgian nature poetry, 
does not seem to exist. When one notices this, one also 
begins to understand certain of Eliot’s dislikes. His 
dislike of Lawrence seems inevitable, but his dislike 
even of Goethe becomes a little clearer when one 
considers how unsympathetic to the cerebral writer 
must be such lines as the following from Faust'. 

‘Vom Eise befreit sind Strom und Bache 

Durch des Frtihlings holden, belebenden Blick; 

Im Thale grttnet Hoffnungs-Gltick; 



T. S. ELIOT IN HIS CRITICISM i6i 

Der alte Winter, in seiner Schwache, 

Zog sich in rauhe Berge zuriick. 

Von dorther sendet er fliehend nur 
Ohnmachtige Schauer kornigen Eises 
In Streifen liber die griinende Flur; 

Aber die Sonne duldet kein Weisses, 

Uberall regt sich Bildung und Streben, 

Alles will sie mit Farben beleben; 

Doch an Blumen fehlt’s im Revier, 

Sie nimmt geputzte Menschen dafttr.' 

In Eliot’s essay there seems to be little feeling that a 
sense of tradition can be derived from the conditions of life 
round the poet; that his audience, or his potential audience, 
is, as it were, the carrier of tradition, and that he is the one 
infected. Nor is there, as yet, any feeling that tradition may 
be found in the Church, or, as we find it in Henry James, 
amongst an aristocracy. It is to be found in books. 

In later essays, he endeavours always to trace the line 
of tradition in literature, and this, of course, leads him 
eventually away from books, to the contemporary social 
environment of the writers whom he is discussing, to 
morals, and, lastly, to theology. A more critical and less 
analytic attitude to English literature is adopted. One of 
his exponents in the Dialogue on Dramatic Poetry even 
hints at the possibility that Shakespeare is not traditional 
enough, because of his lack of an ordered social back- 
ground. ‘Restoration Comedy is a comedy of social 
manners. It presupposes the existence of a society, 
therefore of social and moral laws. ... It laughs at the 
members of society who transgress its laws. The tragedy 
of Shakespeare goes much deeper and yet it tells us only 
that weakness of character leads to disaster. There is no 
such background of social order such as you perceive 



i 62 


THREE INDIVIDUALISTS 


behind Corneille and Sophocles.’ Then, again: ‘So far 
as I can isolate Shakespeare, I prefer him to all other 
dramatists of every time. But I cannot do that altogether; 
and I find the age of Shakespeare moved in a steady 
current, with back-eddies certainly, towards anarchy and 
chaos. And lastly: ‘You can never draw the line between 
aesthetic criticism and moral and social criticism; you 
cannot draw a line between criticism and metaphysics; 
you start with literary criticism, and however rigorous an 
aesthete you may be, you are over the frontier into some- 
thing else sooner or later.’^ After this, it is clear that Eliot 
himself is over the frontier: it becomes a question of the 
sense in which he is a moralist and a metaphysician. 

The best and most renowned of Eliot’s essays are 
those on the Elizabethans. It is when we come to the 
essay on Blake that we notice suddenly the sharp division 
of his opinion. For whilst we are told that Blake benefited 
from his lack of systematic education, and that The 
Marriage of Heaven and Hell is ‘naked philosophy, 
presented,’ we are told later that ‘we have the same 
respect for Blake’s philosophy (and perhaps for that of 
Samuel Butler) that we have for an ingenious piece of 
home-made furniture: we admire the man who has put 
it together out of the odds and ends about the house.’ 
Now Samuel Butler is certainly not ‘naked philosophy, 
presented,’ and his conjunction with Blake is absurd: 
it is a tentative effort to disparage Blake, to ‘take him 
down a peg,’ and the reason for Eliot’s annoyance soon 
becomes clear, when he adds censoriously: ‘We are not 
really so remote from the Continent, or from our own past, 
as to be deprived of the advantages of culture, if we wish 
them.’ He ignores the fact that Blake had excellent 
reasons for not ‘wishing them.’ 

* Selected Essays, p. 53. * Ibid. 55. 



T. S. ELIOT IN HIS CRITICISM 163 

The remark that Blake’s philosophy resembles a piece 
of home-made furniture is ingenious and unjust, nor 
does it explain why he was not as great an artist as 
Beethoven, for instance, whose philosophy was also 
‘home-made.’ As so often happens with Eliot, he seems 
to diagnose with great acuteness, and then is anxious to 
suggest some cure; but the cure has no relation to the 
illness. He goes on to say: ‘Blake was endowed with a 
capacity for considerable understanding of human nature, 
with a remarkable and original sense of language and 
the music of language, and a gift of hallucinated vision. 
Had these been controlled by a respect for impersonal 
vision, for common sense, for the objectivity of science, 
it would have been better for him.’ That is the suggested 
cure. It is more than a cure, in fact, it is a panacea. 
Blake, Shelley, Goethe, D. H. Lawrence, all of them 
lacked that little something which Eliot expresses in 
different ways, but which in the servants’ hall would 
be described as ‘knowing one’s place.’ 

The fault with Blake is that he is ‘up to twenty, 
decidedly a traditional.’ But after twenty things started 
to go wrong. Here we encounter the oddest and most 
personal note in Eliot’s criticism. This is a note of almost 
personal irritation with the writers whom he is criticizing, 
so strongly does he feel that they oughtn’t to be doing 
something which they do, but something quite different. 
The great Victorians oughtn’t (as we all know) to 
have written so much. Goethe oughtn’t to have written 
poetry at all : ‘his true role was that of the man of the 
world and sage— a La Rochefoucauld, a La Bruy^re, a 
Vauvenargues.’^ One feels that he is never quite satisfied 
with any English writer, except some of the metaphysical 
poets, and Pope and Dryden. The others never quite 
* The Use of Poetry tsnd the Use of Criticism, p. 99. 



i 64 three individualists 

obey all the rules, and, of course, they are never nearly 
‘traditional’ enough. 

The search for principles, the perpetual sacrifice of 
what he calls personality, and the study of tradition, led 
Eliot to the conclusion that one could make no aesthetic 
judgment which did not imply a moral judgment; and 
this same path was one perhaps of many that led him 
finally to theology. 

His conclusions attempt to refute the charge that they 
are themselves home-made, or that they are individualistic, 
by being rigidly orthodox, and they attempt also to be 
practical. That is to say they broaden into a social 
philosophy, and in his more recent criticism he has 
applied that philosophy to questions outside literary 
criticism. 

It is these practical conclusions that form the test of 
his traditionalism: for it is evident that no tradition is 
wholly valid that is not rooted in contemporary life as 
much as in the life of the past. In one of his recently 
published American lectures, Eliot very rightly disputes 
the commonly held view that Wordsworth’s opinions are 
unimportant and unrelated to his poetry: ‘I am not sure 
that this critical eclecticism cannot go too far: that we 
can judge and enjoy a man’s poetry while leaving wholly 
out of account all of the things for which he cared deeply, 
and on behalf of which he turned his poetry to account.’^ 

Eliot’s own opinions are not merely related to his 
poetry. They qualify his whole critical attitude, and 
they make him to some extent a preacher. His aim as a 
writer has been to be a traditionalist: the tradition which 
he has adopted, being derived from the Church, has also 
sociological and educative implications. It is his object 
to show that the application of these principles in social 
1 Tie Use of Poetry and tie Use of Criticism, p. 8i, 



T. S. ELIOT IN HIS CRITICISM 165 

life is as just as it is correct to apply them to literature. 
He seems to feel that unless he can prove this, he is, in 
his work, an individualist: not a traditionalist radically 
connected with the historic process: but isolated, original, 
personal, in the sense that he is writing about his own 
beliefs which are ‘home-made,’ and so make him eccentric, 
and different from the people around him. 

Whereas the Marxist tries to accomplish the same 
sacrifice of individualist traits in order to achieve the 
fulfilment of a more united and wider humanity, by an 
historic act of the will which makes him reach forward and 
forcibly impose on the present the visualized, completed 
social system of the future, Eliot looks to the Church, 
and finds it the single enduring building which survives 
in the chaos of our civilization. If it is not as powerful 
in a worldly sense as it was, that is only regrettable in 
the view of those who are concerned for civilization in 
this world: for its teachings and its sacraments survive, 
and their real emphasis lies not on life but on death: 
moreover, it does offer the only surviving hope for our 
civilization : ‘The world is trying the experiment of 
attempting to form a civilized but non-Christian mentality. 
The experiment will fail; but we must be very patient in 
awaiting its collapse; meanwhile redeeming the time: so 
that the Faith may be preserved alive through the dark 
ages before us; to renew and rebuild civilization, and save 
the World from suicide.’^ 

Sometimes, however, he seems to despair of civilization : 
‘Perhaps he (Matthew Arnold) cared too much for 
civilization, forgetting that Heaven and Earth shall pass 
away, and Mr. Arnold with them, and there is only one 
stay,’® So that he is not so sure about civilization, after all. 

* Selected Essays, p. 363. 

® The Use of Poetry and the Use of Criticism, p. 119. 



i66 THREE INDIVIDUALISTS 

This is a doctrine of Death. The implication is that 
probably civilization is at an end, but there is still the 
Church. The Church, though, is a ruin, and is probably 
incapable of saving the world even if the world wants to 
be saved, and Mr. Arnold is reproached for seeming to 
want salvation on earth; the strength of the Church lies 
in the fact that it has another life to offer. 

Meanwhile, there are certain remedies and palliatives 
that Eliot shows. For example, that married couples 
should take the advice of priests as to the exercise of 
Birth Control. ‘Here, if anywhere, is definitely a matter 
upon which the Individual Conscience is no reliable 
guide; spiritual guidance should be imperative; and it 
should be clearly placed above medical advice— where 
also, opinions and theories vary indefinitely.’^ As though 
the uncertainty of medicine were a motive for putting 
the matter in the care of those who may know nothing 
whatever about it. He proposes that the censorship, if 
it exist at all, should be at Lambeth Palace. A certain 
vindictive Puritanism is revealed in these lines : 
‘Thought, study, mortification, sacrifice: it is such 
notions as these that should be impressed upon the 
young.’* 

It is for such opinions that Eliot will be judged by 
those who read his prose, and who, perhaps seeking 
guides, live in the belief that there is only one thing 
now which is worth doing, and that is to create a new and 
better civilization. 

In After Strange Gods, Eliot has restated his traditional 
faith, extending it considerably beyond the world of 
literature. ‘What I mean by tradition involves all those 
habitual actions, habits and customs, from the most 
significant religious rite to our conventional way of 
1 Selected Essays, p. 351. * Wd. p. 349. 



T. S. ELIOT IN HIS CRITICISM 167 

greeting a stranger, which represent the blood kinship 
of the ‘same people living in the same place.’ Certain 
conclusions are drawn from this. ‘The population should 
be homogeneous; where two or more cultures exist in 
the same place they are likely either to become fiercely 
self-conscious or both to become adulterate. What is 
still more important is unity of religious background; 
and reasons of race and religion combine to make any 
large number of free-thinking Jews undesirable. There 
must be a proper balance between urban and rural, 
industrial and agricultural development. And a spirit of 
excessive tolerance is to be deprecated.’^ 

So much for Internationalism. It is hardly necessary 
to point out that although Eliot is not a fascist, 
there is no sentence in this paragraph with which 
Mussolini, Hitler, and Mosley would not thoroughly 
agree. They would probably tolerate even the mild 
amount of ragging they get in The Rock from such an 
ally; just as they are prepared to tolerate a certain amount 
from the Church. The doctrine is not Catholic or 
Protestant. It has no echo in Renaissance Italy or in the 
teachings of the Church which claimed to stand above 
all cultures and local characteristics, and to unite all 
peoples. Nor does it apply to our own history since the 
Reformation. It is in fact an Old Testament doctrine 
suited to the intense nationalism and racial self-sufficiency 
of the Chosen People. There is nothing in the New 
Testament to correspond to it. 

In order to illustrate the necessity of a tradition, and 
of orthodoxy, he picks out, in After Strange Gods, more 
or less at random, three short stories by modern writers. 
The stories are Bliss by Katherine Mansfield, The Shadow 
in the Rose Garden by D. H. Lawrence, and The Dead 
^ After Strange GoJsy p. 20. 



i68 THREE INDIVIDUALISTS 

by James Joyce. The choice is fortunate, in that all the 
stories concern the same subject; the disillusionment, 
in the case of the story by Katherine Mansfield, of a wife 
in her relations with her husband, and, in the case of the 
two men writers, of a husband with his wife. It is rather 
less fortunate that the stories are of very unequal merit, 
especially as Joyce’s story is the best of his first period, 
and the story by Lawrence is one of his weakest. 

Eliot then proceeds to give Katherine Mansfield’s 
story highest marks : ‘Our satisfaction recognizes the skill 
with which the author has handled perfectly the minimum 
material — it is what I believe would be called feminine.’ 
However, ‘We are given neither comment nor suggestion 
of any moral issue of good and evil, and within the setting 
this is quite right.’ This seems to me self-contradictory: 
I suppose it has the object of criticizing the story be- 
cause it is not moral, and thus relating it to the other two 
stories, and at the same time acquitting Eliot of having 
made this criticism because it is admitted that ‘within 
the setting this is quite right.’ 

So that Katherine Mansfield is really out of the running 
in this competition. The real conflict is between Lawrence 
and Joyce. Eliot objects to Lawrence’s story, because of 
a strain of wilful cruelty in it. Here is his version of the 
story: 

‘An accident, trifling in itself, but important in the 
twist which Lawrence gives to it, leads or forces the wife 
to reveal to her commonplace lower-middle-class lover 
(no writer is more conscious of class-distinctions than 
Lawrence) the facts of her intrigue with an army officer 
several years before their marriage. The disclosure is 
made with something approaching conscious cruelty. 
There is cruelty, too, in the circumstances in which she 
has met her former lover: 



T. S. ELIOT IN HIS CRITICISM 169 

‘And I saw him to-day,’ she said. ‘He is not dead, 
he’s mad.’ Her husband looked at her, startled. ‘Mad!’ 
he said involuntarily. ‘A lunatic,’ she said. 

Eliot comments : ‘What I wish chiefly to notice at this 
point, is what strikes me in all the relations of Lawrence’s 
men and women: the absence of any moral or social 
sense.’^ 

Now to say that Lawrence’s men and women have no 
moral and social sense is simply untrue. The object of 
the present story is to show that the wife, having been 
in love with the soldier who became a lunatic, was in 
a false relationship to her husband. Lawrence’s belief is 
that false and artificial relationships must be destroyed: 
and that if they are destroyed, an enduring tender and 
human relationship may spring up. Eliot does not 
mention in his account of this story that the real shadow 
in the rose garden is the war. The war with its blind and 
destructive cruelty is the presence in their minds which 
has made their marriage false : if they are to be rid of the 
falsity, they are obliged not to evade it. Eliot does not 
so much as refer to the last paragraph in the story, which 
explains what is the new relationship between the husband 
and the wife : 

‘He stood and looked at her. At last he had learned 
the width of the breach between them. She still squatted 
on the bed. It would be a violation to each of them 
to be brought into contact with each other. The thing 
must work itself out. They were both shocked so much, 
they were impersonal, and no longer hated each other. 
After some minutes he left her and went out.’ 

I fail to see the conscious cruelty in this conclusion. 
However, in the volume of stories called Dubliners by 
James Joyce, from which Eliot has singled out The 
1 After Strange Gods, p. 36. 



lyo THREE INDIVIDUALISTS 

Dead as a model of orthodoxy, there is one called The 
Encounter which seems to have been written from no 
inspiration except cruelty. It relates how two boys take 
a day off from school in order to search for adventures: 
it describes a few of the incidents of their day, and then 
how, as they are resting in a field, a man approaches them 
and enters into a conversation: ‘The man continued his 
monologue. He seemed to have forgotten his recent 
liberalism. He said that if ever he found a boy talking 
to girls or having a girl for a sweetheart he would whip 
him and whip him; and that would teach him not to be 
talking to girls. And if a boy had a girl for a sweetheart 
and told lies about it, then he would give him a whipping 
such as no boy ever got in this world. He said there was 
nothing in this world he would like so well as that. He 
described to me how he would whip such a boy, as if 
he were unfolding some elaborate mystery.’ I only men- 
tion this story to show that the attacks on Thomas Hardy 
and Lawrence for morbidity can hardly be maintained, 
in order to uphold the consistent kindheartedness of 
Joyce. Joyce is certainly a moral writer, but so are 
Lawrence and Hardy: all three writers have it in 
common that they are sometimes interested in describing 
pure sensations, accidents in life which seem to have no 
moral associations. 

The Dead is a beautiful and tender work, fully de- 
serving the praise which Eliot gives to it. I again quote 
his summary, because it is better than any I could write 
myself: 

‘In Mr. Joyce’s story . . . the wife is saddened by 
memories associated with a song sung at an evening 
party which has just been described in minute detail. 
In response to solicitous questions by her husband, she 
reveals the fact that the song had been sung by a boy she 



T. S. ELIOT IN HIS CRITICISM 171 

knew in Galway when she was a girl, and that between 
them was an intense romantic and spiritualized love. She 
had had to go away; the boy had risen from a sickbed to 
come to say good-bye to her; and he had in consequence 
died. That is all there was to it; but the husband realizes 
that what this boy had given her was something finer 
than anything he had ever to give. And as the wife falls 
asleep at last: 

‘Generous tears filled Gabriel’s eyes. He had never 
felt like that himself towards any woman, but he knew 
that such a feeling must be love. The tears gathered 
more thickly in his eyes and in the partial darkness he 
imagined he saw the form of a young man standing 
under a dripping tree. Other forms were near. His 
soul had approached that region where dwell the vast 
hosts of the dead!’ 

Eliot comments : ‘We are not concerned with the author’s 
beliefs, but with orthodoxy of sensibility and with the sense 
of tradition, our degree of approaching the “region 
where dwell the vast hosts of the dead.’’ And Lawrence 
is, for my purposes, an almost perfect example of the 
heretic. And the most ethically orthodox of the more 
eminent writers of my time is Mr. Joyce. I confess that 
I do not know what to make of a generation which ignores 
these considerations.’^ 

The traditionalism of this very beautiful story seems 
for Eliot to consist mainly in the fact that it is about the 
dead. Yet this is a confusion, because no subject could 
be less in the specifically English tradition than this story. 
The plot is sentimental, for the concession which Gabriel 
makes— that the love of this boy, because he died and 
because it was spiritualized, is hopelessly superior to the 
love of the man who lived — is false. The preoccupation 
^ After Strange Gods, p. 37. 



172 THREE INDIVIDUALISTS 

with death which distinguishes the story and alters its 
values, so that, in spite of the situation, the treatment is 
not sentimental, is Catholic and Irish. It is therefore 
curious that Eliot goes on to explain the decay of modern 
English literature in terms of the decay of Protestantism. 
The only really traditional writer he has found is not a 
Protestant but a Catholic. Lawrence is taken, I suppose, 
as the chief example of Protestantism in decay. I 
may note, in parenthesis, that all these arguments are 
heralded by announcements that ‘we are not concerned 
with the author’s beliefs,’ that his thesis does not lead 
to a ‘theological conclusion,’ which are particularly con- 
fusing. Poor Mrs. Lawrence gets a great deal of blame : 
‘the vague hymn-singing pietism which seems to have 
consoled the miseries of Lawrence’s mother, and which 
does not seem to have provided her with any firm prin- 
ciples by which to scrutinize the conduct of her son.’ 
Whether, if Mrs. Lawrence had gone to the spikiest 
church in Eastwood, Nottingham, Eliot would have 
found more to approve of in the books of her son, one 
may doubt. I suspect that his dislike of Mrs. Lawrence 
is fundamentally the same as his objection to Goethe, 
Shelley, and the rest; her son did not know his place. 

The difficulty is that Eliot’s victory for Joyce over 
Lawrence is too facile. We are told that Joyce is a 
traditionalist, and we agree that he is the very conscious 
follower of a Latin-European tradition, and that his true 
predecessor in English was Henry James. The Altar of 
the Dead has all the virtues which Eliot admires in Joyce’s 
story. The Dead. 

To call Joyce a traditionalist means a lot, but to call 
Lawrence a heretic means nothing. For if the tradition is 
all that matters, it finally disposes of Lawrence as a serious 
writer. On the other hand, if Lawrence does matter. 



T. S. ELIOT IN HIS CRITICISM 173 

then we have got to revise our use of the word tradition, 
and the machine that Eliot has constructed falls to pieces. 
We remember his curious remark that Blake was only 
traditional ‘up to the age of twenty.’ After that he 
became not a classic— like Dante— but ‘only a poet of 
genius.’ Perhaps a part of the English tradition is to 
produce artists who are only poets of genius. 

When it comes to deploring D. H. Lawrence’s religious 
upbringing, to finding that Joyce’s work is ‘pene- 
trated with Christian feeling,’ that Yeats’s supernatural 
world is ‘the wrong supernatural world,’ and finding 
that in the case of Gerard Manley Hopkins ‘to be con- 
verted ... is not going to do for a man, as a writer, 
what his ancestry and country for some generations have 
failed to do’;^ then the questions of belief, race, and 
education are bound to arise. For the virtue of Joyce 
seems to be in his Jesuit upbringing, from which, in all 
his writings, he has so publicly revolted. Eliot is intro- 
ducing a new standard of snobbery into English criticism 
if, when we compare the merits of Lawrence, Joyce, and 
Hopkins, we have to consider where each was educated, 
and what was the Aryan faith of his parents. This is, 
I suppose, all a part of the ‘struggle, in a word, against 
Liberalism.’ A struggle which, in what Eliot calls ‘the 
major intellectual centres of Europe,’ has already met with 
such striking success that for a traditionalist to continue 
it in England seems almost like flogging a dead horse. 

So if we do not wish to simplify our judgments of 
Eliot by simply labelling him a reactionary, we must 
turn to the question of his belief. It is clear that he 
requires orthodoxy of writers in a Christian sense. ‘I 
. . . suggest that with the disappearance of the idea of 
Original Sin, with the disappearance of the idea of intense 
1 After Strange Godi, p. 47. 



174 THREE INDIVIDUALISTS 

moral struggle, the human beings presented to us both 
in poetry and prose fiction to-day, and more patently 
among the serious writers than in the underworld of 
letters, tend to become less and less real.’ 

We may accept this as a definite conclusion. Then 
challenge it with the question: Are the Russian Liberal 
novelists, Tolstoy, Chekhov, Turgenev, notorious for hav- 
ing created less and less real characters It seems to me 
that there can only be one answer to this question. And 
this answer leads to the conclusion that Eliot’s orthodoxy 
has led his criticism very far astray. 

Eliot’s traditionalism provides us with no critical 
standards which we can apply to writers who are not 
orthodox Christians, in the sense in which he under- 
stands the word Christianity. 

In order to illustrate the decline of modern moral 
and religious standards, he ends his book with some 
examples of heresy. He missed one which comes out 
of classic America and which is flagrantly perfect. It is 
from Moby Dick: T was a good Christian; born and bred 
in the bosom of the infallible Presbyterian Church. How, 
then, could I unite with this wild idolator in worshipping 
his piece of wood.? but what is worship.? thought I. Do 
you suppose now, Ishmael, that the magnanimous God 
of heaven and earth— pagans and all included— can 
possibly be jealous of an insignificant bit of black wood .? 
Impossible! But what is worship.? — to do the will of 
God }—that is worship. And what is the will of God .?— 
to do to my fellow-man what I would have my fellow-man 
do to me— that is the will of God. Now, Queequeg is 
my fellow-man. And what do I wish that this Queequeg 
would do to me.? Why, unite with me in my particular 
Presbyterian form of worship. Consequently, I must 
then unite with him in his; ergo, I must turn idolator. 



T. S. ELIOT IN HIS CRITICISM 175 

So I kindled the shavings; helped prop up the innocent 
little idol; offered him burnt biscuit with Queequeg; 
salaamed before him twice or thrice; kissed his nose; 
and that done, we undressed and went to bed, at peace 
with our own consciences and all the world. But we did 
not go to sleep without some little chat.’ 



IX 


NOTES ON D. H. LAWRENCE 


T HERE is some truth in Wyndham Lewis’s criticism of 
D. H. Lawrence that Tn his devotion to that romantic 
abdominal Within he abandoned the sunlit pagan surface 
of the earth.’^ 

This needs qualifying, for Lawrence at no stage 
abandoned ‘the sunlit pagan surface’; his last work, The 
Man Who Died, is as full of it as anything he wrote, 
but it is quite true that his greatness as a writer lies in 
his choice of the external world as a subject, and that he 
was less consistent in his account of the inner life. That 
is to say, the real consistency of everything he wrote, 
every poem, novel, or essay, lies in his description of 
the ‘surface of the world’ as sunlit, and as independent 
of the observer, and as intrinsically living as a landscape 
of Van Gogh. A page of description from The White 
Peacock, one of the poems from Birds, Beasts and Flowers, 
the description of the porcupine in Reflections on the 
Death oj a Porcupine, a page from The Virgin and the 
Gipsy, all have this same pervasion of strength and 
brilliance. Take a few lines from The Snake: 

‘He lifted his head from his drinking as cattle do, 

And looked at me vaguely, as drinking cattle do. 

And flickered his two-forked tongue from his lips, 
and mused a moment. 

And stopped and drank a little more, 

^ Men without Art, p. 121. 

176 



NOTES ON D. H. LAWRENCE 


177 

Being earth-brown, earth-golden from the burning 
bowels of the earth 

On the day of the Sicilian July, with Etna smoking.’ 

This is so vivid that one feels almost that Lawrence is 
the snake, but without the snake being in the least 
Lawrence. 

It is quite true that when the word ‘dark’ occurs, 
these poems seem to lose their hardness, we seem on the 
verge of some confusion, some immensity of nausea. 
What Lawrence is trying to convey is a sensation, and he 
is never content to indicate it. It is not that he is unable 
to indicate it, for when he writes three lines about the 
eagle, ‘inward’ as they are, they take one’s breath away: 

‘You never look at the sun with your two eyes. 

Only the inner eye of your scorched broad breast 

Looks straight at the sun.’ 

No one could mistake this for anything but an eagle 
or a hawk. But when he goes on in the next verse to 
speak about ‘dark cleaving down,’ and, in the verse after 
that, about the ‘dark face-weapon,’ the eagle becomes con- 
fused with the tortoise, the snake, the elephant, the peacock 
and the Mexican leader in The Plumed Serpent. 

One may object to the ‘abdominal within,’ but, never- 
theless, the fact remains that things do have insides, 
and that the more we know about the collective un- 
conscious, the more probable it seems that the outer 
shell which mostly differentiates and individualizes life 
exhibits secondary, acquired characteristics, and that the 
primary characteristics belong to the unconscious, and are 
therefore collective. Lawrence was only an individualist 
in the sense that he wished the individual to be free in 
order that he might transcend his own separation from 



178 THREE INDIVIDUALISTS 

his fellow-beings, and fulfil his deep and unconscious 
being through sex, and through non-individual, primary 
sensations. 

All through his life Lawrence was preoccupied with ideas 
of death. But death in most of his work is an experience 
affecting individuals : it is the death of the mother in Sons 
and Lovers, and again of his own mother in the poems. 
In these books it lacks the quality of an objective sensa- 
tion completely drowning the individual, in the sense 
that sex has that quality. Sex is, indeed, in his novels, a 
river in which his characters bathe and renew themselves, 
but at the same time a terrible river, which they fear. 
Sex to Lawrence, the mysterious ‘dark’ world, at which 
Wyndham Lewis so shudders, is life, it is the very opposite 
of death, it has ecstasies which are ‘beyond life and death,’ 
and it is the means of escape for the individual from the 
living death of the modern world. He is nowhere more 
emphatic than in his condemnation of Whitman : 

‘A certain ghoulish insistency. A certain horrible pottage 
of human parts. A certain stridency and portentousness. 
A luridness about his beatitudes.’^ Yet one is puzzled, be- 
cause it reads remarkably like an account of his own work. 
He condemns Whitman because of his all-embracing 
attitude to the world, because of his lack of privacy, 
because of his everlasting journey along an open road. 
Yet who had less privacy than Lawrence, all of whose 
novels are autobiographical, and all his affairs discussed 
by his former friends Who travelled further in search of 
life and comradeship.? And where is individuality more 
deeply submerged than in his world of sensations.? 

He points out that Walt Whitman found himself most 
completely— and paradoxically— in his poems about death. 
He quotes a poem, and comments: 

1 Studies in Classical American Literature; Walt Whitman, p. 162. 



NOTES ON D. H. LAWRENCE 


179 


‘This is strange, from the exultant Walt. 

‘Death! 

‘Death is now his chant! Death! 

‘Merging! And Death! Which is the final merge. 

‘The great merge into the womb. Woman. 

‘And after that, the merge of comrades: man-for-man 
love. 

‘And almost immediately with this, death, the final 
merge of death. 

‘There you have the progression of merging. For the 
great mergers, woman at last becomes inadequate. For 
those who love to extremes.’^ 

Here again we are brought face to face with Lawrence 
himself. The last paragraph might almost be his own 
epitaph. The experience or experiment of man for man 
love is recorded in Aaron's Rod^ and again in Women in 
Love. Before this, in the earlier poems, you get ‘the 
great merge into the womb. Woman.’ Especially in 
the poems about his mother. 

What are we to conclude from this } 

It is, perhaps, that if one attempts the merging of the 
individuality into the collective unconscious in sex, one 
must finally accept it also in death. 

And Lawrence did this. In his Last Poems he accepted 
his Ship of Death, as willingly as Whitman had followed 
his open road to death before him. 

‘Imperious Caesar, dead and turned to clay. 

Might stop a hole to keep the wind away: 

O, that the earth which kept the world in awe 
Should patch a wall t’expel the winter’s flaw!’ 


* Studies in Classic American Literature (p. 168). 



i8o THREE INDIVIDUALISTS 

This is also the ‘final merge’ which we find in Whitman. 
But to-day the idea of physical dissolution does not 
suggest death very strongly to us. It has to be particularly 
violent (as in pictures of war corpses) even to horrify 
us. Our death is loss of individuality. In a mechanized 
age, an age of mass production, this kind of death haunts 
life. Yet, as Lawrence very clearly saw, the assertion of 
one’s individuality, the insistence on one’s will is not 
the answer of life to this modern form of death. The 
answer is, in fact, in a life that is deeper than individu- 
ality; that has no assertive individuality that can be 
taken away from it. In short, it is not death that 
matters, but the reality of death. The deathly aspect 
of our civilization is not a real death at all: it is an 
unreality which makes life into a ghost. Real dying is 
preferable to this. 

The importance, then, of Lawrence as a revolutionary 
and a preacher, is that he insisted on real and living 
values: real life, real sexual experience, real death. All 
ideas of love and honour could be sacrificed to these 
realities. This is revolutionary, because it is clear that 
if human beings insist on having lives with these values, 
they cannot accept society as it now is. 

I^awrence never felt that because he was an artist 
his life was cut off from the lives of the people round 
him. He did not even seem to feel the conflict in 
himself, that so many artists complain of, between the 
man and the artist. His written work was a by- 
product of his whole creativeness, like sweating. He 
did not feel the general creativeness in himself to be 
freakish or abnormal. It was simply the creative urge of 
life which ought to be present in everybody who was a 
human being and not a machine. In some people it 
would reveal itself in writing and painting : but it ought 



NOTES ON D. H. LAWRENCE i8i 

to unite in everyone to produce a kind of society which 
was different and more creative than our own. 

The fact that he was continually experimenting with 
ideas for altering society is extremely significant. His 
whole life was really such an experiment, with his plans 
for establishing colonies in Mexico, his own travels, 
and even, it seems, in his relationship with his wife. His 
work is all a documentation of his attempts to discover 
a new and better relationship between the sexes, and 
new and better ways of living. But he himself is the 
subject of the experiment, not his work. In his writing 
he is not technically an innovator. 

Lawrence’s books are the extreme opposite of the type 
of book represented by James Joyce’s Ulysses. Such art 
as Ulysses is an extreme form of romantic idealism. 
There is no doubt of its greatness as poetic achievement; 
but it is important to realize that Ulysses is at the end 
of the tradition which produced it. The art of Joyce 
is really independent of any social structure : it depends 
simply on the mental experience of the individual 
writer. 

The danger with writers who are strongly individualistic 
is that they are creating a culture which depends only on 
a personal experience and personal beliefs; which has 
no roots in the life around it; which is not the fruit of 
beliefs held by many people; which is blas6, and not even 
rebellious. Therefore society may wake up at any moment 
and find that it can do without the individual creators 
of this art, because the art is the possession of certain 
people, and not the life-blood of the civilization; this has 
happened to the majority of the artists in Germany. 

In opposition to most of the writers of his time, 
Lawrence was an artist on the side of the whole civiliza- 
tion, not just the supporter of a clique. Firstly, he recog- 



i 82 three individualists 

nized the existence of external nature having a vivid 
life of its own, independent of the life of man. Secondly, 
his own life was deeply rooted in physical and social 
experiences shared by the people round him. Thirdly, 
he was deeply interested in what we may in the widest 
sense call political and moral questions. Fourthly, he 
was not a reactionary: he was a creative writer, not merely 
in the aesthetic sense, but in the sense that his writing 
was a constant search for a new life and a new form of 
life in which civilization might survive or be re-created. 

He did not sacrifice his life to his art, or even, as has 
been suggested, his art to his life. The two functions are 
in his work, well balanced. Yet he is not in the least a 
perfect artist, and his writing has many faults; particularly, 
I think that until the end of his life he never seems to 
have had time to find the form best suited to his 
expression. The point is, though, that it was scarcely 
possible for him to discover that form : his life was bound 
to be a search, and to be unsettled, full of conflict and in- 
complete. Therefore, without falsity — not artistic falsity, 
but falsity to the life in his work— he could not write 
conclusive and perfect novels. What he was really out 
to write, no doubt, were books that had the weight and 
translucency of parables or legends, full of moral signifi- 
cance. A book like Moby Dick approximated to his ideal. 
At the end of his life he wrote The Man Who Died, 
which has the strength of a legend, and which is artistically 
better than the novels. 

He was quite aware of his artistic weakness. He knew 
that his work had to come out of the experience of his 
life, and he knew that the conditions of his time would 
soon make a great deal of that experience valueless. 
Because it existed through a peculiar feat of tension and 
balance it was bound also to die. ‘What a man has got 



NOTES ON D. H. LAWRENCE 183 

to say is never more than relatively important. To kill 
yourself, like Keats, for what you’ve got to say, is to mix 
the eggshell in with the omelette. That’s Keats’s poems 
to me. The very excess of beauty is the eggshell between 
one’s teeth. . . .’ 

‘. . . I don’t take myself seriously, except between 
8 and 10 a.m., and at the stroke of midnight. At other 
seasons, my say, like any butterfly, may settle where it 
likes : on the lily of the field or the horsetod in the road : 
or nowhere. It has departed from me.’ 

There are two ways of regarding Lawrence. The first 
is, qualitatively, as I have done here, regarding especially 
the descriptive passages in his novels, and the Nature 
poems in Birds, Beasts and Flowers. The other and 
more disappointing way is to consider him primarily as 
a preacher. For although his ‘message,’ if one may call 
it that, is very important, and although his attitude to 
sex and idealized Love is passionate and revealing, his 
creed is unfortunately confused by his poetic gift of 
multiple personality. Wherever he travelled he seems to 
have had a gift of entering completely into the existence 
of the people around him. What is unfortunate is that 
instead of being content with this poetic gift, he seems 
to have wished to exploit it on behalf of himself and 
others in order to make himself into some other person. 
He is most notorious, I suppose, for his admiration of 
Mexican Indians, because of his attempts in The Plumed 
Serpent, particularly, to adopt their beliefs. What no one 
seems to have noticed is, though, that he was always 
undergoing these transformations; and the transforma- 
tions were nearly always fatal when they provided him, 
as it were, with a skin in which he could more effectively 
appear as a prophet than in his ownskin. An example 
of simple transformation is in Lady Chatterley' s Lover 



184 THREE INDIVIDUALISTS 

where Lawrence becomes the gamekeeper, and the game- 
keeper talks the gospel of Lawrence. 

The result of all these transformations is that a rather 
curious set of beliefs is linked up in Lawrence with various 
modes of being. Things that he himself could not believe, 
he managed to believe by turning into a horse, or a 
Mexican, or the captain in The Captain's DoU^ or a miner, 
or a gamekeeper. By these changes he managed to 
despise in his books people who in life he did not par- 
ticularly despise, and who seem, indeed, to have been his 
friends, though for some reason he was rather ashamed 
of some of his friends. He was also able immensely to 
increase his own sexual potency, and to despise people 
who didn’t happen to be horses or foxes, or whatever 
virile animal he happened at the moment to be. 

This process is rather similar to Yeats’s magic, and it 
detracts from Lawrence’s greatness and even his serious- 
ness as a contemporary writer. For one thing, it enabled 
him to escape from his real subject, which was modern 
civilization. His hatred for London seems to have 
provided him with a motive for writing about London 
without ever going there or knowing much about 
it; writing from no motive except an impatience 
which hardly even amounted to hatred. His hatred 
for people who were not sexually very potent seems to 
have developed finally into a kind of sadistic meanness. 
The unfortunate Sir Clifford in Lady Chatterley's Lover is 
pinpricked and tortured all through the book, and for no 
other reason than that, through no fault of his own, he 
is a cripple. One may suspect the motives of a writer who 
imagines that he has some extraordinary grievance against 
those who are physically weaker than himself, or than a 
gamekeeper into whose skin he imagines himself. Lastly, 
Lawrence, even more than James, was committed to the 



NOTES ON D. H. LAWRENCE 185 

‘special case.’ In spite of his working-class snobbery, 
his characters are drawn very largely from the same 
social class as the people in James’s novels. Lady Chatterley 
is a James character, forty years on. Thus Lawrence’s 
energy, instead of being directed to a real criticism of 
society, is so strangely dispersed as to be liable to gross 
misinterpretation. His theories, although they are loudly 
and frequently expressed, are so emotional and personal 
that they have even been seized on by the Nazis, who 
hail Lawrence as the English writer whose theories are 
most sympathetic to them. 

In a letter to Edward Garnett,^ Lawrence made one 
statement about his art which is of extreme import- 
ance, and which will, perhaps, influence the future of 
the novel, even more than it affected anything which 
he himself wrote. I quote this in full: 

‘Somehow, that which is psychic— non-human in 
humanity is more interesting to me than the old-fashioned 
human element, which causes one to conceive a character 
in a certain moral scheme and make him consistent. The 
certain moral scheme is what I object to. In Turgenev, 
and in Tolstoy, and in Dostoievsky, the moral scheme 
into which all the characters fit — and it is nearly the same 
scheme — is, whatever the extraordinariness of the char- 
acters themselves, dull, old, dead. When Marinetti 
writes : “ It is the solidity of a blade of steel that is interesting 
by itself, that is, the incomprehending and inhuman 
alliance of its molecules in resistance to, let us say, a 
bullet. The heat of a piece of wood or iron is, in fact, 
more passionate, for us, than the laughter or tears of a 
woman”— then I know what he means. He is stupid, as 
an artist, for contrasting the heat of the iron and the 

^ Mr. Aldous Huxley draws attention to this passage in his Introduc- 
tion to the Letters, which is the best essay on Lawrence. 



i86 THREE INDIVIDUALISTS 

laugh of the woman. Because what is interesting in the 
laugh of the woman is the same as the binding of the 
molecules of steel or their action in heat : it is the inhuman 
will, call it physiology, or like Marinetti, physiology of 
matter, that fascinates me. I don’t so much care about 
what the woman feels — in the ordinary usage of the word. 
That presumes an ego to feel with. I only care about 
what the woman is — what she IS — inhumanly, physiologi- 
cally, materially — according to the use of the word. . . . 
You mustn’t look in my novel for the old stable ego of 
the character. There is another ego, according to whose 
action the individual is unrecognizable, and passes through, 
as it were, allotropic states which it needs a deeper sense 
than any we’ve been used to exercise, to discover are 
states of the same single radically unchanged element.’ 

It is unfortunate that these words serve as an apology 
for his characterization rather than as a manifesto. For 
if he felt this, it is a pity he was not a writer of far greater 
invention, and a pity that the characters in his novels 
were often merely portraits of his friends. Nevertheless, 
this passage explains the way in which a new attitude to 
character is possible to modern writers, and because it 
rejects the naturalistic novel, it points to new forms, 
perhaps to the poetic drama. 



PART III 


IN DEFENCE OF A POLITICAL SUBJECT 




X 


HENRY JAMES 

AND THE CONTEMPORARY SUBJECT 

The question for a writer of our time, which is at the 
back of all the discussed questions of belief, and of con- 
temporary sensibility, is what is the modern subject? 
A subject large enough to enable the poet to write long 
poems, to make possible a dramatic poetry. To free the 
novel from mere rapportage or case history, and yet to 
relate it to the political life, the morality and manners 
of the time. 

To say that The W asle Land ‘effects a complete sever- 
ance between poetry and belief’ is in itself almost meaning- 
less: what is more explicit is, I think, to say that The 
Waste Land is an example of a long poem without any 
subject, or in so far as there is any subject, it is the 
conscious lack of belief, to which I. A. Richards 
has drawn attention. What we are offered instead of 
a subject is a pattern of diverse impressions: instead 
of any statement about life or the universe having been 
made, a kind of historic order has been achieved when 
the author says, ‘These fragments I have shored against 
my ruins.’ We are aware of his sense of our unenviable 
position in the history of our civilization, and of a vast 
background. 

What a writer writes about is related to what he believes. 
What he writes about also implies an attitude to the time 
in which he is living. It is here that I. A. Richards’s 
doctrine of ‘severance’ comes in. For if there is conflict 

189 



190 IN DEFENCE OF A POLITICAL SUBJECT 

between the belief of the man and the belief of the time in 
which he is living, the belief that should be positive in the 
man is turned negative, in its reaction to his contempor- 
aries. In such a situation, there are various courses open to 
a writer. He may escape entirely from his surroundings; 
into the past, into the country. The poetry of Walter de 
la Mare is to-day an example at its most interesting of 
that kind of an escape into an unreal world: some of 
the poetry of W. H. Davies an example of escape at its 
most facile. The writer may, on the other hand, try and 
justify his own position by ‘shoring up his fragments,’ 
and postulating an entire world of unbelief around him. 
This is what produces the appearance of a ‘severance 
between poetry and belief.’ But, of course, the writer of 
The Waste Land himself believes. He believes in the 
part of London where 

‘the walls 

‘Of Magnus Martyr hold 

Inexplicable splendour of Ionian white and gold.’ 

What he is chiefly implying, though, is that in other, dead 
generations, there was a tradition of belief to which he 
could doubtless have conformed. What he is now im- 
plying is that he is living in a time of disbelief. What he 
is doubting is the efficacy and the value of his own 
private beliefs. 

When I speak of writers who have beliefs, I am now 
discussing writers whose subjects are moral, or, in the 
widest sense, political, and I am not thinking of ‘pure’ 
artists. I have chosen the writers in this book, because 
they are political-moral artists who are in the dilemma of 
Hamlet; they find their lives fixed in a world in which 
there are no external symbols for their inner sense of 
values. There is no power, and no glory. They are, 



HENRY JAMES 191 

therefore, forced either to satirize the world by showing 
it up as it really is (you may call such satire amoral, if you 
like, but to do so, as I hope to show, is a confusion) or 
they are obliged to try and reconcile the world with them- 
selves, by adopting a hopeful evangelizing tone, or they 
are obliged to invent a set of symbols of their own, 
and, in the eyes of the world, like Hamlet, to feign 
madness; or they may retreat into the realms of pure art. 
The generation of Henry James, in a tradition carried 
on through Joyce, Wyndham Lewis, and Ezra Pound, 
produced a whole series of long (in some cases ‘unfinished 
symphonies’), excellent and unreadable masterpieces, full 
of moral feeling, but a moral feeling that is not satis- 
factorily illustrated by the subject. 

I now turn again to James, because one sees in his 
writing, as on a very large-scale map, the course of a great 
deal of modern literature. 

Most criticism of James boils down to saying that he 
is unreadable. This is a very reasonable complaint, and 
one that a critic should certainly discuss. But I have 
tried to show that his unreadability has been attributed 
to the wrong causes — to his snobbishness, his prudery, 
and the difficulties of his style. 

His method of presentation is, indeed, a sufficient 
reason for his not becoming a popular classic, in the 
Dickensian sense; but so far is it from being the real 
error that makes the neglect of him in a sense justified, 
it is his greatest contribution to the novel as a form. 

What James did in fact revolutionize is the manner 
of presenting the scene in the novel: and the relation of 
the described scene to the emotional development of the 
characters. The novel has, of course, in the presentation 
of the passions, never broken quite away from the tradition 
of the theatre: in Balzac, in Flaubert, in Tolstoy, in 



192 IN DEFENCE OF A POLITICAL SUBJECT 

Dickens, in Thackeray, the reflective and descriptive 
and philosophic parts of the books are all threads con- 
necting us with certain dramatic scenes, which are, 
in particular, of the greatest emotional importance. In 
the description, we see the alignment of characters; in the 
scenes we witness the release of emotions, the expression 
of passion. 

In Joyce, in Proust, in James, this process is reversed. 
The scene, with accompanying dialogue and action, is 
used mainly as a means of aligning the characters: ex- 
plaining what are the reactions of each to the other, what 
each reflects, and bringing characters together. The 
descriptive parts of the book, which are mainly mono- 
logues, are used to reveal the growth of passionate feelings, 
of love, of hatred. There are, of course, scenes which 
are highly dramatic, but the emphasis of these is not 
revelatory: they are the climax of what has already been 
revealed. When Fanny Assingham smashes the golden 
bowl, we know exactly what she and Maggie think of 
the bowl as a symbol of all the passionate feelings which 
are associated with it. The scene is a symptom of passions 
which quite overshadow it, and which we have for long 
been observing: it does not create passions; it does not 
introduce a new emotional turn of situation; there is no 
use made of such external, introduced elements as Anna 
Karenina’s scene with her husband, when he is ill, which 
suddenly, as it were, ‘arrives,’ to make her relationship 
with Vronsky seem superficial. The scene does, in a 
word, end a phase, rather than begin a new one : it is like 
a nervous breakdown which we have so long watched 
developing, that the symptoms, when they actually 
emerge, are a relief from protracted neurosis. 

The advantage of the Jamesian method is that the 
drama has organic growth, and is able to proceed unaided 



HENRY JAMES 193 

by the introduction of new, accidental material from a 
world developing outside and independently of the world 
created in the novel. The danger of this method is to 
make the novel too self-sufficient, and, while it belongs 
to a ‘realistic* tradition (it purports to describe ‘real’ 
characters and real ‘events’: and it is not stylized), to 
ignore what is generally recognized as reality. 

Nevertheless, James’s approach is not untrue to life: 
it is not even less ‘realistic’ than that of the novel based 
on a dramatic tradition. For the grand sc^ne passionnelle 
is a symptom, but not the root of passion. Passionate 
activity is intellectual activity. His realization of this is 
James’s great contribution to the novel. The effect of 
passion is not a momentary display, but a stimulus to 
thought, which is at once dazzling and intricate. For 
example, if I am angry about something, the scene in 
which I display my anger is only a symptom, or at 
best a cure, of anger. My anger is a continual train of 
thought expressing itself in many visions, sounds and 
colours. 

I have tried, therefore, to show not only that 
James’s artistic method was justified, but also that his 
account of our society makes, in effect, an indictment as 
fierce as that of Baudelaire : or, indeed, of a class-conscious 
Marxist writer. Therefore, if I am still faced with the 
problem of his unreadability, of some obstacle that pre- 
vents his interest in life ever meeting that of the general 
reader, it seems possible that the cause of this difficulty 
is something much more fundamental than has been 
expected. 

The real difficulty in Henry James lies in his inescapable 
individualism. He never found in life a subject that 
completely dragged him out of himself. It will be remem- 
bered that at the opening of The Golden Bowl Maggie 



194 IN DEFENCE OF A POLITICAL SUBJECT 

Verver and her father are continually faced with their own 
selfishness. Their problem is, as I have said, to invent some 
new marriage, by which they can divorce themselves from 
their own inner world of a marriage between father and 
daughter, and create a new synthesis, a marriage of the 
inner with the external world. That was James’s own 
problem. The most objective of writers, his values are 
yet entirely personal, in the sense that they are wholly 
acceptable only to a person whose isolation of experience 
is identified with his own. For example, his attitude to 
love is not, as has been said, that of a prude, nor yet that 
of a lover, certainly not of a Donne! It is that of a person 
who, profoundly with his whole being, after overcoming 
great inhibition, has accepted the idea of people loving. 
No description of people loving is more moving than his 
account of Charlotte and Amerigo falling, as it were, into 
each other’s arms. The situation, where the husband of 
the daughter vows with the wife of the father that they 
will always protect the father and daughter— and then 
they break down— has the stain of evil in it which one 
finds in the Elizabethans. It might be the Duchess of 
Malfi claiming Antonio. But this is how James describes 
it, in a passage which I have already quoted: 

‘ “It’s sacred,’’ she breathed back to him. They vowed 
it, gave it out and took it in, drawn, by their intensity, 
more closely together. Then of a sudden, through this 
tightened circle, as at the issue of a narrow strait into 
the sea beyond, everything broke up, broke down, gave 
way and mingled. Their lips sought their lips, their 
pressure their response and their response their pressure; 
with a violence that had sighed itself the next moment 
to the longest and deepest of stillnesses they sealed their 
pledge.’ 

Here is Webster: 



195 


HENRY JAMES 

‘duch.: . . . Go, go brag 

You have left me heartless; mine is in your 
bosom : 

I hope ’twill multiply love there. You do 
tremble : 

Make not your heart so dead a piece of flesh. 

To fear more than to love me. Sir, be confident: 
What is’t distracts you? This is flesh and blood, 
sir; 

’Tis not the figure cut in alabaster 
Kneels at my husband’s tomb. Awake, awake, 
man! 

I do here put off all vain ceremony. 

And only do appear to you a young widow 
That claims you for her husband, and, like a 
widow, 

I use but half a blush in’t. 

ANT.: Truth speak for me; 

I will remain the constant sanctuary 
Of your good name. 

DUCH.: I thank you, gentle love: 

And ’cause you shall not come to me in debt. 
Being now my steward, here upon your lips 
I sign your Quietus est. This you should have 
begged now: 

I have seen children oft eat sweetmeats thus. 

As fearful to devour them too soon.’ 

Comparing these two passages, one sees in a striking 
way the effect of Puritan culture, in the repressed and 
yet desperately courageous imagery of James. 

James, after a lifetime of deep human understanding, 
has arrived at a stage where in suffering and pity he 
could accept the fact of physical love. The incident that to 



196 IN DEFENCE OF A POLITICAL SUBJECT 

most people would seem most simple, most common, 
and yet most peculiar and isolated, is to him universalized 
as part of the whole cosmos. He cannot make lovers kiss 
without seeming to cry out, ‘I accept this with pity and 
understanding, just as I accept with my mind everything 
that is life — and hence the proper subject for Art.’ So 
the lips that meet are not Charlotte’s and the prince’s, 
they are the lips of all lovers; and yet they are no lips and 
no lovers, they are the symbols of James’s spiritual 
acceptance. Whereas Webster in his great play is suddenly 
able to clinch the reality and the isolation of his lovers 
by making them speak poetry in the language of prose 
(he knows that, given their moment of ecstasy, their 
language cannot fail to be poetry, so the less poetic it 
is, the better), James is borne away on a flood of poetry 
which almost drowns his lovers. 

His approach to love, his approach to life, his approach 
to the obvious, is by way of a North-West Passage. The 
reader never escapes for a moment from the long journey 
James has made, and on which he is required to accompany 
him. He cannot watch someone sign a cheque, or give 
a kiss, or hail a four-wheeler, without being drowned by 
waves, or smothered in flowers of James’s peculiar mental 
voyage. 

The fact is, that whilst the subject of James’s book is 
his morality, and the working out of that morality of love 
and intelligence in his characters, this morality is fogged 
and confused by the fact that a very great deal of his work 
is about nothing except that he is a New Englander who 
has spent his life trying to reconcile a puritan New Eng- 
land code of morals with his idea of the European tra- 
dition. This obstructive element is so obvious in his work 
that he himself was unconscious of it and tried to exploit 
it by a number of devices. What I wish especially to be 



HENRY JAMES 197 

noticed is that it affected his actual choice of subjects: 
on that account he devised the ‘International Situation,’ 
as he called it, and sent his Americans to Europe, and his 
Europeans to America. So that what he actually wrote 
about was decided by a peculiarity of his situation, which 
it is absurd to expect his reader to share : all his reader can 
do is imaginatively to enter into it. The privilege the 
reader is offered is to become Henry James, a highly 
sensitive, cultured man, with extremely isolated spiritual 
experiences. Of course, as I have tried to show, there is 
much more to James than that; but it is this extreme 
individualism of James in his whole attitude to experience 
that makes him difficult to read. When one reads James, 
one is, the whole time, unconsciously compelled to 
identify one’s situation in the universe with his own. 
One has to accept what one might call the secondary 
political consequences of his ethic : the necessity of having 
a large income in order to lead a morally significant life; 
rules of conduct which make the whole style of con- 
versation become based on gossip and tittle-tattle, and 
which yet prevent people from saying the important 
things even about their relationships with one another. 
All these superficialities, which so irritate readers of 
James, are really part of the ritual of his belief in in- 
dividualism. 

I have tried to show how these whims of James’s are 
really linked up with very important convictions which 
often fundamentally contradict all that lies on the surface. 
But when we are dealing with a private creed, we need not 
be surprised if we find contradictions and obscurities . , . 
there are enough contradictions in our public beliefs. No 
one is in the least surprised when an ex-Major, who 
regards war as the embrace of a lover, writes, ‘The war gave 
more life, not less. Yes, life, in spite of all the lives we 



igS IN DEFENCE OF A POLITICAL SUBJECT 

lost. I feel it, as I stand in the loveliest of all the gardens 
of our unforgotten dead, looking down on the still waters 
of the moat at Ypres.’ Followed by, ‘But another war? 
not that! The idea brings with it a feeling of horror and 
despair.’^ James was living in a society whose life is made 
tolerable by accepting, with an air of joyful mystery, such 
fundamental contradictions. His own attitude to the war 
was almost as ambiguous. 

James repeatedly insisted, in all sincerity, that he had 
no political opinion. But actually his writings are full of 
negative opinion, expressed in his admiration of a system 
that keeps the kind of society, which he writes about, 
alive. The contradiction in James is the contradiction 
that has affected the writing of most writers of the late 
nineteenth, and of this century. On the one hand, he is 
a rebel against the political and economic corruption of 
his time: he appears as the champion of art against the 
philistinism of parliamentary ambition. On the other 
hand, because he is an individualist, because he has 
worked out in his books his own private system of 
ethics, which makes it possible for the individual to live 
aesthetically and morally, in spite of the world around him, 
he becomes finally a snob, and a supporter of the system, 
which still makes this existence possible in spite of circum- 
stances. To say this is not to say that he lost his integrity: 
it is, rather, to say that he found it. He saw through the 
political and social life of his time, but he cherished the 
privilege which enabled him to see through it. 

The life which James wrote about is now as dead as 
mutton, and in a sense it never was alive. The morality, 
which is the true subject his novels illustrate, requires 
for his purpose an ordered society, an aristocracy, and 
statesman-like figures commanding positions of power. 

^ F. Yeats-Brown, The Dogs of tFar. 



HENRY JAMES 199 

Remaining true to the realistic tradition of the European 
novel, he described an Anglo-Saxon society, but exercised 
all his remarkable power of fantasy (perhaps fantasy is his 
most peculiar gift) in creating a grand worldly scene in 
which the wealth of upstarts is as expressive as the wealth 
of a Renaissance prince. In his novels the royalties and 
aristocrats are so surrounded by an atmosphere of snobbery, 
that the snobbery creates an effect of anachronism: the 
royalties are royal and the aristocrats are real. In fact, 
James invented the position of his characters: or rather, by 
a most ingenious turn of his art, he made his characters 
invent themselves: for is not Maggie Verver inventing 
herself all the while as ‘the princess’.? And James’s r6le 
is simply never on any account to betray that she is 
ridiculous in doing so. 

James ought to have written about kings and queens: 
but, of course, kings and queens are not available to the 
modern artist, and are far too available to the newspapers : 
so he therefore had to enhance unknown well-bred 
scoundrels, like Amerigo, with a legend of social snobbery. 
He ought to have written about popes, cardinals, and 
politicians who exert a great deal of worldly power; but 
to-day there are no holders of power that is a recognized 
and established value, in the sense that Richelieu had 
power; the power-mongers keep well behind the scenes: 
he therefore had to write about monsters who have 
accumulated mountains of corrupt wealth. Nice monsters, 
like Mr. Verver, or very bad monsters, like the two old 
men in The Ivory Tower. Lastly, he should have been 
free to write about lovers; but unfortunately in the world 
he was describing there was no element of innocence. 
The only way in which he could free his lovers from the 
disgrace of ‘money-making’ was to make them heirs, 
and to make them heirs was to damn them, as we see 



200 IN DEFENCE OF A POLITICAL SUBJECT 

both in The Wings oj the Dove and, more savagely, in 
The Ivory Tower. 

James tried, of course, to write political novels, but 
the political subject tended to political satire, in The 
Princess Casamassima and The Tragic Muse. In order to 
express moral values he had to invent human values. 

In the same way as James is a political-moral artist 
without a realistic subject drawn from contemporary life 
to correspond with his ultimate, ethical subject, so Joyce 
seems to me a religious artist. After his gigantic effort 
to impose epic values on the modern world, accepted 
even at its most sordid, he had been compelled not only 
to invent subjective symbols, but to invent a new language. 
The same kind of subjectivism, though in an elaborately 
disguised form, exists in Wyndham Lewis’s most am- 
bitious novel. The Apes oj God. 

The key to the subjectivism of all these writers is an 
intense dissatisfaction with modern political institutions. 



XI 


THE GREAT WITHOUT 


When I speak of the subject of literary art, I mean some- 
thing distinct from theme, plot or description, yet essen- 
tially related to these. The subject of Paradise Lost is 
the fall of man. But it is much more than this: in contrast 
to the negative subject of the fall, a great many positive 
assertions are made, about the order of heaven and 
earth, and the nature of man. In Paradise Lost the 
subject is a complex of beliefs which the writer is 
able to share with the reader, and which the reader can 
accept without straining his credulity. That is to say, 
the belief is compatible with beliefs that were generally 
shared by many of Milton’s contemporaries. 

The position of these accepted beliefs, shared between 
the author and the reader, is exactly that of nature in 
nature poetry. The writer and reader are able to meet 
on the common ground of an agreed subject: the slopes 
of a mountain, or the existence of God. Most writers 
make constant use of the accepted beliefs of their time. 
Shakespeare makes constant use of the conception of 
power — of kingship — which is the main subject of 
Elizabethan literature. It is interesting to observe that, 
as the idea of a central source of power disintegrates, 
the symbol of power also disperses and is split into 
many symbols. Marlowe’s Tamburlaine, Shakespeare’s 
Mark Antony, Macbeth, Julius Caesar, Lear, all 
become dissolved into the cardinals, dukes, princes, 
duchesses and mothers-in-law of Webster; many 

201 



202 IN DEFENCE OF A POLITICAL SUBJECT 

symbols of a unifying power that has become split up 
into divisions. 

To take more recent examples, the works of Wells, 
Bennett, and Shaw, all have as their central subject the 
most generally accepted of modern beliefs, the idea of pro- 
gress. It can hardly be disputed that many people to-day 
believe in scientific progress as the one certain objective 
reality existing outside themselves, and as independent 
in its extent and performance as God. However dis- 
appointing man is, there is no doubt that machines 
improve, and that the failure of individuals is contrasted 
wi^, if not balanced by, immense progress in the objec- 
tive, mechanistic world. Both Shaw and Wells have 
made themselves and their works widely acceptable by 
exploiting this idea, and pointing out that humanity 
after all acts on the same mechanistic principles as its 
tools. Shaw talks about the Life Force, and Wells boldly 
declares on the first page of his Science of Life that ‘the 
body is a machine.’ He also flatters the human brain 
by pointing out that it is almost as complicated as a 
telephone exchange. 

The writers whom I have been discussing have not 
found a subject in any belief that is generally held to- 
day. The beliefs one finds as part of the general legend 
created by Yeats’s lyrical poetry are recognized rather 
than generally consented to. People are snobbish about 
royalty, and yet find Eliot slightly comic in calling 
himself a royalist, and feel that the qualities which Mr. 
Yeats prays for in the Prayer for My Daughter., are 
anachronistic. They go on making money, accumulating 
possessions to hand on to their children, when really they 
believe that they will almost certainly lose their money in 
the not remote future. In this way behaviour lags behind 
the immediate processes of life, which are concerned with 



THE GREAT WITHOUT 


203 

what people really believe, and which are the subject 
of poetry. Poetry is sensitive to new forms of life, long 
before they have influenced behaviour. 

So these writers whom I have been discussing have 
either reacted from the heresy of Progress, which is the 
only generally held belief to-day, to the recognized 
strongholds of religion and aristocratic individualism, or 
they have attempted to write about life cut off from belief 
altogether. 

Pleasure or sorrow in the incidents of life, cut oflF from 
all theorizing or opinion, are the source of lyricism. 
The lyrical impulse is the impulse simply to sing the joy 
or sorrow of life; the inspiration is the diversity of appear- 
ances, and the sense perhaps of a unity behind them. 
Therefore it is not surprising that few successful long 
poems have been written to-day; and that the form of 
the most successful long poems should be an extension 
of the lyric, and should owe a great deal to musical forms, 
such as the symphony and the sonata. On the other hand, 
it is also not surprising that the writers who have made 
the most successful alliance with progress should have 
no difficulty in writing long works. The Old Wives’ Tale., 
Back to Methuselah, The World of William Clissold. 
Whereas the form of Ulysses, Ezra Pound’s Cantos, Work 
in Progress, has only been achieved with stupendous 
difficulty. On an altogether smaller scale, Virginia Woolf’s 
most successful novels. The Waves and To the Lighthouse, 
are purely lyrical in their inspiration. It is worth remark- 
ing, too, that Yeats is most actual and most powerful 
in his purely lyrical poems, in which he is referring to 
no background of belief. When he writes a longer poem, 
such as The Gift of Harun Al-Rashid (1923), he has to 
draw on the magical resources of the early poems. 

So there are — to put it crudely — three main attitudes 



204 IN DEFENCE OF A POLITICAL SUBJECT 

dividing contemporary writers, (i) There is the attitude 
of the writer who consciously expresses no belief. He 
or she may be a writer of the kind outlined by I. A. 
Richards in his account of the Eliot of The Waste Land. 
Or he may be a purely lyrical writer, like Yeats in his 
shorter poems, or Virginia Woolf in her later novels. 
(2) There is the attitude of the writer who expresses 
a private individualistic belief: this book has until 
now been an account of such writers. (3) There is the 
writer who interprets an existing belief or foretells a 
future belief. The two leading beliefs of our time — 
leading ladies — are Progress and Success: amply inter- 
preted by the majority of writers, excellent, good and 
indifferent, from Shaw, Wells and Priestley, through 
Noel Coward and Beverley Nichols downwards. The 
writers who foretell a future belief are chiefly the com- 
munist writers, but to some extent, I think, also the 
psychologists: I shall discuss them in a later chapter. 

Here I am discussing only political-moral writers, not 
lyricists; and I am primarily interested in writing which 
is, after all, didactic in origin. I am trying to point out 
that what a book is actually about is far more important 
than most of my contemporaries seem to imagine: that 
a writer equipped with a fine technique should ex- 
perience the same kind of difficulty in finding a subject 
as Beethoven had in finding a libretto for his opera. I 
want also to show that there are things going on in the 
world that are worth writing about; and I think that the 
predominance of autobiographical themes, particularly in 
fiction, is a sign of the neglect of subject-matter, if not 
of the decadence of style. I am not saying that writers 
should write in any particular way or according to any- 
one’s direction, but at times it seems that the political 
movements of the time have a much greater moral sig- 



THE GREAT WITHOUT 


205 

niiicance than the life of the individual, and, indeed, the 
chief peculiarity of the individual is that his acts are 
morally unrelated to the political movement : such a time 
is the present, and my attempt in this book is to turn the 
reader’s and writer’s attention outwards from himself to 
the world. 

Anyone who holds these views is in some ways 
more indebted to Wyndham Lewis than to any other 
writer. In two brilliant essays^ Lewis exposes the 
methods of two American novelists, Ernest Hemingway 
and William Faulkner. Both these writers are con- 
cerned with the rather grandiose and often physically 
courageous acts of heroes who take part in the war, 
bull-fighting and hunting. But the essence of these 
heroes or sub-heroes, which Lewis dubs the dumb oxen, 
is that they are acted upon and that they do not act. 
‘Hemingway’s books . . . scarcely contain a figure who 
is not in some way futile, clown-like, passive, and, above 
all, -purposeless. His world of men and women {in violent 
action, certainly) is completely empty of will. His puppets 
are leaves, very violently blown hither and thither; drugged 
or at least deeply intoxicated phantoms of a sort of 
matter-of-fact shell-shock.’ 

‘In A Farewell to Arms the hero is a young American 
who has come over to Europe for the fun of the thing, 
as an alternative to baseball, to take part in the Sport of 
Kings. It has not occurred to him that it is no longer the 
Sport of Kings, but the turning-point in the history of 
the earth at which he is assisting. . . .’* 

This analysis is excellent and important, for it extends 
to a whole school of modern literature, far wider than 
Hemingway and Faulkner. In fact, what Lewis is attack- 

^ Wyndham Lewis, Men tvithout Art, 

^ pp. 21 and 22. 



2o6 in defence of A POLITICAL SUBJECT 

ing, in this prose, as vehemently italicised as Queen 
Victoria’s correspondence, is the type of modern fiction. 
Where Lewis seems to me wrong, is in imagining that 
the subject-matter of a writer is identical with his moral 
subject. To Lewis, it is sufficient praise or dispraise of 
a book to report its factual content, without making any 
allowance for the attitude of the author, or the state of 
society which he is describing; nevertheless, he makes 
great allowance for the workmanship of books and the 
quality of writing. Lewis tries to show that Hemingway 
is almost identical with his hero (the ‘I’ of A Farewell 
to Arms has many of Hemingway’s exploits to his credit), 
and therefore that Hemingway’s attitude to the universe 
is identical with that of his hero. This may be true, 
and, if so, it certainly is damaging to any defence of 
the autobiographical novel; but the Lewis method is 
less satisfying when it is applied by Mario Praz in 
a book called The Romantic Agony., extending to several 
hundred pages, to literature since the nineteenth century. 
Professor Praz summarizes the plots and matter of 
some hundreds of romantic and post-romantic poems 
and fictions, and exposes their decadent nature, the 
predominance of themes of perversion and diabolism. 
This is salubrious, but not entirely explicit, because unless 
one considers very carefully the attitude of each writer 
in turn (which Professor Praz does not do) it is not clear 
whether his exposure is of a literature, or a civilization, 
or both. Lewis is an admirer of Professor Praz, and 
indeed considers him as his disciple (‘this gigantic pile 
of Satanic bric-a-brac, so industriously assembled, under 
my directions, cf. The Diabolic Principle, etc.’), but when 
he all too mildly wonders why his follower has not 
brought his inquiry further up-to-date, perhaps he forgets 
how embarrassing would be the results of this simplified 



THE GREAT WITHOUT 


207 

potting when applied to The Apes of God or Snooty 
Baronet. The Apes of God^ Lewis’s satire, abounds with 
descriptions of flagellants, homosexuality and diflPused 
effeminacy. But Lewis has a reply (for which, though, 
Praz does not allow), that the method of The Apes of 
God is satiric and external : the Apes are regarded from 
the outside, and the writer and reader are spectators who 
have not ‘sucked in the stale and sickly airs which have 
been hanging over Europe for a century.’ 

So that Lewis defends satire, and claims that in 
so doing he is defending Art. ‘To “Satire” I have given 
a meaning so wide as to confound it with “Art.” . . . 
For all practical purposes, then, we may describe this 
book as a defence of contemporary art, most of which 
art is unquestionably satiric, or comic. This is, of course, 
to introduce an entirely new issue into Praz’s revelations ; 
because Lewis is implying that the writers who have 
absorbed this post - romantic subject-matter are not 
artists, unless they are satirists : and the number of satirists 
is very few; Lewis is hard put to it to find anyone but 
himself. 

Lewis is involved also in ignoring the different moral 
attitudes of the writers whom he is attacking, for the 
reason that ‘the greatest satire is non-moral.’^ 

‘There is, of course, no question that satire of the 
highest order has been achieved in the name of the 
ethical will. Most satire, indeed, has got through upon 
the understanding that the satirist first and foremost was 
a moralist. And some of the best satirists have been 
that as well. But not all. . . .’® 

‘It could perhaps be asserted, even, that the greatest 
satire cannot be moralistic at all: if for no other reason, 

* Men without Art, p. 10. * Ibid., chapter heading, p. 103. 

® Ibid., p. 107. 



2o8 in defence of A POLITICAL SUBJECT 

because no mind of the first order, expressing itself in 
art, has ever itself been taken in, or consented to take in 
others, by the crude injunctions of any purely moral 
code.’^ 

, It is my belief that “satire” for its own sake — 
as much as anything else for its own sake— is possible: 
and that even the most virtuous and well-proportioned of 
men is only a shadow, after all, of some perfection; a 
shadow of an imperfect, and hence an “ugly,” sort.’® 

This seems quite plausible as a defence of a kind 
satiric realism. But Lewis has now to explain what 
are the fitting objects of satire. So we are ‘■old that 
to-day art should be essentially a massacre not of the 
innocents, but of the insignificants. He goes on (quite 
rightly) to defend satirists for attacking unimportant but 
pretentious individuals, rather than the great. However, 
he is still in difficulties, because he seems aware that, 
by leaving out the moral element, he has simply con- 
structed a satirist who is a sort of automaton. A satirist 
who attacks everyone (except the really significant), but 
who has no particular reason (except prejudice.?) for 
attacking one set of people rather than another. We are 
now told that satire in itself is good (pp. 1 21-125). This, 
though, is a return to the moralist thesis, so there follows 
a chapter called ‘Is Satire Real?’ in which we are told, 
‘The sort of question we shall have to ask ourselves will 
rather be Is Satire Real? than Is Satire Good?' 

Confusing as all this is, Lewis makes his points with 
great force, and his argument is illustrated with observa- 
tions that are often brilliant. The tendency in literature 
from which he reacts is that of producing ‘a tumultuous 
stream of evocative, spell-bearing vocables, launched at 
your head — or poured into your Unconscious. ... It 
® Men without Art, p. 108 * Ibid., p. 109. 



THE GREAT WITHOUT 209 

may be an auriferous mud, but it must remain mud— not 
a clear but a murky picture. As a literary medium it is 
barbaric.’^ 

Except when Lewis shows traces of a personal ani- 
mosity, as he often does in his attacks on D. H. Lawrence, 
Virginia Woolf and E. M. Forster, the main effect of his 
enemy attack is extremely tonic. But his book contains two 
confusions to which it is very important to draw attention. 

The first confusion is that Lewis seems to believe that 
the romantic-decadent failing of the internal in Joyce 
and his followers can be corrected simply by a writer 
studiously describing the outside of things. ‘The external 
approach to things belongs to the “classical” manner of 
apprehending.’ ‘The external approach to things (relying 
upon the evidence of the eye rather than of the more 
emotional organs of sense) can make of “the grotesque” 
a healthy and attractive companion.’ ‘Dogmatically, then, 
I am for the Great Without, for the method of external 
approach— for the wisdom of the eye rather than that of 
the ear.’ ^ Obviously something is going wrong when we 
are asked to assume that classicism (including all the 
greatest poetry of the world) ignores the wisdom of the 
ear (it is questionable whether even classical architecture 
does not appeal to an imagery which is partly metrical 
and aural). The confusion becomes still more evident 
when Lewis goes on to say, ‘To put this in a nutshell, it 
is the shell of the animal that the plastically-minded artist 
will prefer. The ossature is my favourite part of a living 
organism, not its intestines.’ ® But the ossature is just as 
much inside an animal as the intestine; and the intestine 
of a human being is also just as much on the surface 
and affects the shell, as does the backbone. Moreover, 
in an age when abdominal operations are so common, 

^ Men without Art, p. 127. * Ibid., p. 123. ® Ibid., p. 120. 



210 IN DEFENCE OF A POLITICAL SUBJECT 

it is impossible for most people not to realize that the 
intestines can be made visible and all too apparently 
part of the Great Without, just as much as are the 
bones. Lewis has in fact transferred his objection to the 
‘Unconscious’ to the intestines. It is reasonable to 
suspect, therefore, that he is trying to rationalize an 
objection to the morally decadent subjects of a type of 
literature, in order to make his objection fit in with the 
theory of the eye and the Great Without. In a word, 
Lewis is trying to discover a simple formula which will 
completely externalize his own writing and make it 
independent of the ‘interior’ school of fiction. His whole 
argument is over-simplified: it is like saying that a man 
who has pulmonary tuberculosis can get well by pretend- 
ing that he has no lungs ; only the outside of his body is 
real. 

The second and more important confusion arises from 
the same simplification. The argument seems to be that 
because the external is the classic, and the internal is 
decadent, therefore the subject of a book must be as 
external as possible. The writer must be a satirist, and he 
must be non-moral in his satire; because if the satirist 
starts being a moralist, then the internal creeps in again. 
Lewis seems to insist, in fact, that the subject of a book 
should be, as simply as possible, what is described. There- 
fore he emphasizes the importance of action and the 
importance of the will. Why, though, without any moral 
motive, should the satirist want to make humanity ridicu- 
lous.? Lewis answers, in effect, that the satiric mind is 
lyrical, in the sense in which I have described the lyric as an 
amoral comment on the nature of life. ‘It is difficult to see 
how the objective truth of much that is called “Satire” can 
be less true than the truth of the lyrical declamation, 
in praise, for instance, of a lovely mistress. There is, in 



THE GREAT WITHOUT 211 

both cases, another truth, that is all. But both are upon 
an equal intellectual footing, I think — only the humanly 
‘agreeable’ is more often false than the humanly “dis- 
agreeable.” That is unavoidable, seeing what we are.’^ 

This analogy is false, because of all forms the love-lyric 
may become the least concerned with the mere external 
shell, and is the most apt to become Visceral.’ Is it true that 
classical literature in which there is the greatest amount 
of action, the greatest amount of the Without, and every- 
thing required by Wyndham Lewis, is unmoral ? The 
morality of The Odyssey is certainly strange and cut off 
from us, but just because it is so cut oflF, we realize 
that Ulysses is a moral figure. If The Odyssey^ then, is 
both external and moral, there can be no intrinsic con- 
nexion between the external and the unmoral in literature. 
The whole distinction is deceptive and false. 

Is Lewis’s own satire unmoral.? The Apes of God is 
a satire on a group of people who have pretensions as 
artists. They are contrasted with a figure called Pierpoint, 
who mysteriously hovers in the background, who re- 
presents a seriousness and reality, in contrast to their 
ape-like lives of mutual admiration and gesticulation. 
Lewis, like Henry James, D. H. Lawrence and Ezra 
Pound, has strong moral feelings about the position of 
the artist in modern life. If one turns back from The 
Apes of God to his criticism, one secs why this business 
of the pseudo-artist contrasted with the real artist is a 
subject of such moral importance. 

'Thou shalt not steal — let us see how that is getting on. 
All the great group of ethical safeguards that accompany 
that central notion are to-day in the most intimate manner 
in disarray. For, as everyone knows, “ individualism ” is 
a far greater sin than stealing from an individual— irom 
^ Men withont Art, p. 122. 



212 IN DEFENCE OF A POLITICAL SUBJECT 

your neighbour. ... If, for instance, to take a vivid 
illustration, a woman writer were shown this manuscript 
before I got it published, and supposing she took a 
fancy to anything she saw there . . . and supposing she 
took it into her head to steal it, lock, stock, and barrel! 
What redress have I.? The Law Courts.? My dear sir, 
those are places for richer men than I am. . . . The 
judgement of the public would be this — “That was a smart 
old girl who stole that fellow-author’s idea, that was!” 
And, of course, a “brain-picker” is one of the most popular 
of criminals, for “brains” are a rather rare and aristocratic 
sort of “ possession.” 

The Apes are satirized because they are thieves and 
brain-pickers, and pseudo-artists. The subject of this 
satire is moral indignation, even though Lewis may 
have no moral axe to grind, and is no politician. But 
actually this amorality is in itself a moral point of view, 
because it is related to the old question that has cropped 
up so often in these pages, of the position of the artist 
in society. Lewis’s amorality and unpoliticism applies 
only to the artist: it is not anarchy. 

To say that the artist has no moral axe to grind is 
not the same as to say that his art is amoral. This is a 
false hypothesis. Very clear examples of the amoral 
artist writing morally are to be found in the Elizabethans : 
especially in the works of Webster and Tourneur. Our 
best example is Tourneur’s play The Revenger's Tragedy, 
for this is largely satire and meets Lewis on his own 
ground. It presents a really savage picture of a society 
in which there is no one who is not an adulterer, incestuous 
and murderous. All that distinguishes the hero Vendice 
from the other characters is that he has got their vices 
on the brain; but we do not feel that this young man. 
Men without Art, p. 219. 



THE GREAT WITHOUT 213 

who plots a ghastly murder of revenge because his mistress 
has been destroyed by a duke, is morally superior to his 
enemies. What we do realize is that his passion, although 
it takes no moral form, is essentially a moral feeling, an 
overwhelming vision of death and corruption : of himself 
and even his dead mistress also as objects of corruption. 
Vendice is not a moralizing figure: he is an artist pro- 
strated with the moral vision of what the life around him 
means. 

So here we have satire which is moral, although the 
writer is himself no moralist. It is a type of art which 
Lewis has scarcely considered sufficiently. The point 
is that the artist may, and to some extent must, be an 
object of his own contemplation, even when he is looking 
at other people. He cannot stand completely outside the 
process of history in which he is involved, and outside 
his own environment. The difficulty with The Apes of 
God is precisely that the writer is not an object of his own 
satire. One feels always that he is self-consciously put 
above his creatures, and that the criticism which he 
applies to them he throws at them (mud-slinging) and 
therefore away from himself. In Gulliver's Travels one 
never feels that Swift is watching and admonishing his 
puppets; so they live. One always feels Lewis watching 
his apes, forcing them to give themselves away and to 
behave idiotically, so that in spite of the brilliant visual 
trick of his descriptions, they become puppets. The 
moment he abandons description his work becomes 
cerebral: compare the chapter in The Apes of God called 
Chez Lionel Klein^ Esq., with that called The Vir^n. The 
Virgin is external, savage and brilliant, the other is full 
of chatter like the talk of disembodied ghosts. It fails 
in the same way as the gossip in The Awkward Age fails: 
it defeats its own ends, by just presenting the kind of 



214 IN DEFENCE OF A POLITICAL SUBJECT 

silly gossip satirized; so that it remains no more important 
or interesting than the original. 

The fact is that by imposing an external order on 
internal disorder, by ruggedly insisting on and accepting 
only the outsides of things, one does not improve matters. 
One merely shouts and grows angry with anyone who 
has a point of view different from one’s own. For another 
point of view is sure to seem visceral, internal, decadent. 
One is, in a word, merely asserting that one is afraid 
of the symptoms which one dislikes in oneself, and more 
particularly in other people; not that one can cure them. 

Take this insistence on the external into the world of 
politics, and what is it but fascism.^ It is saying that we 
must suppress the effeminate, dark members of our 
society (the Jews), we must arrange our facade to look 
as well as possible, to appeal to the eye (the private 
armies), we must drive the symptoms of decadence 
underground. It is not surprising, then, that when 
Lewis went to Germany, a few years before the Nazi 
revolution, he was deeply impressed by the Hitler move- 
ment, and found much to admire in its attack on the 
fashionable decadence of the West End of Berlin. It is 
worth pointing out, though, that the extensive brown 
fa9ade, spread out to obliterate German homosexuality, 
turned out to have within itself far deeper crevices than 
anything it hid. 

We may now consider, in the light of Lewis’s analytic 
method, another book. The Invaders by William Plomer. 
This book is not a satire, but it is a study of people who 
drift. Except that Plomer has a very brilliant eye for 
the external, this book is par excellence everything which 
Lewis dislikes. A great many unemployed people con- 
stantly drift from the provinces into London, and stay 
there, somehow making a living, or they drift back again. 



THE GREAT WITHOUT 


215 


A few of these Plomer selects as the Invaders: they are 
essentially dumb oxen. They are the people to whom 
things happen, who are acted upon, who have never sat 
up and realized that they are living in the greatest crisis 
the world has ever seen. Of course, in a well-regulated 
fascist state, vsrriters, with their eyes well-drilled to look 
at the creative, external lives, would ignore these human 
viscera, these will-less heroes. They are Hemingway 
heroes raised or reduced to the »th power. But Plomer 
has written about them. But I am afraid that worse is 
to follow. For another character in the novel is a ‘gent,’ 
Nigel, who has a homosexual friendship with the 
drifter Chick, who joins the Guards. In this relation- 
ship the will-lessness of two classes of society meets, as 
it were, and joins hands. Chick is will-less, because he 
drifts, submits to the army, becomes, as a soldier, the 
incarnation of the willed as distinct from the will-ing. 
He also becomes entangled with a girl who needs money, 
which he must get from Nigel, and thus the money 
passing from Nigel to him, from him to the girl, corrupts 
and confuses all their relationships. Nigel, on the other 
hand, is also will-less, because he exercises his developed 
sensibility simply to understand and not to control his 
affair with Chick. 

Now, supposing we get Lewis to agree that the 
subject-matter of The Invaders is all right as long as the 
approach is satiric. For that seemed the point of his 
attack on Hemingway. One can quite well imagine Nigel 
being satirized: indeed, the novel leaves me wishing 
rather that Plomer’s approach to him had been more 
external, in the Lewis sense. But could anyone in his 
senses externalize, that is to say satirize, the Invaders 
themselves, because they are unemployed, because they 
drift, and are controlled by the wills of others? Turn 



2i6 in defence of A POLITICAL SUBJECT 

now to The Awkward Age., The Apes of God, or W. H. 
Auden’s The Orators, to take the work of three different 
generations, and one sees at once that this kind of satire 
is a game that can only be applied to a certain class. 
It is essentially public school satire. Henry James’s and 
Wyndham Lewis’s subjects came, it is true, from the 
very best public schools. Auden’s selection is more 
miscellaneous. The point is, though, that this kind of 
satire is confined to a very small clique, both of writers 
and readers. It is destructive, because it is lacking in 
wide application: it is the image of Caliban raging at his 
own face in the mirror: the writer, hemmed in by a 
Bloomsbury or public school tradition, hates other mem- 
bers of his clique because they bear features which he 
recognizes in himself or his friends. Auden’s satire is 
much wider than this, only because it has a revolutionary 
application; but it does not altogether escape the charge 
of being public or even preparatory school satire. 

It seems, then, that if literature is suffering from a 
neurosis, we cannot escape from it by ignoring it, and 
by observing only the shell of our world, and attack- 
ing our own faults as we find them in our friends. 



XII 


POETRY AND PITY 


At this point it seems necessary in a short aside to con- 
sider the case of artists who are political, but yet who write 
primarily to express an attitude of mind: for instance, 
love or pity. 

There is a difference between a morality of love, and 
an attitude of love. In expressing an attitude of love only, 
a writer is implying that it is an attitude adequate to the 
experience which he is describing. 

Wilfred Owen, in the Preface to his Poems, makes 
his attitude — which in any case is clear in his poetry— 
doubly clear by a straightforward statement: 

‘My subject is War, and the pity of War. 

‘The poetry is in the pity. 

‘Yet these elegies are to this generation in no sense con- 
solatory. They may be to the next. All a poet can do to-day 
is to warn. That is why the true Poets must be truthful.’ 

In other words, an attitude of pity— a pity which is 
fierce and in no sense consolatory— is the only attitude 
possible for him to adopt towards the War. But he fully 
realizes that to another generation, a post-war generation, 
pity would not suffice as the inspiration of poetry. The 
poetry is only in the pity when the motive for pity is 
quite overwhelming. An immense and terrifying pity is 
the extreme unction of tragedy, the poetry in the pity 
of the last act of King Lear, or in Greek tragedy. This 
kind of pity was forced on to Owen, by his sense that the 

217 



2i8 in defence of A POLITICAL SUBJECT 

War was quite beyond his control. The external circum- 
stances of his suffering were forced on to him, and it was his 
job to create a synthesis by which he could accept them : 
he could not do more than accept them. But another 
generation cannot just accept the War as if it were a 
purely natural disaster. In order to achieve our synthesis, 
analysis is required as well. And it seems that the analysis 
must be in historical and in psychological terms. The 
difficulty is to reconcile the history and the psychology. 

Except in circumstances of catastrophic accident, or 
of resignation to a predestined fate, pity is not an adequate 
emotion in poetry. It tends to become negative, exhaust- 
ing, sentimental, masochistic. The only way it can avoid 
sentimentality is to plunge into extreme subjectivity and 
become projected as self-pity. 

In one of Owen’s last and most beautiful poems. Miners^ 
his feeling of pity seems to have reached a stage one step 
beyond which would lead him to a subjective world: 

‘I thought of some who worked dark pits 
Of war, and died 

Digging the rock where Death reputes 
Peace lies indeed. 

Comforted years will sit soft-chaired 
In rooms of amber; 

The years will stretch their hands, well-cheered 
By our lives’ ember. 

The centuries will burn rich loads 
With which we groaned. 

Whose warmth shall lull their dreaming lids 
While songs are crooned. 

But they will not dream of us poor lads 
Lost in the ground.’ 



POETRY AND PITY 


219 

Beautiful as these lines are, one sees that the poet is 
conjuring up an emotion of pity in order to achieve 
them : he is not writing because he believes that the lives 
of the men who dig coal and who die in wars could in 
any way be altered, or, on the other hand, are in any 
way justified. His one emotion is a passive grief for the 
men and boys. The difficulty is, that poetry inspired 
by pity is dependent on that repeated stimulus for its 
inspiration. If Owen had survived the War, he would 
presumably have been compelled either to become a 
writer with some political philosophy, or else he must 
have harked back constantly to his war memories for 
inspiration. That has happened to other war writers, 
who go back to the War in search of ghosts and horrors, 
not in search of any explanations. 

Owen may indeed have been a far greater loss than any 
of us know; because he evidently realized that his war 
poetry could only represent a transitional attitude, when 
he wrote ‘All a poet can do to-day is to warn.’ He meant 
that the next generation must occupy itself with different 
problems. 

In his few poems Owen did not merely make a record 
of his experience; he made an architecture. He is not 
dictated to, even by suffering. A great deal has been 
written about his poetry, but I do not think that anyone 
has pointed out how very different all his poems are from 
each other. Each poem takes an entirely different aspect 
of the War, centred always in some incident, and builds 
round it. In the few notes which he left for the plan of 
his book, one sees that each of these poems was meant 
to contribute to a whole edifice: he had planned a book 
of true poetry about the War, not a series of poems about 
the War. 

There are, of course, artists who live in the spirit of 



OF A POLITICAL SUBJECT 

love he IS not merely rebelling against the manners of 
bis time; he is implying that the conventional romantic 
idea of love, of the sort which ‘makes the world go 
round, is not an adequate attitude towards experience 
for an artist who wants to produce good work. 

Owen is an impersonal artist in a sense that James, 
Joyce, ^ eats and Eliot are scarcely ever impersonal. He 
is not objectiMng his private mental experience, and 
‘thus escaping from personality.* The pressure of mean- 
ing in his poetry is not the pressure of self-expression, 
of his private utterance, but the pressure of a whole 
world of everything that is not himself, of war, of an 
actuality' that is scarcely even interpreted in his poetry', 
but v;bkb Tt-Ctt^ted through it. In his art he is not 
creating his own world, he is re-creating the external 
world. 


For this reason his technique, although it is striking 
and original, is subsidiary to his meaning. Although his 
use of assonance is a completely successful way of express- 
ing what he has to say, one can quite well imagine his 
war poetry' written in a different medium; in a very in- 
dividual free verse, or dramatically, or in a use of con- 


ventional forms as original and concentrated as, for 
example, the sonnets of Gerard Manley Hopkins. His 
style is not, in fact, indistinguishable from its content, it 
is simply a very effectively invented means of conveying 
it. Nor is it limited to a particular use: it has been 
adapted by young writers far more effectively than the 
styles of cither Eliot or Hopkins. I think it is true to 
say that Owen is the most useful influence in modern 
verse, although he is a lesser poet than Hopkins or Eliot 
Eliot has proved a dangerous influence, because his styh 



POETRY AND PITY 


221 


is dictated by the needs of his poetry, it does not merely 
contain the poetry. As yet it has not been shown 
whether the forms he has invented could hold the 
experience of any other poet. 

It follows from this that the medium of Joyce and 
Eliot is identified with its content; in this sense it is 
subjective, and, although it may influence other writers, 
it cannot be adapted, like a fixed mode of verse, and used 
as a container for quite other ideas. Eliot’s verse form is 
not a container for certain ideas that struggle towards 
expression: what is expressed in his verse, as well as 
thought, is the form itself, and particular musical effects. 
The subject of Eliot’s poetry is the poetry itself, and a 
particular set of reactions to a subjective world which the 
writer has largely invented, but which contains recog- 
nizable fragments of the external world. 

What one finds in Eliot is a remarkable capacity for 
cerebral experience, a remarkable gift of annotation, a 
remarkable neglect of nature. Owen’s poetry, on the 
other hand, exists by its reference to some external 
object: if it had not been the War, it might have been the 
industrial towns, and the distressed areas. 



224 IN DEFENCE OF A POLITICAL SUBJECT 

The point is that it is almost impossible for an artist 
to-day — a believing artist, one who is not simply an 
individualist-anarchist— to live entirely in the present, 
because the present is chaotic. If we want beliefs, or 
even a view of history, we must either turn back to the 
past, or we must exercise our imaginations to some degree, 
so that we live in the future. 

It is not a question of sticks for dahlias. The answer 
to that remark is, ‘Don’t be a dahlia, and you won’t 
need a stick.’ It is a question of what in the widest sense 
is going to be the social or political subject of writing. 
If the subject of writing is political justice and political 
freedom, it is no longer possible with consistency to be 
a writer who satirizes a small clique of literary dilettanti; 
who insists on regarding only the surface of his characters, 
who prides himself only on the eye; and on having an 
eye which ignores the more emotive centres. Literary 
fascism goes with political fascism. If, then, one believes 
that freedom, justice and other moral qualities are desir- 
able; if one wants to write about these things (I am not 
saying or even implying that one should want to do so); 
if one conceives that the subject of writing is the moral 
life of one’s time, in the same way as the subject of Greek 
Tragedy is moral, and Everyman is a morality, and the 
subject of Tao Te Ching is the art of ruling and being 
ruled; then to-day one is in a very difficult situation. The 
precise difficulty is to write about this moral life in a way 
that is significant: to find the real moral subject. The 
emphasis of our realistic tradition is entirely on the reality 
of externals; of nature, of mechanics, of acts. If one 
speaks of any other kind of reality one is suspected of a 
kind of idealism, which is rightly suspect: of projecting 
one’s own hopes and fears, of inventing dreams in which 
one fulfils translated sexual wishes. Yet the fact remains 



WRITERS AND MANIFESTOS 225 

that certain manifestations of what I call moral life are 
perfectly real: as real as chairs and tables, and far more 
dangerously alive than most human beings. Indeed, if 
they are neglected, they draw attention to themselves 
in wars and revolutions. Such realities are the lust for 
power, the sense of guilt; and the most overwhelming of 
all is a life which is much larger than individuals, the 
whole life of the time, larger even than the personal life, 
and threatening to destroy the personal life if it is not 
realized and given room to develop. 

I call all this as a subject ‘moral’ rather than ‘psycho- 
logical,’ because I am concerned with a whole series of 
conflicts which contribute to the stream of contemporary 
life. I am not concerned with the sense of guilt and 
the lust for power, analytically, but with the direction 
of society produced by the complex of all of these. On 
the whole, then, to call this general tendency the ‘moral’ 
life rather than the ‘psychological’ life seems, paradoxi- 
cally, the more impartial term. For if I call it ‘psycho- 
logical,’ I am bound to analyse and condemn certain 
undesirable elements — the sense of guilt, and the lust 
for power. If I call it moral I am simply concerned 
with understanding the whole tendency, and accepting 
that as the resolved and deepest life of our time. 

‘We can no longer permit life to be shaped by a per- 
sonified ideal, we must serve with all our faculties some 
actual thing,’ Yeats has written in a recent preface.^ 
This seems to me true. The ‘actual thing’ is the true 
moral or widely political subject that must be realized 
by contemporary literature, if that literature is itself to 
be moral and serious : that is to say, if it is to be the true 
successor of James. Any other art will tend to become a 
‘personified ideal.’ The weakness of Lawrence is in tl^^ 
1 The Words Upon the Window Pane, 



226 IN DEFENCE OF A POLITICAL SUBJECT 

tendency. He wrote about a kind of life which was serious 
and real; but whereas he meant to write about people, 
about the life around him, he tended, as he went on, 
only to write about himself. For, in his search for values, 
he invented a way of life that did not betray those values : 
but, most unfortunately, it was only possible to himself. 
It was the outcome of a personal struggle, and the result 
dangerously bordered on the ‘personified ideal.’ 

It seems, then, that the position of writers who are 
endeavouring to serve some ‘actual thing’ — that is, who 
are endeavouring to write about it — is worth considering. 
Cecil Day Lewis has said: 

‘Yet living here. 

As one between two massing powers I live 
Whom neutrality cannot save 
Nor occupation cheer. 

None such shall be left alive : 

The innocent wing is soon shot down 
And private stars fade in the blood-red dawn 
Where two worlds strive. 

The red advance of life 

Contracts pride, calls out the common blood. 

Beats song into a single blade. 

Makes a depth-charge of grief. 

Move then with new desires. 

For where we used to build and love 
Is no man’s land, and only ghosts can live 
Between two fires.’ 


The poem asserts that two worlds exist and are fight- 



WRITERS AND MANIFESTOS 


227 

ing: the striving worlds are obviously intended to represent 
the class war, or at all events the rivalry between revolution 
and reaction. This contest is so important that neutrality 
is impossible. ‘The innocent wing is soon shot down, 
And private stars fade in the blood-red dawn.’ The poet 
is evidently on the side of ‘The red advance of life,’ 
because he believes that ‘only ghosts can live between 
two fires.’ 

The poem, then, is not only about Communism : it also 
has a propagandist element: it argues, and some of the 
argument is, to say the least, controversial. For example, 
the simplification of issues might seem to some people 
premature, if not grotesque. But this does not really 
affect the real claim of the poem to value. The implicit 
assertion of the poem is that it is about realities: that the 
struggle between two worlds is real— as real as the de- 
scriptions of environment in novels— that the material 
of the poem is life. 

If I am right in saying that the struggle of Communism 
or Socialism against the anti-Socialist forces of the whole 
world exists, I think that the reader, in judging left-wing 
literature, must not judge it in the same way as he argues 
against Communism. It is not a question of whether he 
thinks the premises are false, but of whether the pre- 
mises are about realities, in the sense that there are 
political and moral realities which are more enduring than 
the external world of literary realism. What he should 
ask is— Does this Communist approach lead to a greater 
and more fundamental understanding of the struggle 
affecting our whole life to-day ? 

Now, one of the chief claims of Communism as a 
political creed is that it is materialist. The materialist 
conception of history, the theory of surplus value, the 
idea of crystallized labour: all these are solids, they are 



228 IN DEFENCE OF A POLITICAL SUBJECT 

material subject-matter and yet move in the world of 
ideas. The writer who grasps anything of Marxist theory, 
feels that he is moving in a world of reality, and in a 
purposive world, not merely a world of obstructive and 
oppressive things. 

Lastly, it is as well to remember that perhaps the most 
fundamental of all beliefs illustrated by drama and poetry, 
in all history, is the idea of justice. We live in an age 
when we have become conscious of great social injustice, 
of the oppression of one class by another, of nationalities 
by other nations. Communism, or Socialism in its com- 
pleted form, offers a just world— a world in which wealth 
is more equally distributed, and the grotesque accumula- 
tion of wealth by individuals is dispersed : in which nations 
have no interest in destroying each other in the manner 
of modern war, because the system of competitive trade 
controlled by internecine and opposed capitalist interests 
is abolished. 

These aims are so broad and so just that no amount 
of abuse and sneering can affect the people who hold 
them. It is no use telling me, for example, that I am a 
bourgeois-intellectual, that I know nothing, or next to 
nothing, of the proletariat. All that and a lot more 
may be true. The point is, though, that if I desire social 
justice I am not primarily concerned with myself, I am 
concerned with bringing into being a world quite external 
to my own interests; in the same way as when one writes 
a poem one is allowing the poem to have its own, im- 
personal, objective being; one is not shoving oneself 
into it. 

The Socialist artist is concerned with realizing in his 
own work the ideas of a classless society: that is to say, 
applying those ideas to the life around him, and giving them 
their reality. He is concerned with a change of heart. 



WRITERS AND MANIFESTOS 229 

He is not primarily concerned with ways and means, 
and he is not paralysed by the argument that the economic 
system is rigid. The economic system was made for 
man, and not man for the economic system; so that if 
man changes — that is to say, if he has a new and strong 
conception of justice— the economic system will also 
change. 

It also follows that the writer is primarily interested 
in man, and not in systems, not even in a good economic 
system. Systems are rigid, and they must always be 
forced externally — by external criticism — to change. In 
that sense, art, because it insists on human values, is a 
criticism of life. 

Good architecture is a criticism of slums. Good paint- 
ing is a criticism of the pictures we have, the clothes we 
wear, all the appearances with which we surround our- 
selves. Good poetry is a criticism of language, of the 
way in which we express ourselves, the direction of our 
thoughts, the words we hand down to our children. 
Our industrial civilization has proved almost impervious 
to that criticism of life which we find in architecture, 
painting, music and poetry. Art has been resisted, and 
the artists have been driven to form cliques with a private 
language and private jokes. But no system can afford to 
be without the criticism of art. The whole point of artists 
adopting a revolutionary position, is that their interests 
may become social, and not anti-social, and that their 
criticism may help to shape a new society. 

When one considers the position of artists in a Socialist 
state, it is well, therefore, to remember that the art which 
has ‘roots in the masses’ must be free to tell the truth 
and to criticize life. Lenin said, ‘Art belongs to the 
people. It ought to extend with deep roots into the very 
thick of the broad toiling masses. It ought to be intelli- 



230 IN DEFENCE OF A POLITICAL SUBJECT 

gible to these masses and loved by them. And it ought 
to unify the feeling, thought and will of these masses, 
elevate them. It ought to arouse and develop artists 
among them.’ 

A democratic art has always been popular with certain 
writers, who have appealed in their work from a small 
set of fellow artists to the people. The point of 
such an appeal is that by widening his audience the 
artist also widens and deepens his subject-matter: he 
draws strength from deeper roots. The writer who is 
starving because he cannot reach any audience but a 
small clique, and who finds the whole literature, painting 
and music of his time a prey to the same cliquiness, 
will suspect that there is something wrong with our 
sectarian literature. Now, whatever may be the faults of 
Russian writers to-day, they do at least reach a wide 
audience, and they do succeed in writing about matters 
which passionately concern the people. In order to awaken 
this wide interest they don’t play down to their audience 
in the fashion of our popular writers. 

Nevertheless, Russian literature suffers, or has until 
recently suffered, from its own sectarianism, which con- 
sisted in the establishment of what amounted to a 
monopoly of publishing and criticism by a small group 
of writers who formed an organization called RAPP 
(Russian Association of Proletarian Writers). The busi- 
ness of this union, and of various companion societies was 
to insist on the proletarianization of art, and to persecute 
artists who were not correct in their party ideology. 
Max Eastman has written a book, called Artists in 
Uniform^ which is an extremely prejudiced account of the 
activities of RAPP. He is clearly carrying on a bitter 
personal vendetta against the editors of the American 
Gsmmunist periodical. New Masses^ which he finds to be 



WRITERS AND MANIFESTOS 231 

subservient to Moscow. He is also a Trotskyist, and 
a violent critic of the Stalin dictatorship. He draws 
attention to all the blunders of RAPP, but he does 
not emphasize that some writers have been well treated. 
For example, he ignores Nekrassov, and he is so anxious 
to prove that RAPP has destroyed all literary talent in 
the Soviet, that Gladkov, to take one example, is not 
mentioned in his book. In spite of these defects of 
over-statement, the indictment he draws up is alarming, 
and, in some ways, almost overwhelming. There are 
many examples of persecution by RAPP. The suicides 
of Yessenin and Maiakovsky may have been inevitable, 
since their faulty ‘individualism’ perhaps made it, in 
any case, impossible for them to adapt themselves to 
the revolution. Far more serious is the case of Zamyatin, 
whose novel. We, was not published in the Soviet, but 
was pirated in a Prague emigre magazine : this misfortune 
was used as a frame-up against Zamyatin, and he was 
compelled to live in exile. Romanov, who is well known 
in England for his novel. Three Pairs of Silk Stockings, 
was so unfortunate as to receive a favourable review in 
the London New Statesman, in which the reviewer re- 
marked that it was a mystery that Romanov’s book 
should be allowed to appear in Soviet Russia. The 
mystery did not cease, but Romanov was compelled to 
recant publicly. Another writer, Pilnyak, on being 
charged with counter-revolutionary tendencies, managed 
to make an art of humiliating himself and begging for 
Marxist instruction; he has become one of the most 
prosperous writers in the Union. 

Since RAPP no longer exists, Eastman’s indictment 
may seem irrelevant, because I do not suppose that 
even the Soviet Government would now defend RAPP’S 
actions. But he holds that matters are now little, if at 



232 IN DEFENCE OF A POLITICAL SUBJECT 

all, better, and that RAPP was only liquidated because 
its destructive function was completely performed. The 
next few years will show whether or not this accusa- 
tion is just: but meanwhile Eastman’s charges should 
be read and considered. It is not enough to dismiss 
him as a counter-revolutionary, if what he says is true. 
The following principles were dictated to the Kharkov 
literary congress, a meeting of Communist writers from 
every part of the world, by Auerbach, a young representa- 
tive of the bureaucracy.^ 

(1) Art is a class weapon. 

(2) Artists are to abandon ‘individualism’ and the fear 
of strict ‘discipline’ as petty bourgeois attitudes. 

(3) Artistic creation is to be systematized, organized, 
‘collectivized,’ and carried out according to the plans 
of a central staff like any other soldierly work. 

(4) This is to be done under the ‘careful and yet firm 
guidance of the Communist Party.’ 

(5) Artists and writers of the rest of the world are to 
learn how to make proletarian art by studying the ex- 
perience of the Soviet Union. 

(6) ‘Every proletarian artist must be a dialectical 
materialist. The method of creative art is the method of 
dialectic materialism.’ 

(7) ‘Proletarian literature is not necessarily created by 
the proletariat, it can also be created by writers from the 
petty bourgeoisie,’ and one of the chief duties of the 
proletarian writer is to help the non-proletarian writers 
‘overcome their petty bourgeois character and accept the 
viewpoint of the proletariat.’ 

It is evident that the aim of this manifesto is to convert 
art into an instrument that can be used for party purposes. 
It is not the business of the artist to see, but to conform. 

* See Chap. I of Artists in Uniform by Max Eastman. 



WRITERS AND MANIFESTOS 233 

He must not be a two-edged instrument which might 
turn against the party. It is his business to go where he 
is sent and to observe what he is told. 

There is not the least doubt that a great many Com- 
munists look on art purely as a party instrument. To 
take a small instance, I read in a proposed manifesto 
sent by Alec Brown to Left Review^ that ‘during the 
initial period of our magazine [it is] most important 
to carry on rigorous criticism of all highbrowism, in- 
tellectualism, abstract rationalism, and similar dilettan- 
tism.’ And what do these abusive terms mean, one 
may ask The answer is only too simple : it is everything 
that WE happen not to agree with ideologically. 

It may be argued that there is a severe censorship 
now in almost every European country except Russia, 
and that even in England there is no longer any great 
freedom of speech. But there is a great difference 
between even the severest and most stupefying censorship 
and the attempt to regard art as a mere instrument in 
party hands, which is illustrated in the Kharkov manifesto. 
The difference is that censorship cuts or bans books 
when they are already written: the principles laid down 
in this manifesto order the manner in which books should 
be written, what they should be about, and what attitude 
the writer should adopt to his subject. No censorship 
has ever gone so far as this. This instrumentalization 
permits too the rise of a school of critics whose business 
simply is to apply the canon. To attack writers because 
they are bourgeois, because their novels, if they are 
about life as they know it, are not proletarian, or, if 
they are about the working-classes, because their attitude 
is not revolutionary enough. In July 1934 an article 
appeared in New Masses attacking Auden, Day Lewis, 
^ Left Reviea-, No. 3, December 1934. 



234 IN DEFENCE OF A POLITICAL SUBJECT 

and myself, because we were aristocrats, athletes, and so 
on. Auden’s parents, it said, were Welsh squires, and 
we were all of exalted birth. Of course there was no 
word of truth in these attacks, in fact there was no fact 
at all in the whole article that was not invented. In any 
case, the facts, even if true, would to most people have 
seemed irrelevant. But not to this essayist. His business 
was to prove that we were aristocrats, and then to show 
that our verse was counter-revolutionary. His humble 
duty was to discredit us, and that he performed, quite 
regardless of any sense of truth. In Russia, a few years 
ago, such attacks were a commonplace, and there was 
no appeal against them. 

Against this, one must set some statements by writers 
and critics in Literature of the Peoples of the U.S.S.R., 
Vols. 7-8. Some of the declarations here seem admirable 
and honest. For instance, A. Selivenovsky, in an essay 
on the Poetry of Socialism, says: ‘To become an artist of 
socialism means, if you come from the intelligentsia, 
that not only must you be convinced that the ideas of 
socialism are correct, but that you must alter your previ- 
ously-formed poetic style. It means that you must 
overcome and discard many of your former ideas about 
life : you must change your way of looking at the world. 
But this alteration does not imply, of course, that the 
subject-matter, imagery, and style of the poet of socialism 
is made to lose all individuality, is reduced to complete 
uniformity. This is far from the case. The fact is that 
it is socialism that ensures the all-round development 
and growth of the human individual.’ 

This seems to me excellent. Good too is V. Kaverin’s 
essay on literature and science, in which he pleads for a 
more scientific subject-matter in modern literature. C. 
Zelinsky is narrower: ‘Criticism acquires a function of 



WRITERS AND MANIFESTOS 235 

a principally intellectual-educational order: to struggle 
against the heritage of capitalism and consciousness by 
exposing it in art.’ However, he has hard, almost sinister 
things to say of Voronsky, a figure of the recent past. 
‘Voronsky based his conception of art on the works of 
Tolstoy and Proust, writers in whose work direct ob- 
servation is most prominent. In such a system of views, 
however, the very core of the Marxian conception of 
literature, its very heart, class activity, was lost. It was 
not by chance, therefore, that Voronsky proved to be 
allied with Trotskyism.’ 

Even officially, the position of literature in Communist 
society is extremely controversial. All I want to emphasize 
here is that if one is on the side of the greatest possible 
degree of freedom, if one insists that one should write as 
one cares and about what one wishes, one is not a traitor 
to the Socialist cause. No system is complete in itself as a 
solution of the bad system which it supersedes. If there 
is to be any sort of freedom or improvement, one has got 
to push and even sometimes fight the systems one most 
approves of. Unless artists insist on their right to criticize, 
to be human, and even ‘humanitarian,’ Communism will 
become a frozen era, another ice age. 

Lastly, the view of Lenin was not at all that of a bureau- 
crat. Polonsky, in his Outline of the Literary Movement 
of the Revolutionary Epoch, relates how he pencilled com- 
ments on an article of Pletnev, On the Ideological Front, 
which was printed in Pravda, Sept. 27th, 1922.^ ‘ “The 

creation of a new proletarian class culture is the funda- 
mental goal of the Proletcult,’’ wrote Pletnev. “Ha, 
Ha!’’ There are many other comments and remarks, 
such as “human!’’ and “What a mess!’’ surviving. In 
two places he writes “Bunk.” ’ 

* Polonsky’s article forms an appendix to Max Eastman’s book. 



XIV 


UPWARD, KAFKA AND VAN DER 
POST 


It would be irrelevant here to attempt any survey of 
Communist literature. An enormous wealth of such litera- 
ture exists, mostly with a proletarian subject-matter, but 
in an extremely old-fashioned style and frame-work. In 
the case of Russian literature this reversion, not to the 
style of the Russian classics, but to the styles of the 
jeuilleton and the thriller, may be necessary, since the 
phase of literary experiment hardly at any moment 
affected the audience for which these new artists are 
writing: it concerned only an audience of writers. The 
starting-point for the writer who wishes to reach a large 
working-class audience is not Proust, nor even Tolstoy, 
it is, at worst. The Happy Magazine^ and at best, Gorky, 
in his most tramping moods. 

Anyone who is interested in the subject will find plenty 
of exceptions to my generalizations: particularly in the 
novels of Ehrenbourg, Gladkov, and Romanov. But here 
I am primarily concerned with the ‘highbrow’ literature 
of young English Communists. This is not in any sense 
proletarian: it is advance-guard experimental writing 
imbued with Communist ideology. I am thinking here 
particularly of some of Auden’s poems (for example, of 
The Dance of Death), of the anthologies New Signatures 
and New Country, and in particular of Edward Upward’s 
two short stories in New Country. As interesting are 
several books, which although not Communist in tendency, 

236 



UPWARD, KAFKA AND VAN DER POST 237 

have as their subjects Communism or working-class move- 
ments. One of the most interesting proletarian novels of 
the last few years is Living, by Henry Green, a book 
that seems to have been almost neglected. Plomer’s 
novel, The Invaders, which I have already discussed, 
also qualifies as a proletarian novel. 

The two works which I am going to discuss in this 
chapter seem to me particularly significant, because the 
one (Edward Upward’s story) is, from the Communist 
standpoint, ideologically correct: the other, Van der 
Post’s novel, In a Province, because it is a serious political 
novel which is a complete refutation of the revolutionary 
tactics of Communists. 

Edward Upward’s short story, Sunday (which appeared 
in New Country), is simply an account of the thoughts 
of a man who is living a very insignificant life in a 
lodging-house room. His Sunday is spent in nervously 
meditating on his own inefficiency: particularly because 
the next day, in the office, he knows that he will be 
obliged to use a rotary duplicator (actually the incident 
of the duplicator is not very well chosen, because when it 
is first introduced, one naturally thinks that it has to do 
with his Communist activities rather than his office work). 
While he is thinking in this way, rationalizing, nervously 
reassuring himself, he has what one can only call a vision 
of the purpose of history. 

The story opens with an account of his returning to 
lunch after a walk in the park. His thoughts are directed 
to the purposive nature of civic consciousness, as shown 
in the arrangement of the park. 

‘Why did the council put flood-lights in the trees 
round the fountain and build a thatched hut for ducks 
on an island.? Not merely in order to give the contract 
to their friends or because it’s the fashion, but also be- 



238 IN DEFENCE OF A POLITICAL SUBJECT 

cause they want the town to have a good name with visitors. 
That’s what civic consciousness really means, and it’s a 
perfectly sound business proposition, I suppose.’ 

Like most moderns. Upward’s hero is well soaked 
in what Cambridge dons (the more advanced ones) call 
‘contemporary sensibility.’ He is nervy, and unsure of 
his own inner self: when he looks beyond himself, he 
receives the authentic, guaranteed W aste Land reactions, 
‘a sense of desolation, of uncertainty, futility.’ 

‘I am going back to my lodgings for lunch. Who will 
be there Only the table, the flower with protruding 
stamens arching from its jug like a sabre-toothed tiger, 
the glass of custard, pleated apple-green satin behind the 
fretwork fleur-de-lys panel of the piano. The whole after- 
noon and evening will be free. Realize that, realize what 
I could do. All the possibilities of thinking and feeling, 
exploration and explanation and vision, walking in 
history as among iron and alabaster and domes, focusing 
the unity of the superseded with the superseding, recog- 
nizing the future, vindicating the poets, retiring between 
pillars as Socrates, desperate as Spartacus, emerging with 
Lenin, foreseeing the greatest of all eras. But unless I 
am very careful I shall sit on the sofa trying not to go 
on reading the paper.’ 

This is beautifully observed and written. After 
noticing this, the sureness of structure and clearness of 
vision, one notices that there is after all a great difference 
in the attitude of this man, and the attitude say, of 
Prufrock, or any of the heroes of James. In the first 
place, he is neither of those exaggerated modern types, 
the ‘special case,’ the man of enormous sensibility who 
does nothing but feel and be ‘extraordinary,’ and the 
ordinary case, the bank clerk, who is very dull but feels 
a lot just the same. He is a man who knows exactly his 



UPWARD, KAFKA AND VAN DER POST 239 

place in society, and has neither an exaggerated sense of 
his importance, nor his unimportance. He is more in the 
position of Prufrock than of a James hero (or heroine, 
like the post-office girl of In the Cage\ but if one compares 
him with Prufrock, one instantly notices an aspect of 
Prufrock that is not apparent. Prufrock is, in fact, 
rather pleased with himself at being such a nonentity. 
There is an air almost of self-congratulation about such 
lines as these: 

‘No! I am not Prince Hamlet, nor was meant to be; 
Am an attendant lord, one that will do 
To swell a progress, start a scene or two. 

Advise the prince; no doubt, an easy tool. 
Deferential, glad to be of use. 

Politic, cautious, and meticulous; 

Full of high sentence, but a bit obtuse; 

At times indeed, almost ridiculous — 

Almost, at times, the Fool.’ 

The final caress of self-congratulation falls in the last 
line, for everyone knows that in any romantic drama, 
by far the cleverest character is the Fool. This romantic 
self-regarding tradition goes back to the lines of Othello: 

‘Soft you; a word or two before you go. 

I have done the state some service, and they know’t.’ 

To-day the egoism is not so noble and direct. It has 
taken the form of a snobbery that sensibility is an end in 
itself, that the person who feels a great deal, who is 
sensitive, is in some way vastly superior to the person 
who behaves responsibly and wilfully. Prufrock appeals 
to this snobbery, because the implication of his lines is 



240 IN DEFENCE OF A POLITICAL SUBJECT 

that he is such a vastly superior sensibility that he does 
not really want to do anything. 

Now I believe that one of the healthier symptoms of 
some recent writing is a reaction from this insidious 
self-congratulation. Compare Upward’s story with a 
passage from W. H. Auden’s Airman's Journal in The 
Orators \ 

‘I know that I am I, living in a small way in a temperate 
zone, blaming father, jealous of son, confined to a few 
acts often repeated, easily attracted to a limited class of 
physique, yet envying the simple life of the gut, desiring 
the certainty of the breast or prison, happiest sawing 
wood, only knowledge of the real disturbances in the 
general law of the dream; the quick blood fretting against 
the slowness of the hope; a unit of life, needing water 
and salt, that looks for a sign.’ 

This is the attitude of a person who is able to accept 
himself at the estimate which society has of him. Humility 
of this sort is necessary to any writer who wishes to have 
a political understanding of our time. For the extremes 
of egotism, whether they are megalomaniac, or self- 
debasing, thrust him back upon himself: they are the 
‘personified ideal.’ 

Upward’s hero goes on to consider the various attitudes 
which he may take up to the duplicator. 

‘I can’t just forbid myself to be seriously interested in 
the success or failure of the copies, and then, if they fail, 
highmindedly submit to a thrashing from a slave-owner. 
No one would attempt to thrash or torture me, I should 
simply be asked to find another job. . . . Things may have 
been different under the feudal barons. Then you were 
someone’s property and you might be thrashed but you 
wouldn’t be abandoned. That’s what gave colour to the 
God the Father theory.’ 



UPWARD, KAFKA AND VAN DER POST 241 

He reflects that he is not one of the responsible classes, 
one of the ‘liars and twisters.’ ‘I am much nearer to those 
other blunderers who, cynically regarding as a dishonour 
and a horror the work they have to do every day, try to 
preserve the old integrity intact within the blind enclosure 
of their minds. That is the maddest mistake of all. 

‘It is mad to be content to hate every external danger, 
to be an ostrich, to accept any explanation which mini- 
mizes the importance of material gains or losses, to fail 
to try and find a real solution. It’s no use pretending 
you are splendidly or redeemingly or even interestingly 
doomed.’ 

I quote extensively, because what the hero of the story 
is criticizing is really a whole cultural attitude: it is the 
attitude of many of the writers whom I have been dis- 
cussing in this book: those who try to preserve the old 
integrity, who considered themselves interestingly 
doomed. 

In the same way as Lawrence, when the heroes of 
his stories reject the ideal of love, himself rejects that 
attitude as a creative attitude for his fiction, so 
Upward rejects the attitudes of being an ostrich or 
preserving one’s individual integrity. What this story 
reflects is in fact a changed consciousness towards 
politics. 

The man in his momentous walk through the park 
has his authentic vision as significant in its way as the 
vision of the hero of The Ambassadors, in another more 
aristocratic garden. The message which Strether de- 
livered on the earlier occasion, was ‘Live, live!’ The 
vision in Sunday is one of the purpose in history: 

‘But history will not always be living here. It will not 
always wear these sordid and trashy clothes. History 
abandoned the brutal fatherliness of the castle, and it 



242 IN DEFENCE OF A POLITICAL SUBJECT 

will abandon Sunday and the oppression of the office too. 
It will go to live elsewhere. It is going already to live 
with the enemies of suffering, of suffering beside which 
yours shows like silly hysteria, with people who are not 
content to suppress misery in their minds but are going 
to destroy the more obvious material causes of misery in 
the world.’ 

The story ends with a personal decision of the man 
who is thinking these thoughts : ‘ He will go to the small 
club behind the Geisha Caff. He will ask whether 
there is a meeting to-night. At first he will be regarded 
with suspicion, even taken for a police spy. And quite 
rightly. He will have to prove himself, to prove that he 
isn’t a mere neurotic, an untrustworthy freak. It will 
take time. But it is the only hope. He will at least have 
made a start.’ 

This story is remarkable, because it shows that it is 
possible for a writer to create by going forward into a 
new tradition, as well as going back, like Eliot in The 
Rock, into an old one. Upward has a political or moral 
or sociological vision which is as remarkable as that of 
Franz Kafka; the forces which he symbolizes seem so clear 
that they convince us even more than the realities which 
symbolize them. Another story called The Colleagues, 
also published in New Country, is an account of the 
authentic vision of a young school-master standing in 
the preparatory school playground and watching his 
colleagues punt a ball : 

T>loyd has regathered the ball. He’s perfectly aware 
that I’m watching. Receiving a long pass and holding it 
neatly he began to run. He swerved, sold the dummy, 
fended off a tackle, punted over the head of the full- 
back. Knee up, rigid, a clean full punch with the instep. 
He sprang, he raced towards the tennis courts. Bucking, 



UPWARD, KAFKA AND VAN DER POST 243 

heavily agile, with jerking shoulders. Baboon or antelope. 
Going all out, broad-backed in a tight sweater. How 
terrific. How electrically vile. He plunged, he touched 
down, stumbling among tree roots. It’s a vision. I am 
palpably standing here. There are no other witnesses. 
If there were they would have nothing to report except 
that a young preparatory school-master has kicked a 
football. I have seen a horror which no one else would 
have been privileged to see. For an instant I must have 
been authentically insane. Bunyan saw mountains shin- 
ing over the houses. I’ve had an hallucination. Probably 
voluntary. It’s a reward. It’s going to happen again. 
In the night. At lunch. Everywhere. An award of 
power. This is only the beginning. A genuinely religious 
delusion. I am very glad.’ 

The last two sentences are extremely important; for 
the most significant fact about Upward’s two stories is 
that they are religious. The visionary conviction can 
only be described as religious, and the complete and quiet 
solution of Sunday— to go to the meetings at the club 
behind the Geisha Caf^ — is the religious resolve to par- 
take in some ritual. Again his vision of his enemy is 
religious. He sees his enemy in Hell, as an external and 
hated object, not as a projected element of himself. 
Stylistically and in his attitude, Upward resembles, and 
perhaps owes much to, Kafka. Kafka has the same vision 
of authority: but he is in doubt whether the authority 
is purposive: he is only certain that it is real. There is 
no solution in Kafka, and for that reason his stories 
are always inconclusive. The Castle is unfinished, be- 
cause there could be no conclusion to it. What is 
established is that the power which directs the village 
from the Castle above it is authoritative and undisputed: 
but whether it is inane or sensible is unknowable. The 



244 IN DEFENCE OF A POLITICAL SUBJECT 

peculiar fascination of Kafka is that he is a visionary 
who doubted his own visions: the vision is completely 
convincing and overwhelming; but, unlike any other 
visionary, he questions his vision. The mere flooding 
conviction of authority in the universe is not enough, if 
the power seems wasted, untidy and purposeless. His 
vision of society is built around the sense of authority 
pervading the whole life. For example, there is his legend 
of The Great W all of China : 

‘Fifty years before the first stone was laid the art of 
architecture, and especially that of masonry, had been 
proclaimed as the most important branch of knowledge 
throughout the whole area of a China that was to be 
walled round, and all other arts gained recognition only 
in so far as they had reference to it. I can still remember 
quite well us standing as small children, scarcely sure 
on our feet, in our teacher's garden, and being ordered 
to build a sort of wall out of pebbles : and then the teacher, 
girding up his robe, ran full tilt against the wall, of 
course knocking it down, and scolded us so terribly for 
the shoddiness of our work that we ran weeping in all 
directions to our parents. A trivial incident, but significant 
of the spirit of the time.’ 

The nausea and despair which is the core of his work 
is revealed in a later passage: 

‘In the office of the command— where it was and who 
sat there no one whom I have asked knew then or knows 
now— in that office one may be certain that all human 
thoughts and desires were revolved, and counter to them 
all human aims and fulfilments. And through the window 
the reflected splendours of divine worlds fell on the hands 
of the leaders as they traced their plans.’ 

The centre of this society, existing and elaborately 
organized, with a complete system of morality functioning 



UPWARD, KAFKA AND VAN DER POST 245 

only to promote the existence of one external aim — a Wall 
—is then a blank — a pious hope, a wish, a poem. Here one 
sees that Kafka has, more than any other writer, plunged 
into the destructive element: his vision of society is 
authoritative, ironically religious, and nihilist. Upward 
in his stories offers a solution to the question that Kafka 
could not answer, by replying that the purpose of social 
morality is the transformation of society itself, a historic 
act of the will, the volition of ‘people who are not content 
to suppress misery in their minds but are going to destroy 
the more obvious material causes of misery in the world.’ 

Laurens van der Post’s novel is a book of a kind 
which will be more familiar to most readers. It is a 
biographical study of a young Dutchman, Johan van 
Bredepoel. The book opens with an account of his first 
serious illness, when he is twenty-five years old. We are 
evidently at a turning-point of his life, but we are not 
asked to consider the years that follow this illness, but 
his childhood and his youthful experiences which precede 
it. However, it is very important that the book opens 
with this illness, because it crystallizes the experiences 
of all his past life, amounting to a mental struggle which 
was doomed to express itself in a crisis of the body. 

The scene of the book now shifts to the past, logically 
enough, because the explanation of the illness lies in the 
past. We are given an account of his home, of his 
puritanical Boer upbringing, of how he is taught to 
despise the coloured people. However, there are already 
rifts in his complacency, intuitions which disturb him, 
which do not fit into his surroundings but suggest a more 
consistent future. For example, there is the occasion 
when his tutor, Meneer Broecksma, finds his diary, and 
starts a discussion which finally shocks his pupil: 

‘. . . Have you so little appetite for life in you.^ Tell 



246 IN DEFENCE OF A POLITICAL SUBJECT 

me, for instance, haven’t you noticed what a good figure 
that girl Johanna has? I bet you haven’t! but just look 
at her, there’s something for you to write about.’ 

‘But, Meneer Broecksmal’ Johan exclaimed, overcome 
with surprise. ‘She’s black!’ 

‘Black! Of course she’s black; I’m not blind,’ the old 
man replied more warmly than seemed necessary. ‘But 
that doesn’t make any difference to the fact that she is very 
beautiful. It’s necessary to have grown up in this awful 
country not to have seen that. Every time I look at her, 
I feel that we lose a hell of a lot by being civilized. Look 
at her yourself and be inspired!’ 

Subsequently his tutor was dismissed and Johan knew 
that the reason was his admiration of the black girl. 
These things left a deep impression on his puzzled mind. 
It was not, however, until he moved to the town of Port 
Benjamin that he became really interested in the lives of 
the black people. His interest was partly a reaction from 
his disgust at the lives of the white people, the inhabitants 
of his boarding-house, ‘Eagle’s Nest.’ In particular, he 
became friendly with a young negro, Kenon, who was a 
servant in the boarding-house. He used to give Kenon 
money to send each month to his parents. The effect of 
Port Benjamin on Kenon was disastrous. He became 
drugged and overwhelmed by the life of cheap cinemas 
and brothels. He was sent to prison for six months for 
becoming involved in a fight which took place at a 
brothel, and for being drunk. 

In this book, the unhappy life of Kenon becomes, 
as it were, a projection of Johan’s interest in politics. 
The seriousness of this one case makes him realize the 
whole racial problem, and at the same time it expresses 
the depth of his realization. On the one hand, he is an 
exile from the whites, who regard him as a traitor; on 



UPWARD, KAFKA AND VAN DER POST 247 

the other hand, he is involved in a terrible spiritual struggle 
with the communist agitator, Burgess. This struggle has 
its own violent projections, culminating in a riot, for 
which Burgess is responsible, and in which some of the 
natives whom he has enlisted are killed. Kenon is one 
of those who are shot. 

The book would not be so living if van Bredepoel, 
because he is the central character who is struggling to 
achieve a balance of opposing forces, were himself por- 
trayed as balanced and perfect. He is a rather weak man, 
who is extremely unwilling to be drawn into affairs 
which are not his own. In him this is culpable, because 
it amounts to a refusal to recognize his real interests in 
life, since he is interested in justice and freedom. Nothing 
shows this more clearly than his relationship with Kenon, 
for whom he has a feeling amounting to love. Yet one 
feels that his love for Kenon is primarily a moral rather 
than a sexual feeling: or to put this in another way, his 
dissatisfaction with the society in which he is living has 
thwarted the normal outlet for his love, which has 
emerged in this spiritualized homosexual form. His child- 
hood experiences and the incident of the black girl now 
take on a new aspect, for one sees that they amounted to 
a realization that his whole environment was false, that 
his parents’ happiness was based on false assumptions 
and an easy acceptance of injustice. 

Van Bredepoel’s weakness is demonstrated by his 
treatment of Kenon. Although he behaves generously 
to the native, on two or three occasions he omits to act 
when by acting strongly he might have saved Kenon. 
He has, however, a power of reflexion; of regarding 
himself objectively, and of learning from his own ex- 
periences, which sometimes atones for weakness of 
action: an ability to discuss things and accept criticism 



248 IN DEFENCE OF A POLITICAL SUBJECT 

which is not possible to stronger characters, who dare 
not admit any criticism which might thwart them. The 
sociological and moral questions of the book might be 
re-stated on another plane by asking whether van Brede- 
poel is weak or strong: for if he was able to form a 
synthesis of his conflicting experiences, it is difficult to 
dismiss him as weak. 

This book ends, as I have said, with a description of a 
riot, in which the police break up a meeting organized 
by Burgess. The tall, thin, nervous, consumptive, idea- 
listic agitator, Burgess, is one of the best characters in 
the book. It is this riot which resolves Johan van Brede- 
poel. Afterwards, Burgess is still talking about his 
‘benighted system,’ although he himself is as responsible 
as anyone for Kenon’s death. Johan turns on him: 

‘It’s the system, always the system, and yet again the 
system, for you. You are always beating your wings 
against the system. I’m sick of hearing about the system. 
The system is only an approximation, a reflexion of the 
rules that govern the little acts of each one of us. Only 
it’s an approximation so big that if you place all the 
emphasis on it, the individual loses the sense of the 
responsibility for his little share in it. It seems to me 
fatal. The starting- and finishing-point is in the heart of 
each man. At one time the responsibility for action was 
placed on the individual, and I think the world was 
relatively a good deal happier. But to-day, if a man is a 
thief or a murderer, we no longer blame the man, we 
blame his environment. If a man is poor and hasn’t 
enough to eat, we don’t say that he has been lazy or has 
made no consistent effort to better himself, we blame the 
system. If a man rapes a woman, or walks down the 
street and opens his fly to a crowd, we don’t blame his 
lack of self-control; we say, “What can you expect of a 



UPWARD, KAFKA AND VAN DER POST 249 

system which forces such terrible sex-taboos on us?” 
It’s always the system. Even scientists and philosophers 
have rushed in to help people like you. Man, they tell 
you, is only a machine; put him in a certain environment 
and he must react in a definite and calculable way. He 
cannot help himself, only his conditioned reflexes can. 
And what conditions these reflexes? Environment. Oh 
yes! The ground has been well ploughed! You have 
all the rationalization for your attacks on the system that 
you can want. Only man is losing the sense of his in- 
tegrity, the sense of his responsibility to himself. He is 
already, for you, someone who can be improved merely 
by increasing his income. Everyone wants to improve 
the system under which he lives and not himself, and as 
he, or a collection of people like him, make the system, 
it all ends in no improvement, no responsibility. Take 
you yourself. What have you done this afternoon ? I 
haven’t heard you utter a word of reproach against your 
share in it, all you’ve done is to come back howling 
about the system again!’ 

He goes on : 

‘. . . Listen, the unjust man, the selfish man, the cruel 
man, will act always according to his lights. The system 
is only a garment round the human heart; it does not 
give shape to the heart, it takes its own shape from the 
heart. I agree with you that some garments fit better 
than others, but yours seems to me not a garment but 
a strait-jacket, which man will have to burst if he is to 
survive. Under your system the just will still be just, 
the unjust still unjust, we will be no farther forward, 
and you’ll have put the world through a period of 
bloodshed and anarchy in vain. Your enemy and mine 
in this country is not the system but the heart of every 
white man. You can’t legislate a man’s heart away.’ 



250 IN DEFENCE OF A POLITICAL SUBJECT 

Laurens van der Post’s novel seems to me particularly 
relevant to my discussion, because it is a book which 
has as its subject revolutionary politics, but which is not 
propagandist. It is scarcely necessary to point out that 
to any Gjmmunist this book would seem counter-revolu- 
tionary, and that in Russia it would presumably be 
banned. The vice of revolutionary literature is not the 
material which it takes as its subject-matter— that is its 
greatest virtue— but that it permits only one interpreta- 
tion of that material. One can quite well imagine how 
a Communist writer would have dealt with van der 
Post’s material. The moment Johan came into contact 
with Burgess, all sense of inquiry and speculation would 
have been abandoned, Burgess would have been accepted 
as an angel and van Bredepoel would have become his 
ally. Kenon would have been glorified as a martyr of 
the revolution, and Johan would have been able to con- 
gratulate himself on helping his friend along the road 
towards such a glorious death. 

The fact is that to make this a propagandist novel, 
van der Post would have had to make assumptions 
which are destructive to art. These assumptions all 
amount to an assertion of knowledge that the writer 
does not possess, and which the reader knows he does 
not possess. It is destructive for an artist to say that 
he knows something which he only believes or hopes 
to be true. For example, to say that I am on the side 
of the proletariat, that I shall fight for their cause, may be 
just. To say that the proletariat is better than any other 
class, that the proletarian revolution is the historic 
future of the world, is to blind myself as an artist. It is 
the business of artists to insist on human values. If there 
is need for a revolution, it is these human values that 
will make the revolution. 



XV 


THE AIRMAN, POLITICS AND 
PSYCHO-ANALYSIS 


I HAVE suggested, in the previous chapter, by quoting van 
der Post’s novel, that one way of testing the value of a 
possible Communist literature is by considering not what 
is contained under that heading, but what is excluded 
from it. One sees then how narrow and sectarian a basis 
Communism as a creative philosophy may become, and 
one begins to understand the difficulty of the writers 
who organized the persecutions of RAPP. For clearly, 
if there is a Communist way in which van der Post 
should have written his book, it is inadmissible that 
he should write it in any other way. This would be, I 
suppose, the point of view of a Soviet writer. But there 
are many other examples. If the reader is interested in 
Communist art, he should consider, in the course of his 
daily reading, how many statements on the problems of 
contemporary life which he reads would seem heresy to 
the ideal anti-religious, proletarian artist. For example, 
when I was thinking a good deal of these matters I 
copied out into a notebook the following from C. G. 
Jung’s The Secret of the Golden Flower: 

‘Only on the basis of an attitude which renounces none 
of the values won in the course of Christian development, 
but which, on the contrary, tries with Christian charity 
and forbearance to accept the humblest things in oneself, 
will a higher level of consciousness and culture be possible.’ 

Now I found myself in entire agreement with this; nor 

251 



252 IN DEFENCE OF A POLITICAL SUBJECT 

would I feel able to reject it because I felt it did not fit 
in with a system of thought of which I in some respects 
approved. 

A few days later I read the following sonnet, by Cecil 
Day Lewis: 

‘Yes, why do we all, seeing a communist, feel 
small ? That small 

Catspaw ruffles our calm— how comes it? That 
touch of storm 

Brewing, shivers the torches even in this vault? 
And the shame 

Unsettles a high esteem ? Here it is. There fall 

From him shadows of what he is building; bold 
and tall — 

For his sun has barely mastered the misted horizon 
—they seem. 

Indeed he casts a shadow, as among the dead will some 

Living one. It is the future walking to meet us all. 

Mark him. He is only what we are, mortal. Yet 
from the night 

Of history, where we lie dreaming still, he is wide 
awake : 

Weak, liable to ill-luck — yet rock where we are slight 

Eddies, and amid us islands the spring tide be- 
ginning to make. 

Mark him, workers, and all who wish the world 
aright — 

He is what your sons will be, the road these times 
must take.’ 

‘Why do we all, seeing a Communist, feel small?’ the 
writer asks, and he goes on to explain that the ‘catspaw 
ruffles our calm,’ and the ‘touch of storm brewing, 
shiver the torches even in this vault.’ 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 253 

My own feeling on reading this poem was that for 
some reason the poet is afraid of Communists, and that 
he wants to communicate this fear to the reader: but 
that as long as he and the reader are afraid, they are in 
no position to answer such questions. The poem has the 
vice of puritanism: it establishes a strong sense of guilt 
(the reader is guilty because he is not small like the 
Communist catspaw; he is living in a vault; he holds him- 
self too much in esteem; he is not building a new world); 
then, after convincing the reader of his inferiority, it 
seeks to convince him of a superstition: that the Com- 
munist (who after all, though, is only mortal) is a rock, 
is wide awake to the purpose of history. 

This poem does not seem to me to compare with 
other poems by Day Lewis, because a system of thought 
predominates, and crushes out the spontaneous thought 
and sympathy of the writer. If one looks at the poem 
again one sees that even the Communist does not come 
very well out of it: we are assured that he too is mortal, 
weak, liable to ill-luck. The poem now seems to say 
that he is really the same as we are, but is superior 
in having submitted himself to this ideological system 
which tells him what the future is going to be, and the 
roads these times must take. In other words, it tells 
him all sorts of things which he doesn’t really know, 
and which the writer doesn’t know either, but which he 
thinks he ought to know. 

My argument is that as a man of action it may be 
necessary to assume this knowledge, but that as an artist, 
it is not only wrong, it is impossible to do so. It may be 
necessary for the purposes of organization and confidence 
that revolutionary workers should adopt a belief which 
tells them quite positively certain things about the future. 
But the point is that it is not really true that people 



254 IN DEFENCE OF A POLITICAL SUBJECT 

know these things, and it is the business of the artist 
to know it is not true. If a little bird is paralysed with 
conviction that in ten minutes’ time a very nice serpent 
which has just looked his way is going to eat him, there 
ought to be one minute centre of the bird’s consciousness 
that is aware of a million other possibilities (however 
much he wants to be eaten), and that centre is the artistic 
consciousness. Day Lewis’s poem describes the attitudes of 
the little bird and the serpent, but somehow the impersonal, 
ultimately indifferent consciousness has got left out of it. 

For ultimately, however interested the writer may be 
as a person, as an artist he has got to be indifferent to 
all but what is objectively true. The road the future will 
tread may be the road of Communism, but the road of 
the artist will always be some way infinitely more diffi- 
cult than one which is laid down in front of him. 

It seems likely, then, that the Communist explanation 
of our society is not adequate to produce considerable 
art: it is adequate only to use art to serve its own purposes. 
The real objection to the Communist ideology in writing 
is that it is not self-critical. All it demands from a writer 
is that he should be a good and explicit exponent of 
Communism: if he is that, it not only shields him from 
criticism: there is positively no ground on which it can 
criticize him. When Communists, in New Masses, 
and International Literature, criticize proletarian litera- 
ture, they are always safe when they can attack the writer 
ideologically.^ If the writer is ideologically sound, they ex- 
press the most naive surprise that his book is not readable, 

^ The New Republic quotes a criticism of a book of pictures by 
Soglow which begins : ‘Whether it is humor or not, depends entirely 
on the class point of view. There is no such thing as humor in 
general; humor is for one class or another. The question is whether 
the book is satire for the working class or superficial cartoons to amuse 
the well-to-do.’ 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 255 

coupled with the most heartfelt hopes that the proletariat 
will soon do better. They have no criterion or critical 
apparatus by which to offer the most elementary explana- 
tion of mere inefficiency. I imagine that to the perfect 
Communist literary critic it must be a matter of almost 
dumbfounded astonishment that a Chinese coolie who is 
a member of the party, cannot write books far better 
than the bourgeois propaganda of Shakespeare. 

Thomas Mann, in his collection of critical essays, 
Past Masters, suggests that ‘Karl Marx must read Fried- 
rich Hblderlin.’ Perhaps another way of putting this 
is to suggest that the Communist writer should read the 
clinical discoveries of psycho-analysts, and that he should 
respect, even if he does not accept, the conclusions of 
Freud and Jung. 

To take a very simple example, both psychology and 
Communism offer explanations of the war. The Com- 
munist explanation is familiar. We are told that imperi- 
alist capitalism is a highly competitive system which is 
bound to lead to war, when certain capitalist interests 
are in one country threatened by their foreign rivals. 
Moreover, war itself is an economic product of capitalism; 
and that same capitalism, which is so nationalist in most 
respects, is international when it serves the interests of 
armament manufacturers, bankers and other monstrous- 
scale crooks. In other words, under the capitalist system, 
nationalism means commercial rivalry; internationalism 
means war. Now war, of all the oppressive devices of 
capitalism, is the most inimical to the workers, because 
it is in no sense to the interest of the English worker 
to kill the German or French worker, with whom, indeed, 
he has interests in common. The psychological explana- 
tion is not nearly so cut and dried as this, but it approaches; 
the problem from an entirely different angle, regarding 



256 IN DEFENCE OF A POLITICAL SUBJECT 

primarily the mind of the individual or a collection of 
individuals, and not the economic interests which direct 
individuals as though they were merely cogs in an eco- 
nomic machine. Psychologists regard war as an outbreak 
of passions which are repressed by the ordinary conditions 
of modern society. When Freud lectured in Vienna 
during the war, he took this view of the war, referring to 
aspects of it as examples of the kind of mass neurosis 
which he had discovered in individual patients. The 
subject has been discussed here in a book by Dr. Glover, 
on PFar^ Sadism and Pacifism : and Aldous Huxley gave a 
lecture on the wireless in which he quoted statistics to 
prove that during the war there was a smaller proportion 
of suicides in the countries of Europe, including the 
neutral countries, than in peace time. It is no part of 
my business to enter into this discussion now. All it is 
necessary to show is that there is another, a psychological 
explanation, of the war. Even if we believe Dr. Glover is 
wrong, or that it is impossible to probe, in our present 
state of ignorance, into the true psychological causes of 
the war, the knowledge that such causes do exist, and 
the view that war may be regarded as a disease of our 
particular civilization, suggest a strong criticism of the 
purely economic explanation, or the explanation in terms 
of class war. What Dr. Glover goes on to say (as quoted 
by Huxley in his talk) is that, after fifty years of re- 
search, it might be possible to cure man of the desire 
to express himself by fighting. This suggestion is, again, 
a criticism of the technique of revolution, for it suggests 
two questions, (i) Can you impose a cure on the capitalist 
world by making a revolution? (2) Since revolution is 
itself a form of fighting, does it not necessarily defeat 
its own ends ? 

Here, then, are two entirely different ways of looking 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 257 

at society. The one is that society is composed of a whole 
divided vertically into different competing imperialist 
units, which are divided again horizontally by class 
differences. The other regards society as a collection of 
individuals whose consciousness is a small light in the 
vast field of the unconscious being. Whereas Com- 
munism lays great emphasis on the will, psycho-analysis 
doubts the blind will’s effectiveness, regards the will, 
indeed, as dangerous and liable to destructive misuses, 
and emphasizes the importance of patience and rational 
understanding. Psycho-analysis may admit, in certain 
circumstances, that class war exists, but it cannot accept 
the assertion that the class of beings who are labelled 
‘bourgeois’ or ‘capitalist’ or ''rentier are fundamentally 
different from their neighbours, and only existing as 
objects to be destroyed. Nevertheless, the ideals of a 
classless society, and of an equal distribution of wealth, 
both appeal to the psychologist. The great division of 
Communism from all other creeds is that in it ends 
have been made equivalent with means, the method has 
deliberately been turned into the creed. 

Now the political artist, the artist who wishes to write 
about society as a whole, and not about the individual 
severed from his background, is aware of these two ways 
of thinking, the socialist and the psychological, which 
greatly influence our modern political consciousness. 

What happens if, instead of being a propagandist 
for either point of view, he attempts a synthesis: an 
understanding of the war, for example, which is in both 
economic and psychological terms; or such an under- 
standing of the post-war world ? 

In the work of W. H. Auden one sees such a synthesis 
attempted. 

The world in which a great deal of Auden’s poetry 



258 IN DEFENCE OF A POLITICAL SUBJECT 

moves is that of the psychologist’s and doctor’s case book. 
I have selected quite at random two quotations from an 
article by A. E. Clark-Kennedy, on Acquired Disorders 
of Function, in the Post-Graduate Medical Journal, to 
illustrate the use of a language which is primarily jargon; 

‘Loss of appetite, indigestion and sleeplessness serve 
no useful purpose in sorrow, anxiety and fear.’ 

‘An acquired disorder of function may be recognized 
by the fact that symptoms occur as an immediate conse- 
quence in the change of external environment, such as 
the presence of a horse, or the advent of the pollen season.’ 

A great deal of the imagery in Auden’s poetry has the 
same kind of clinical significance as the images suggested 
by such a phrase as ‘the presence of a horse and the 
advent of the pollen season,’ in Clark-Kennedy’s account 
of environments producing symptoms of hay-fever. For 
this reason, Auden’s imagery has the immediacy of 
imagery recollected in dreams, and the vividness of certain 
types of neurotic behaviour: 

‘Sir, no man’s enemy, forgiving all 
But will his negative inversion, be prodigal : 

Send to us power and light, a sovereign touch 
Curing the intolerable neural itch, 

The exhaustion of weaning, the liar’s quinsy, 

And the distortions of ingrown virginity. 

Prohibit sharply the rehearsed response 
And gradually correct the coward’s stance; 

Cover in time with beams those in retreat 
That, spotted, they turn though the reverse were great; 
Publish each healer that in city lives 
Or country houses at the end of drives; 

Harrow the house of the dead; look shining at 
New styles of architecture, a change of heart.’ 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 259 

When he writes such a line as ‘rise in the wind, my 
great big serpent,’ one is aware that the sexual imagery 
is conscious. The consciousness of imagery affects all 
his poetry. In the same way as Jean Cocteau in his 
Orphie renewed the imagery for death, supplying death 
with a surgeon’s gloves and all the apparatus of the 
operating theatre, so Auden has renewed the whole stock 
of his poetic imagery. To do this, he has not only in- 
vented; he has also plagiarized on a heroic scale. He 
has ransacked Jazz songs (such as Cole Porter’s Let's 
fall in love^' or Gershwin’s 'My one and only'\ psycho- 
logical and medical text-books, and films, for his material. 
His material is not, of course, these things in themselves, 
but the minds of the people who are affected by them. 

A verse like : 

‘You were a great Cunarder, I 
Was only a fishing smack. 

Once you passed across my bows. 

And of course you did not look back. 

It was only a single moment, yet 
I watch the sea and sigh 
Because my heart can never forget 
The day you passed me by,’ 

is an extension of the method used by Joyce in Ulysses 
when he makes Bloom think in journalese (complete 
with headlines), during the scene in the newspaper office. 
But in these lines Auden has taken the method a stage 
further than Joyce: for not only is the chorus satiric, 
and a parody, but it has a third quite unexpected element 
of seriousness in it: a true emotional, but rather pathetic, 
content which makes one reflect that it is a transcription, 
in contemporary imagery, of a genuine love lyric of a 
simple ballad kind. 



26 o in defence of A POLITICAL SUBJECT 

On the one hand, then, there is this psychological 
aspect of Auden’s poetry. To put this in the simplest 
terms, he is here engaged in extending the tradition of 
English poetry to his vast new clinical subject-matter. 
But, primarily, the emotions are, in his work, presented 
in simplified terms. For that reason he has gone back 
to early English poetry, to plays like Everyman, and to 
the Anglo-Saxon sagas, for his tradition. The Anglo- 
Saxon influence is shown in the definitions of the Air- 
man's Alphabet — for example : 

‘wireless: sender of signal 

and speaker of sorrow 
and news from nowhere. 
zero: Love before leaving 
and touch of terror 
and time of attack.’ 

Again, this influence is shown when he turns to a 
simplified presentation of experience, of love or death. 

‘To-night the many come to mind 
Sent forward in the thaw with anxious marrow 
For such might now return with a bleak face. 

An image pause half-lighted in the door, 

A greater but not fortunate in all.’ 

Or, again, from the last chorus from the same charade. 
Paid on Both Sides: 

‘His fields are used up where the moles visit. 

The contours worn flat; if there show 
Passage for water he will miss it : 

Give up his breath, his woman, his team; 

No life to touch, though later there be 
Big fruit, eagles above the stream.’ 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 261 

This also recalls the last chorus of Yeats’s version of 
Sophocles’ CEdipus Rex: 

‘Make way for CEdipus. All people said, 

“That is a fortunate man’’; 

And now what storms are beating on his head! 

Call no man fortunate that is not dead. 

The dead are free from pain.’ 

In such lines as those from the charade, Auden is 
not merely expressing a desire to escape from the present 
into archaic forms of experience: he is asserting the 
memory of actual racial experiences, in the unconscious 
mind. His poems are full of such references to racial 
memory as: 

‘Shall memory restore 
The steps and the shore. 

The face and the meeting-place; 

Shall the bird live, 

Shall the fish dive. 

And sheep obey 
In a sheep’s way; 

Can love remember 

The question and the answer. 

For love recover 

What has been dark and rich and warm all over?’ 

The symbols here are not I'terary: they are symbols 
of a deeper state of consciousness, still existing in the 
unconscious mind. This is a primitive consciousness, 
not a literary consciousness, which Eliot appeals to in 
lines like: 



262 IN DEFENCE OF A POLITICAL SUBJECT 

‘Lady of silences 
Calm and distressed 
Torn and most whole 
Rose of memory 
Rose of forgetfulness 
Exhausted and life-giving 
Worried reposeful 
The single Rose 
Is now the Garden 
Where all loves end.’ 

Auden’s poetry is made complex, because not only is 
this analytic account of the collective unconscious pre- 
sented in his poetry, but, after that, there is a further 
problem of presentation : a political view of our society 
is also presented. In the early poems, this view of our 
civilization seems to owe much to The Waste hand. 
In many of the poems there are pictures of a civilization 
in decay: 

‘Financier, leaving your little room 
Where the money is made, but not spent. 

You’ll need your typist and your boy no more; 

The game is up for you and for the others. 

Who, thinking, pace in slippers on the lawns 
Of college Quad or Cathedral Close, 

Who are born nurses, who live in shorts. 

Sleeping with people and playing fives. . . . 

You cannot be away, then, no 

Not though you pack to leave within an hour, 

Escaping humming down arterial roads : 

The date was yours; the prey to fugues. 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 263 

Irregular breathing and alternative ascendancies 
After some haunted migratory years 
To disintegrate on an instant in the explosion of 
mania 

Or lapse for ever into a classic fatigue.’ 

But the mood differs from that of The Waste Land. 
It is not despairing: on the contrary, it is almost impatient: 

‘You whom I gladly walk with, touch, 

Or wait for as one certain of good, 

We know it, we know that love 

Needs more than the admiring excitement of union. 

More than the abrupt self-confident farewell, 

The heel on the finishing blade of grass. 

The self-confidence of the falling root. 

Needs death, death of the grain, our death. 

Death of the old gang.’ 

Or again : 

‘Drop those priggish ways for ever, stop behaving 
like a stone: 

Throw the bath-chairs right away, and learn to 
leave ourselves alone. 

If we really want to live, we’d better start at once 
to try; 

If we don’t, it doesn’t matter, but we’d better start 
to die.’ 

The writer still believes then, in these earlier poems, 
that it is possible for the individual to save himself by 
learning to love, and to live. 

This belief is linked up with a theory of the psycho- 



264 IN DEFENCE OF A POLITICAL SUBJECT 

logical nature of illness. Auden’s poetry is full of refer- 
ences to illness, to nurses, to people who are wheeled 
about in bath-chairs; these illnesses are always interpreted 
as symptoms of a state of mind: 

‘For to be held for friend 
By an undeveloped mind 
To be joke for children is 
Death’s happiness: 

Whose anecdotes betray 
His favourite colour as blue 
Colour of distant bells 
And boys’ overalls. 

His tales of the bad lands 
Disturb the sewing hands; 

Hard to be superior 
On parting nausea; 

To accept the cushions from 
Women against martyrdom. 

Yet applauding the circuits 
Of racing cyclists.’ 

To realize how important is this view of illness in his 
poetry, it is necessary to examine The Orators^ where the 
view of illness as a psychological defect, and the view of 
a certain class of people as psychologically ill, are both 
expressed. The subject is announced in the question: 
‘What do you think about England, this country of ours, 
where nobody is well V 

Those sections of The Orators called Letter to a 
Wound and The Airman's journal are in some ways 
comparable to Rilke’s Notebook of Malte Laurids Brigge. 
It is hardly necessary to point out that Rilke’s Notebook 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 265 

is largely autobiographical, and that where it is fictitious 
it creates, as does The Airman's ’Journal^ a personal legend. 
Rilke shared Auden’s view of the psychological nature 
of illness. The views of both writers is, to summarize it 
crudely, that illness of the body is the physical expression 
of a defect of the mind: thus it is to be regarded with 
relief as a recognizable symptom, or even in some cases 
with gratitude as an effective cure, or as a means by which, 
through treatment of the body, a complicated illness of 
the mind may be relieved. 

Rilke— or Brigge— describes himself as suffering from 
an illness all the symptoms of which are purely mental, 
and yet it is an illness for the cure of which he goes to 
the ordinary Paris hospital. 

‘And now this malady, which has always affected me 
so strangely. I am sure its importance is minimized, just 
as the importance of other diseases is exaggerated. This 
disease has no particular characteristics; it takes on those 
of the person it attacks. With a somnambulic assurance 
it drags from the profoundest depths of each one’s being 
a danger that seemed past, and sets it before him again, 
quite near, imminent. Men, who once in their school- 
days attempted the helpless vice that has for its duped 
partner the poor, hard hands of boys, find themselves 
tempted afresh by it; or an illness they had conquered in 
childhood recurs in them; or a lost habit reappears, a 
certain hesitating turn of the head that had been peculiar 
to them years before.’^ 

This illness is certainly a relative— a poor relative— of 
the illness in the Letter to a Wound. 

Rilke’s Journal and his poetry are preoccupied with 
death. His view of death corresponds to his — and 

The Notebook of Malte Laurids Brigge, translated by John Linton 
(Hogarth Press), "p. 59. 



266 IN DEFENCE OF A POLITICAL SUBJECT 

Auden’s— view of illness: ‘Formerly we knew (or per- 
haps we just guessed) that we carried our death within 
us, as a fruit bears its kernel. Children had a little death 
within them, older people a large one. Women had 
theirs in their womb, men theirs in their breast. One 
had it, and that gave one a singular dignity, a quiet 
pride.’ He contrasts the death of people now with those 
earlier deaths: ‘The desire to have a death of one’s own 
is growing more and more rare. In a little while it will 
be as rare as a life of one’s own. Heavens! it is all there. 
We come and find a life ready for us: we have only 
to put it on. We go when we wish or when we are com- 
pelled to. Above all, no effort. Voila votre mart, monsieur. 
We die as best we can; we die the death which belongs 
to the disease from which we suffer (for since we have 
come to know all diseases, we know, too, that the different 
lethal endings belong to the diseases and not to the people; 
and the sick person has, so to speak, nothing to do).’ 

So that the death-in-life also results in the mechanism 
of life-in-death, and deprives even death of reality. This 
picture of a world of nurses (so like the world of James’s 
last novel. The Ivory Tower), doctors, and sanatoria, 
corresponds to Auden’s vision of the modern world. 

‘ “Save me!’’ the voice commanded, but as I paused 
hesitant 

A troop rushed forward 

Of all the healers, granny in mittens, the Mop, 
the white surgeon.’ 

Corresponding to Rilke’s preoccupation with death 
was his immense interest in re-creating in himself the 
conditions of his childhood : in returning as far as possible 
to the state in which he was, as a child. This was not 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 267 

Peter Pannishness, it was not a narcissistic desire to 
recover lost charms and innocence and lack of responsi- 
bility. On the contrary, it expressed rather the desire 
we find in Yeats to create a legend, and the desire we 
find in Eliot to recover a tradition. In the Notebook 
the legend and the tradition to some extent overlap, 
because he invents ancestors and family history. Never- 
theless, the tradition was undoubtedly very real to him, 
since he himself came of a partly aristocratic family: and 
what is more natural than it should be immersed in 
legend — even if the legend was deliberately exploited 
from memories of childhood 

Rilke’s family memories correspond to the airman’s 
worship of his dead uncle in The Airman's Journal. This 
tradition is linked up, too, with the airman’s childhood: 

‘He (my uncle) didn’t come very often, but I can 
remember when I was about thirteen a letter from him 
coming at breakfast. “Of course, I know he’s very clever,’’ 
my mother sniffed, and then there was silence. 

‘It wasn’t till I was sixteen and a half that he invited 
me to his flat. We had champagne for dinner. When I 
left I knew who and what he was — my real ancestor.’ 

Rilke, in his journal — like all the great aesthetes: like 
Joyce, and Henry James, and the early Yeats— is occupied 
in his art with the problems of individuals. The aesthetic 
fulfilment of the individual soul is what occupies him, 
as apart from the personal salvation which concerns Eliot, 
or the personal damnation of Baudelaire. In Auden’s 
work the emphasis is quite different: the interest is the 
relation of the individual to society, the individual who 
is not anti-social and a secret rebel, an anarchist, in the 
sense in which all the great aesthetes have been so, bu^ 
who, if he is a rebel, is only that in conjunction witk^ 
social class. 



268 IN DEFENCE OF A POLITICAL SUBJECT 

Therefore the main interest of The Airman's yournal 
is how the airman is able to relate himself to society, 
and how far he is himself simply a product of the social 
life which has produced him. 

The symbolic position of the airman is, as it were, 
to be on the margin of civilization. Being an airman, 
it is obvious that he is not tied down in any way; he is 
up in the air, and in the position of artists like Rilke or 
Lawrence who travel; and yet he is the man of action, 
flying, planning Fascist (.^) coups, circulating leaflets. 

It is important to realize that this particular airman is 
not only an airman with an aeroplane, but he is a psycho- 
logical airman as well. He has another mythology besides 
the ancestral relationship with his uncle. This mythology 
has to do with the association, amongst certain natives, 
of epilepsy with the idea of flying. Perhaps the airman 
is an epileptic: certainly he is homosexual, and also 
a kleptomaniac. The ’Journal leaves one in no doubt 
that his uncle was homosexual, and on this fact depends 
the ancestor relationship. 

The airman symbolizes the homosexual, because, like 
him, he is incapable of exploiting the old, fixed relation- 
ships: he has involuntarily broken away from the mould 
of the past and is compelled to experiment in new forms; 
his life, being comparatively disinterested, may result in 
an experiment of value to society, so long as he does not 
become obsessed with his own personal problem. His 
chief danger is his remarkable irresponsibility which 
leads him to indulge in Fascist day-dreams of fantastic 
and murderous practical jokes. The airman, therefore, 
with his bird’s-eye view of society, sees everywhere the 
enemy. The most brilliant passages in the book are 
those in which he classifies the enemy. 

We are never, of course, told directly who the enemy 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 269 

is, but only (i) how he behaves; (ii) symptoms by which 
we may recognize his influence on individuals; (iii) how, 
regarding him as a disease, we may recognize his symp- 
toms in ourselves. 

The study of his behaviour is very largely an ingenious 
application of the Marxist analysis of capitalist society. 
E.g.’. ‘The effect of the enemy is to introduce inert 
velocities into the system (called by him laws or habits) 
interfering with organization. These can only be removed 
by friction (war). Hence the enemy’s interest in peace 
societies.’ 

This is a brilliant but partial application of the Marxian 
conception of history. But it is not a formula. It is a 
generalization which is also a very striking psychological 
observation of behaviour. 

Combined with Marxism is psychology, and a very 
acute analysis of the behaviour of individuals. The 
‘enemy’ sections are the strength and also the weakness 
of the yournal. They are strong because they contain the 
same true vision as does the wider, social observation. 
The weakness is, firstly, that the enemy tends to be too 
easily recognizable as one of several public school types. 
Secondly, that, in this context, psychology combined 
with Marxism tends to produce a peculiarly ingenious 
form of heresy-hunting. Heresy-hunting is not dangerous 
because one wishes in any way to spare the Enemy, 
but because it justifies narrow personal dislikes, univer- 
salizes petty criticism, and because in many cases it 
encourages a kind of masochistic self-abuse. 

To say that the enemy is a public school type is 
perhaps too strong; but at any rate he is recognizably a 
member of the upper class. 

‘Three kinds of enemy walk— the grandiose stunt — 
the melancholic stagger — the paranoic sidle. 



270 IN DEFENCE OF A POLITICAL SUBJECT 

‘Three kinds of enemy bearing — the condor stoop — 
the toad stupor — the robin’s stance. 

“Three kinds of enemy face — the June bride— the 
favourite puss— the stone in the rain,’ 

These are excellent descriptions of the kind of people 
whose pictures we see in society newspapers. One reads 
through another dozen or so, and one does not find one 
paragraph which would apply nearly so effectively to a 
member of the working class. One expects, therefore, 
that since the airman is out to defeat the enemy, he will 
find an ally among the class exploited by him. But not 
a bit of it. All the airman has is one or two people whom 
he can respect, Derek, a girl called E. 

‘But are there not after all some houses to which all this 
does not apply.? Cases of immunity, queer to research, 
but quite authentic,? 

‘Here a home, rather than name which the enemy will 
employ any circumlocution; there a figure he will cross 
the street to avoid, assume an interest in a barber’s 
window rather than meet that incorruptible eye. The 
Hollies, for instance, their most intrepid would steer 
clear of though disobeying the most urgent order. So 
far I have said nothing to E.’ 

So really we are back at the position of saying that 
just a few people whom we approve of are ‘our set.’ We 
have read through all the enemy characteristics, and they 
don’t apply to our friends: or not seriously. We are with 
Rimbaud in hating bourgeois morality: if we had been 
young men twenty years ago perhaps we would have 
volunteered to go out to Mexico with D. H. Lawrence, 
and start a little colony; but it is too late for that now. 
We are the intelligent. 

The weakness of the enemy captions is that they 
apply to the people whom one doesn’t like. One’s own 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 271 

little set draws closer together, only occasionally uniting 
to hound out one of their number whom the others 
recognize as the enemy. 

But Auden is not quite so simple as that (not so simple 
and abusive as Ezra Pound in his Cantos, for instance), 
because : 

(iii) there are the enemy symptoms in ourselves: 

‘Three warnings of enemy attack — depression in the 
mornings— -rheumatic twinges— blips on the face. 

‘Three symptoms in convalescence— nail-biting— night- 
mares — short sight. 

‘Three results of an enemy victory — impotence — 
cancer— paralysis.’ 

Some of the definitions of enemy activities also have 
the same uncomplacent note of self-criticism : 

‘Of the enemy’s definitions by Negation: 

'Unless you do well you will not be loved. 

‘I’m afraid of death (instead of / want to live). 

‘Pleasure is the decrease of pain (olives— whisky).’ 

The airman’s means of attack is the practical joke 
organized on a gigantic scale. The end of Kxsyournal is 
full of such fantasies : ‘At the pre-arranged zero hour the 
widow bent into a hoop with arthritis gives the signal 
for attack by unbending on the steps of St. Philip’s. A 
preliminary bombardment by obscene telephone messages 
destroys the morale already weakened by predictions of 
defeat made by wireless-controlled crows and card-packs. 
Shock troops equipped with wire-cutters, spanners and 
stink-bombs, penetrating the houses by infiltration, 
silence all alarm-clocks, screw down the bathroom taps, 
and remove plugs and paper from the lavatories.’ 

The principle of the airman is, of course, to shock, 
although his methods are also partly a satire on estab- 
lished Fascist methods : it is an extension of Rimbaud’s 



272 IN DEFENCE OF A POLITICAL SUBJECT 

mockery of everything bourgeois. The airman believes, 
as Rimbaud believed, and as Shaw as a young man 
believed, that a shock organized on a sufficiently large 
scale will upset the private mental associations of the 
enemy, and thus destroy his belief in himself. ‘Practical 
jokes are in every sense contradictory and public, e.g. my 
bogus lecture to the London Truss Club.’ 

After indulging in fantastic dreams of violence, the 
airman suddenly goes back on these Fascist plans. ‘My 
whole life has been mistaken, progressively more and 
more complicated, instead of finally simple.’ 

He decides that violence is wrong because : 

‘(i) The power of the enemy is a function of our 
resistance, therefore 

‘(2) the only efficient way to destroy it — self-destruc- 
tion, the sacrifice of all resistance, reducing him to 
the state of a man trying to walk on a frictionless 
surface. 

‘(3) Conquest can only proceed by absorption of, i.e.^ 
infection by, the conquered. The true significance of my 
hands. “Do not imagine that you, no more than any 
other conqueror, escape the mark of grossness.’’ They 
stole to force a hearing.’ 

The airman’s end is now not far off. The last entry 
in hisyournal is that his ‘hands are in perfect order.’ So 
he has triumphed; but it is a secret victory. We have 
seen him torn between ideals of revolution, ideas of 
religion, and ideas of cure. The acceptance of his hands, 
which is followed by the hands being in perfect order, 
is his psychological victory. 

The airman, being who he is, is bound to fail, because 
he is alone. So long as he is alone he is bound, like 
pacifists, to answer war by non-resistance of a kind 
which he believes to be anti-toxin. That is, as long as 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 273 

the airman’s observations, whilst they make an enemy 
of the governing class, do not find an ally in any other 
class. There is never any really revolutionary issue in 
The Airman's Journal, because the airman has no 
friends. 

The airman is particularly interesting because he is, 
in fact, in much the same position as the contemporary 
writer who hates the social system under which he exists, 
and lives, and writes in a dream of violence on behalf of 
himself and his friends. He is ignored by the greatest 
part of society, and neither directly nor indirectly does 
his work penetrate to it. Yet he may represent the most 
intelligent and critical forces in society. Supposing that 
he is living in a society that is self-destructive and 
actively preparing for war, he seems to be completely 
powerless. His elimination is no loss to society, as Fascist 
governments have discovered who have been able to 
dispose of all the groups representing culture in their 
countries, because this culture had no deep roots in the 
life of the whole people. The airman and the artist is, 
like Roderick Hudson, just dangerously and acutely 
himself, apart from the rest of the world, isolated in 
his sensibility. Yet without him civilization is only a 
name. 

He has, therefore, like the airman, got to defeat the 
enemy. There are two methods of attack. The first is 
to become an active political agent, to take part in the 
immense practical joke of destruction. But then he is 
using the enemy’s own weapons: he will become an 
enemy to the enemy; and, besides that, his hands steal. 
The second is to learn how he may escape from his own 
isolation; not to resist the enemy, but to absorb him. 
To make an art that is infected by — that is about — 
society, and which it is impossible for society to discard. 



274 IN DEFENCE OF A POLITICAL SUBJECT 

because it is essentially a part of it; and to make it a 
part which will transform the whole. 

One sees then in The Orators, the victory of the idea 
of a psychological cure, which is always predominant as 
an aspect of Auden’s work. But this is followed in The 
Dance of Death by a violent swing-over to the other, 
the revolutionary, idea. The theme of this play is 
stated in the prologue, which is made by an Announcer: 
‘We present to you this evening a picture of the de- 
cline of a class, of how its members dream of a new 
life, but secretly desire the old, for there is death inside 
them. We show you that death as a dancer.’ The chorus 
then murmurs, from behind the curtain, ‘Our death.’ 
The chorus belongs to the same class as that satirized 
in The Orators. These people are shown in various 
ridiculous attitudes— sun-bathing, turning Fascist, in 
night clubs, abandoning their young women, engaged in 
flight from the alone to the Alone; trying always to keep 
the dancer, who represents their death, alive. The class 
is the propertied class, who reply, to the suggestion that 
they should become Communist, with Fascism : 

‘audience: One, two, three, four. 

The last war was a bosses’ war. 

Five, six, seven, eight. 

Rise and make a workers’ state. 

Nine, ten, eleven, twelve. 

Seize the factories and run them yourself. 

B. : It’s ’is fault. I told you so. 

AUDIENCE [j>ointing at dancer]: 

Put him out. Put him out. 
chorus: You are responsible 
You are impossible. 

Out you go. 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 275 

We will liquidate, 

The capitalist state 
Overthrow. 
audience: Atta boys. 
manager: Do something, man, 

As quick as you can. 

Prevent such behaviour 
And be our saviour. 

Get us out of this trouble 
As I guarantee 
My theatre will double 
Your salary. 

[dancer dances as the demagogue, the chorus lose 
their menacing attitude and become fascinated. 

Having refused to accept the Communist solution, the 
Dancer dies, but not before he has made his will : 

‘He leaves his body, he leaves his wife. 

He leaves the years, he leaves the life, 

For the power and the glory of his kingdom they 
must pass. 

To work their will among the working class.’ 

The play closes to a dead march, with Karl Marx 
pronouncing that ‘The instruments of production have 
been too much for him. He is liquidated.’ 

The position of this play then is complementary, but 
not contradictory, to The Orators. What the play does 
is not to make a propagandist assertion, but to state a 
situation. The statement is not irreconcilable with the 
position of The Orators. Each book states, as it were, a 
hypothesis, and the two hypotheses enable the writer 
to achieve his picture of the whole contemporary scene. 
If one asks at what point that synthesis is achieved, I 



276 IN DEFENCE OF A POLITICAL SUBJECT 

think the answer is that it rests in a loving attitude of 
mind: the writer does not write from hatred, not even 
when he writes satire, but from a loving understanding. 
His gift is the peculiar gift of a writer who does not 
write from rejecting his experiences, nor from strict 
selection amongst many appearances, but accepting more 
and more of life and of ideas as he goes on experiencing. 
His danger is that sometimes he adopts the too facile 
formula of regarding all the world as ill, so that he expresses 
a philosophy as soothing as that of a nurse. The peculiar 
kind of experience which his poetry offers is an organic, 
living experience, made up sometimes of contradictions, 
and which is sometimes irresponsible and evasive. It is 
a mistake to suppose his poetry is primarily one of 
ideas: it is a chameleon poetry which changes its colour 
with the ideas which it is set against; but the life is in the 
chameleon, in the poetry itself, not in the ideas which are 
seen through it. It is a poetry of life which deals in ideas, 
but which is not ruled by them. 

Sometimes Auden writes poems containing lines such 
as these: 

‘Language of moderation cannot hide 
My sea is empty and the waves are rough : 

Gone from the map the shore where childhood 
played 

Tight-fisted as a peasant, eating love; 

Lost in my wake my archipelago. 

Islands of self through which I sailed all day. 
Planting a pirate’s flag, a generous bay; 

And lost the way to action and to you. 

Lost if I steer. Gale of desire may blow 
Sailor and ship past the elusive reef. 



AIRMAN, POLITICS AND PSYCHO-ANALYSIS 277 

And I yet land to celebrate with you 
Birth of a natural order and of love; 

With you enjoy the untransfigured scene, 

My father down the garden in his gaiters. 

My mother at her bureau writing letters, 

Free to our favours, all our titles gone.’ 

In such poetry one can see the opposing ideas fused 
into one single idea, so that the contradictions of some of 
the other poems disappear completely. 



EPILOGUE 


In this book I have tried to show that, apart from all 
questions of tendency, there is, in our modern literature, 
a consistent tradition of writing that has a political-moral 
subject. 

Essentially, James’s last novels, Eliot’s poems, Owen’s 
poems, and Upward’s two short stories, present different 
aspects of the same political subject. 

The political subject has undergone transformations, 
because at one time it seemed primarily the duty of the 
individual to escape from his environment, and, with a 
few others who cared about such things, to preserve, in 
isolation, the values of our civilization. The impulse of 
the character in James’s story, who cherishes her Altar 
of the Dead, is the same as that of Lawrence when, in his 
letters, he asks friends to emigrate with him in order to 
found some settlement, where they would make the 
beginning of a new life. The woman in James’s story had 
her vision of the flaming altar which was the end of a 
civilization; Lawrence had his vision of the plot of land 
which was the beginning of a new one. What they both 
cared for was civilization. 

To other writers, as we see in The Waste Land, the only 
reasonable act was to immerse themselves in ‘the destructive 
element.’ The escape of the few offered no attractions. 
The alternative to such an escape was to accept the fact 
that our civilization is without faith, decaying, and in 
some ways barbaric. 

The third attitude is that of the man in Upward’s 
story who desires a revolution to remove ‘the more obvious 

278 



EPILOGUE 


279 

material evils’ of the world. He clearly means much more 
than this. 

These attitudes all serve to present in lively and signifi- 
cant ways the most serious subject possible to writing. 

Beyond this indication of a common subject, a con- 
sistent political tradition, there are certain conclusions to 
be drawn. 

The first is that the ‘tendency’ is always subsidiary to 
the whole subject. The tendency at most is a selecting 
instrument which directs the writer to a certain aspect 
of the subject. 

Tendencies in themselves are of no literary interest. 

They are of no interest because art does not illustrate 
a point of view, it does not illustrate at all, it presents 
its subject in a new form. 

Observation should be external and real. The thing 
observed in a poem or a work of fiction should refer to 
something outside the poem, in the same way as nature 
poetry refers to a background of nature. Otherwise, it 
is not observation, it is illustration. 

Poetry is a language which can communicate simply 
and directly experiences that are not directly communi- 
cable in ordinary language. A single poem by Wilfred 
Owen communicates, immediately and convincingly, ex- 
periences that the reader may never have shared, and 
which certainly are not communicated, although they 
may be imagined by inferring them, in any other book 
about the War. Further, poetry often communicates when 
one does not fully understand it, and even when written 
in a language which one knows very imperfectly. 

The imagist poets seem to have thought that the 
creation, in words, of a beautiful image was an end in 
itself, as though the image had an existence of its own, 
which was isolated from experience and the external world. 



28 o in defence of A POLITICAL SUBJECT 

But imagery is the urgent medium by which experience 
holds our attention. A great part of the behaviour of 
the most ordinary people is dictated by some image of 
themselves which they hold in their minds. Everyone has 
in his consciousness images of birth, death, sex, and every 
kind of experience, but for the greater part of their lives 
they are scarcely conscious of this imagery. 

But the poet must be conscious of the profound 
significance and meaning of imagery: his imagery must 
be true. Images are not still-lifes to be hung on walls. 
They are visions of the history of the race and of life and 
death. 

These are rough signs only. But they may help 
to show that certain conclusions can be drawn, if we 
accept the hypothesis that literature is a means of 
understanding the profoundest and most moral changes 
in the human mind. 



INDEX 


Aaron* s Rod^ 68, 179 
Adam's Curse ^ 1 1 7 
After Strange Gods^ 86, 153, 155, 
167 

Altar of the Dead, The, 28, 50, 32, 
35, 36. 39, 41 

Ambassadors, The, 26, 30, 32, 35, 
36, 39» 4i» 53» 66, 67, 73, 
75-83, 84, 86, 87, 1 14 
American, The, 25, 28, 37, 39, 40, 

42,45 

American Scene, The, 66, 99 
Apes of God, The, 200, 206, 207, 
2 1 1 , sef, 

Arnold, Matthew, 165-6 
Artists in Uniform, 230 
Aspern Papers, 45, 48, 53, 58 
Auden, W. H,, 20; note, 148, 
215, 236, 240, 257, 

Auerbach, 232 
Autobiographies, 119, 131 
Aw heard Age, The, 26, 34, 48, 
51, 57, 87, 213 
AxePs Castle, 3 5 

Backward Glance, A, 1 01 
Balzac, H. de, 25, 191 
Baudelaire, 72, 83, 104, 132, 134, 

154, 155 

Beast in the Jungle, The, 28 
Beach, J. W., 37 

Beethoven, 17, 53; Quartet in A 
Minor, Op, 1 30, 95 ; Last 
Quartets, 149, 150, 1 51 
Birds, Beasts and Flowers, 160, 176, 

183 

Blackmur, R. P., 56, note 


Blake, William, 162, 163 
Blythdale Romance, The, 41 
Blick ins Chaos, 140 
Butler, Samuel, 162 

Castle, The, 243-5 
Celtic Element in Literature, The, 
122 

Celtic Twilight, The, 119, 122 
Chekhov, 15, 174 
Civilization and its Discontents, 
146 

Clark-Kennedy, A. E., 258 
Colleagues, The {New Country), 242 
Communism, 227-35, 254-6 
Coxon Fund, The, 

Curtius, Prof. Ernst Robert, 84 

Dance of Death, The, 148, 274-67 

Dante, 149, 154, 155 

Daisy Miller, 47 

Davies, W. H., 190 

Dead, The, 113, 170 

Decline of the West, The, 140 

De Grey, 37 

de la Mare, Walter, 1 3, 190 
Dubliners, 170 

Duchess of Malfi, The, 194, 196 

Eastman, Max, 230 
Eliot, T. S. — 

Ash Wednesday, 149-52 
Baudelaire, 132, 134, 140 
Church, 157, 164-7, 172 
Comparison with, 132-4 
Gerontion, 141-2 
Influences, 155 


a8i 



282 


INDEX 


Elioty T. S. — continued . — 
Isolation, 135 
Liberalism, 173-4 
Morality, 162 
Opinions, 166-7 
Personality, 159 
Poetry, 132-52 
Prose, 153-75 
Prufrock, 137-8 
Subjectivism, 133, 134-6 
Sweeney Agonistes, 147-8 
The Waste Land ^ I4i"7 
Tradition, 132, 153, 158-9, 16 1, 
163, 164-5, 171 

Fantasia of the Unconscious ^ 14 
Farewell to Arms, A, 42, 205 
Fascism, 167, 224 
Faulkner, William, 42, 104, 205 
Faust, 81 

Figure in the Carpet, The, 51 
Flaubert, 31, 191 
Forster, E. M., 60 
Frazer, Sir James, 146 
Freud, 146 

Garnett, Edward, 185 
Glover, Dr., 256 

Goethe, 23, 81, 115, 116, 160, 
163, 172 

Golden Bough, The, 146 
Golden Bowl, The, 15, 24, 26, 27, 
28, 31, 32, 35 » 37 , 52, 53, 
58, 66, 67, 74, 75, 81, 82, 
83, 85, 87, 95, 104, 114, 193 
Green, Henry, 237 
Green Helmet ^ Other Poems, The, 
118 

Gulliver's Travels, 2 1 3 

Hardy, Thomas, 170 
Hawthorne, Nathaniel, 29, 40, 42 
Hemingway, Ernest, 42, 205, 206 


Hinkson, Katherine Tynan, 122, 
123 

Hollow Men, The, 128 
Hopkins, Gerard Manley, 173, 220 
Hound and Horn, 3 5, 36, 56 note, 82 
Howard's End, 60 
Hulme, T. E., 154, 155 
Huxley, Aldous, 185 note, 256 

Ideas of Good and Evil, 122 
In a Province, 237, 245-50 
International Situation, The, 108 
In the Cage, 48 

Intimate Journals (of Baudelaire), 
104, 134, 154 
Invaders, The, 214-15, 237 
Ivory Tower, The, 14, 54, 58, 61, 
62, 66, 80, 99, 102, 104, 
108, 199, 200 

James, Henry — 

Anecdotes about, 64-6 
Attitude to death, 39-42 
Attitude to sex, 34-7, 194-6 
Drama, 57, 192 
Method of presentation, 191 
Money, 59 seg., 103 
Morality, 66, 71-2, 89, 90, 196 
Nouvelles, 48 
Opinions, 63, 64, 198 
Relation of life to art, 49 seg. 
Sense of tradition, 29, 62 
Snobbishness, 31, 19 1, 199 
Symbols, 24 

The Figure in the Carpet, 51-2 
James, William, 26, 29, 49, 52, 65 
Joyce, James, 12, 23, 80, 81, 86, 
104, 113, 123, 132, 168, 170, 
172, 173, 181, 191, 192, 209, 
221 

Kafka, Franz, 243 seq. 

Kaverin, V., 234 

Kharkov manifesto. The, 232, 233 



INDEX 283 


Lady Chatterlefs Lover ^ 183, 184 
Last Poems ^ 220 

Lawrence, D. H., 14, 15, 16, 17, 
23f 3L 4o» 4 - 2 , 68, 104, 113, 
123, 124, 144, 160, 163, 168, 
170, 172, 173, 176, 186, 220, 
225 

Leavis, F. R., 13, 120 
Le/t Review, 233 
Lenin, 235 

Lesson of the Master ^ The, 48 
Lewis, Cecil Day, 226, 252, 253 
Lewis, Wyndham, 82 note, 105, 
176, 191, 200, 205-16 
Literature of the Peoples of the 
U.S.S.R,, 234 sef. 

Living, 237 

Madame de Mauve s, 32 
Madonna of the Future, The, 29 
Man Who Died, The, 16, 176, 182 
Mann, Thomas, 2 56 
Mansfield, Katherine, 168 
Marriage of Heaven and Hell, The, 
162 

Men without Art, 205 note, 207 note 
Method of Henry James, The, yj 
Milton, 201 
Moby Dick, 174, 182 
Moore, George, 121, 125 

New Masses, 2 30, 2 3 3 

Notes of a Son and Brother, 49, 65 

Odyssey, The, 85, 211 
Orators, The, 215, 240, 264-74 
Owen, Wilfred, 130, 135, 217, 
218, 219, 221, 279 
Owen Wingrave, 113 

Paradise Lost, 201 
Passionate Pilgrim, The, 29 
Past Masters, 255 
Plomer, William, 214 


Plumed Serpent, The, 16, 177, 183 
Poetry and Tradition, 122 
Poetry of Socialism, 234 
Portrait of the Artist as a Young 
Man, A, 84, 86 

Portrait of a Lady, The, 39, 40, 55 
Post, Laurens van der, 245, 250, 
251 

Pound, Ezra, 12, 16, 155, 1 91, 203 
Praz, Mario, 206 

Princess Casamassima, The, 34, 43, 
45, 200 

Principles of Literary Criticism, 12 
Psycho-analysis, 257 seq. 

Pupil, The, 34, 37, 45 

Rapp {Russian Assn, of Proletarian 
Writers), 230, 231 
Reflections on the Death of a Por- 
cupine, 176 

Revenger's Tragedy, The, 141, 212 
Richards, 1 . A., 12, 14, 144, 147, 
189, 204, 222 

Rilke, Rainer Maria, 132, 265 seq. 
Rock, The, 152, 167 
Roderick Hudson, 25, 26, 27, 30, 
37, 38, 40, 43, 45 
Romanov, 231 
Romantic Agony, The, 206 

Sacred Fount, The, 87 
Sacred Wood, The, 157 
Science and Poetry, 12,222 
Science of Life, The, 202 
Secret of the Golden Flower, The, 
251 

Selivcnovsky, A, 234 
Sense of the Past, The, 53, 66, 80, 
99, 105, 108, 113 
Small Boy and Others, A, 25, 49, 

65 

Sons and Lovers, 178 
Spengler, Oswald, 140 



INDEX 


284 

Spoils of Poynton^ TAe^ 31, 34, 48, 
56, 58, 62 

Studies in American Classical Litera- 
ture, 40 

Sullivan, J. W. N., 151 
Sunday, 237 
Swift, 213 
Symonds, J. A., 116 

Temple, Mary, 65 
Time and Western Man, 82 note, 
10$ 

To the Lighthouse, 203 
Tourneur, 141, 212 
Tower, The, 121, 131 
Tragic Muse, The, 45, 46, 47, 200 
Turn of the Screw, The, 34, 35, 37, 
48, 53, 108, 113, 114 
Tynan, Katherine, see Hinkson 

Ulysses, 80, 81, 83, 84, 85, 86, 98, 
104, 1 14, i8r, 203 
Upward, Edward, 236, 237 seq,, 
278 

Use of Poetry and the Use of Criti- 
cism, The, 163 note, 164 note 

Verlaine, 143 

Virgin and the Gipsy, The, 176 
Voronsky, 235 

War, Sadism and Pacifism, 256 


Waste Land, The, 12, 14, 15, 17, 
98, 1 16, 132, 133, 140, 

141-7, 150, 155, 189, 190, 
204, 262, 263, 278 
Waves, The, 203 
Webster, 198 
West, Rebecca, 36 
Westcott, Glenway, 36 
West-Oestlicher Divan, 23, 1 1 5 
Wharton, Edith, loi 
What Maisie Knew, 24, 45, 48, 52 
White Peacock, The, 176 
Whitman, Walt, 160 
Wilson, Edmund, 3 5 
Wind among the Reeds, The, 125 
Wings of a Dove, The, 15, 26, 27, 
32, 35, 58, 59, 61,66, 67 seq,, 
81, 83, 85, 88, 104 
Women in Love, 1 1 3, 179 
Woolf, Virginia, 203, 204 
Work in Progress, 104 

Yeats, W. B.— 

Contemporaries, 119-20 
Individuality, 115 
Magic, 122-23, 127, 128 
Morality, 128-31 
Politics, 1 16 
Realism, 120-1 
Symbolism, 121, 123-6 
Yellow Book, The, 49, 1 1 3, 1 19 

2 ^ 1 insky, C., 234